Prosecution Insights
Last updated: October 02, 2026
Application No. 17/945,691

CATHETER

Non-Final OA §103
Filed
Sep 15, 2022
Priority
Mar 19, 2020 — continuation of PCTJP2020012236
Examiner
RITCHIE, HADEN MATTHEW
Art Unit
3783
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Asahi Intecc Co., Ltd.
OA Round
3 (Non-Final)
73%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
47 granted / 64 resolved
+3.4% vs TC avg
Strong +34% interview lift
Without
With
+33.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
26 currently pending
Career history
98
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
50.1%
+10.1% vs TC avg
§102
36.4%
-3.6% vs TC avg
§112
11.9%
-28.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 64 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment This office action is responsive to the amendment filed 29 June 2026. As directed by the amendment: claims 2 and 5 are cancelled. Therefore, claims 1, 3, 4, and 6 are presently pending. Response to Arguments Applicant’s arguments, see pages 4-8, filed 29 June 2026, with respect to claim 1 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, applicant argues on page 5 that the thickness of a first portion is not larger in Ashiya than a second portion in Ashiya. As shown in the newly annotated figure, a part pertaining to a portion of the first lumen is larger in thickness than the second portion side as the second portion does not even include this part and the first lumen still runs the length of the catheter. Therefore, the portion in the annotated figure below that is thicker, corresponds to running the length of the first lumen. Applicant’s arguments regarding the opening widths on parges 5-7, the embodiments of Ashiya are included in a 35 USC 103 rejection below and statements regarding those embodiments and how they can be combined are included as well. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 3, 4 and 6 are rejected under 35 U.S.C. 103 as being unpatentable over Ashiya et al. (US 5,947,925). Regarding claim 1, Ashiya discloses a catheter (Fig. 2, 3) comprising a shaft (Fig. 2, 4), the shaft comprising: a first lumen (Fig. 2, 34) configured to communicate from a proximal end to a distal end of the shaft and having an opening area (Col. 5, lines 3-12); and a second lumen (Fig. 2, 32) positioned on an outer periphery side of the first lumen (Fig. 2, where 32 and 34 run parallel to each other and 32 is located on an upper side of the catheter), configured to communicate from a proximal end side to a distal end side of the shaft (Fig. 2, where 32 runs from the proximal end towards the balloon 36), and having an opening area that is smaller than the opening area of the first lumen in a transverse section of the shaft (Fig. 4-5, where the lumen 32 is smaller than the lumen surrounding the guidewire 2, see annotated figure below), wherein a dimension in a first direction in which the first lumen and the second lumen are aligned at a distal end portion of the shaft is less than a dimension in the first direction in a proximal end portion that is closer to the proximal side than the distal end portion of the shaft (Fig. 2, where the length of the lumen 32 in the first direction at a distal end is less than the total length of 34 in a first direction in a proximal end, therefore, the dimension of length is smaller on a distal end than a proximal end), PNG media_image1.png 772 458 media_image1.png Greyscale an opening width in the first direction of the second lumen in a transverse section of the distal end portion of the shaft is smaller than an opening width in the first direction of the second lumen in a transverse section of the proximal end portion of the shaft (Fig. 5-6, where the opening of 32 has a smaller width in figure 5 and in figure 6 the opening 32 has a larger width in another section, additionally, the width of the lumen 32 is not limited to a specific range at a point, col. 5, lines 35-38, where figures 5 and 6 are another embodiment of the invention that can be applied to figure 1 as they are both parts of the same inventive concept being taught in the art, furthermore, the catheter in figures 5 and 6 is structurally the same as figures 1 and 2 with the only changes being to the sizing of the catheter and tubing which is minor change, additionally, as these different widths are contemplated and designed by Ashiya and are being used in combination with each other, it would be reasonable to use multiple sizes as it is shown that the same is done for the lumen 34 as well), Combining the teachings of Ashiya from figures 1 and 2 with the teachings of Ashiya in figures 5 and 6 is a minor change to the lumens of the device and would result in the same general structure and function as the overall design of the device is the same. Altering the lumens can also be considered an improvement depending on the use and need of the device of Ashiya and the reason why these different embodiments with the same lumen relationship are included. and in the distal end portion of the shaft, a thickness