Prosecution Insights
Last updated: April 19, 2026
Application No. 17/945,707

SURFACE-ACOUSTIC-WAVE RESONATOR AND FILTER UTILIZING EFFECTIVE REFLECTING STRUCTURE

Non-Final OA §102§103
Filed
Sep 15, 2022
Examiner
ROSENAU, DEREK JOHN
Art Unit
2837
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Tai-Saw Technology Co. Ltd.
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
3y 1m
To Grant
86%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allow Rate
951 granted / 1229 resolved
+9.4% vs TC avg
Moderate +8% lift
Without
With
+8.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
34 currently pending
Career history
1263
Total Applications
across all art units

Statute-Specific Performance

§103
50.8%
+10.8% vs TC avg
§102
29.3%
-10.7% vs TC avg
§112
17.1%
-22.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1229 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 15-19 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Okada (US 2019/0131954). With respect to claim 15, Okada discloses an interdigital transducer for a surface-acoustic-wave (SAW) resonator (Fig 2), the interdigital transducer comprising: a first conductive grid including: a first bus bar (item 17) having a first signal transmission terminal, and disposed on a first side of the first conductive grid; a first plurality of dummy electrodes (item 23) directly extending from the first bus bar (Fig 2); and a first conductive bar (item 21) disposed on a second side of the first conductive grid, and being opposite to the first bus bar (Fig 2); and a first plurality of practical electrodes (item 19), each of which extends from the first conductive bar (Fig 2) With respect to claim 16, Okada discloses the interdigital transducer according to Claim 15, wherein: the first conductive bar is substantially parallel with the first bus bar (Fig 2); the first conductive grid further comprises a first plurality of conductive connection segments (Fig 2, conducting portions between bus bar 17 and conductive bar 21); and the first plurality of conductive connection segments are electrically connected to the first bus bar and the first conductive bar (Fig 2), directly extend between the first bus bar and the first conductive bar (Fig 2), are aligned with the first plurality of practical electrodes respectively (Fig 2), and are interlaced with the first plurality of dummy electrodes (Fig 2). With respect to claim 17, Okada discloses the interdigital transducer according to Claim 16, wherein: the interdigital transducer is disposed on a piezoelectric substrate (item 15), and further comprises a second conductive grid and a second plurality of practical electrodes (Fig 2); the second conductive grid is opposite to the first conductive grid (Fig 2), and comprises: a second bus bar (item 18) having a second signal transmission terminal, and disposed on a first side of the second conductive grid (Fig 2); a second plurality of dummy electrodes (item 24) directly extending from the second bus bar (Fig 2); and a second conductive bar (item 22) disposed on a second side of the second conductive grid, and being opposite to the second bus bar (Fig 2), wherein the first and the second conductive bars are respectively two reflecting bars; and the second plurality of practical electrodes all extend from the second conductive bar, and are interlaced with the first plurality of practical electrodes (Fig 2). With respect to claim 18, Okada discloses the interdigital transducer according to Claim 17, wherein: the second conductive bar is substantially parallel with the second bus bar; the first plurality of dummy electrodes are aligned with the second plurality of practical electrodes respectively (Fig 2); and the second plurality of dummy electrodes are aligned with the first plurality of practical electrodes respectively (Fig 2). With respect to claim 19, Okada discloses the interdigital transducer according to Claim 17, wherein: the second conductive grid further comprises a second plurality of conductive connection segments (Fig 2, conducting portions between bus bar 18 and conductive bar 22); and the second plurality of conductive connection segments are electrically connected to the second bus bar and the second conductive bar (Fig 2), directly extend between the second bus bar and the second conductive bar (Fig 2), are aligned with the second plurality of practical electrodes respectively (Fig 2), and are interlaced with the second plurality of dummy electrodes (Fig 2). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-5 and 8-12 are rejected under 35 U.S.C. 103 as being unpatentable over Okada (US 2019/0131954) I view of Huck (US 2021/0313961). With respect to claim 1, Okada discloses a surface-acoustic-wave (SAW) resonator (Fig 2) comprising: a substrate (item 15, paragraph 49); and an interdigital transducer (item 16) disposed on the substrate (Fig 2, paragraph 49), and including: a first conductive grid including: a first bus bar (item 17) having a first signal transmission terminal, and disposed on a first side of the first conductive grid (Fig 2); a first plurality of dummy electrodes (item 23) directly extending from the first bus bar (Fig 2); a first conductive bar (item 21) disposed on a second side of the first conductive grid (Fig 2), and being opposite to the first bus bar (Fig 2); and a first plurality of practical electrodes (item 19), each of which extends from the first conductive bar (Fig 2). Okada does not disclose a first plurality of inner bars disposed between the first bus bar and the first conductive bar. Huck teaches a piezoelectric SAW resonator including a first plurality of inner bars disposed between the first bus bar and the first conductive bar (Fig 13). Before the effective filing, it would have been obvious to one of ordinary skill in the art to combine the plurality of inner bars of Huck with the SAW device of Okada for the benefit of suppressing transversal modes in the gap region (Abstract of Huck). With respect to claim 2, the combination of Okada and Huck discloses the SAW resonator according to Claim 1