on the first lumen side in the first direction is larger than a thickness on the second lumen side in the first direction (Fig. 2, where the shaft 4 is thicker on a top portion than a bottom portion where 34 is located near the distal end of the lumen and the middle section between 32 and 34), PNG media_image2.png 790 458 media_image2.png Greyscale wherein an opening width in a second direction perpendicular to the first direction of the second lumen in the transverse section of the distal end portion of the shaft is larger than an opening width in the second direction of the second lumen in the transverse section of the proximal end portion of the shaft (Fig. 5-6, where the opening of 32 has a smaller width in figure 5 and in figure 6 the opening 32 has a larger width in another section, additionally, the width of the lumen 32 is not limited to a specific range at a point, col. 5, lines 35-38, where figures 5 and 6 are another embodiment of the invention that can be applied to figure 1 as they are both parts of the same inventive concept being taught in the art, furthermore, the catheter in figures 5 and 6 is structurally the same as figures 1 and 2 with the only changes being to the sizing of the catheter and tubing which is minor change, additionally, as these different widths are contemplated and designed by Ashiya and are being used in combination with each other, it would be reasonable to use multiple sizes as it is shown that the same is done for the lumen 34 as well). Combining the teachings of Ashiya from figures 1 and 2 with the teachings of Ashiya in figures 5 and 6 is a minor change to the lumens of the device and would result in the same general structure and function as the overall design of the device is the same. Altering the lumens can also be considered an improvement depending on the use and need of the device of Ashiya and the reason why these different embodiments with the same lumen relationship are included. Regarding claim 3, Ashiya discloses the catheter according to Claim 2, wherein an opening area of the second lumen in the transverse section of the distal end portion of the shaft is substantially the same as an opening area of the second lumen in the transverse section of the proximal end portion of the shaft (Fig. 2, 32, where the opening area is substantially the same and the width of the opening is not limited, col 5, lines 35-38, meaning the opening can be shaped accordingly to be “substantially” the same, where figures 5 and 6 are another embodiment of the invention that can be applied to figure 1 as they are both parts of the same inventive concept being taught in the art, furthermore, the catheter in figures 5 and 6 is structurally the same as figures 1 and 2 with the only changes being to the sizing of the catheter and tubing which is minor change, additionally, as these different widths are contemplated and designed by Ashiya and are being used in combination with each other, it would be reasonable to use multiple sizes as it is shown that the same is done for the lumen 34 as well). Combining the teachings of Ashiya from figures 1 and 2 with the teachings of Ashiya in figures 5 and 6 is a minor change to the lumens of the device and would result in the same general structure and function as the overall design of the device is the same. Altering the lumens can also be considered an improvement depending on the use and need of the device of Ashiya and the reason why these different embodiments with the same lumen relationship are included. Regarding claim 4, Ashiya discloses the catheter according to Claim 1, further comprising a balloon (Fig. 2, 36) joined to the distal end portion of the shaft and configured to communicate with the second lumen (Fig. 2, where 36 is connected with 32). Regarding claim 6, Ashiya discloses the catheter according to Claim 3, further comprising a balloon joined to the distal end portion of the shaft and configured to communicate with the second lumen (Fig. 2, where 36 is connected with 32). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HADEN M RITCHIE whose telephone number is (703)756-1699. The examiner can normally be reached M-F 8am-5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bhisma Mehta can be reached at 571-272-3383. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HADEN MATTHEW RITCHIE/Examiner, Art Unit 3783 /BHISMA MEHTA/Supervisory Patent Examiner, Art Unit 3783
Read full office action

Prosecution Timeline

Sep 15, 2022
Application Filed
Oct 01, 2025
Non-Final Rejection mailed — §103
Dec 04, 2025
Examiner Interview Summary
Dec 04, 2025
Applicant Interview (Telephonic)
Dec 11, 2025
Response Filed
Apr 29, 2026
Final Rejection mailed — §103
Jun 29, 2026
Response after Non-Final Action
Aug 19, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
73%
Grant Probability
99%
With Interview (+33.8%)
3y 7m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 64 resolved cases by this examiner. Grant probability derived from career allowance rate.

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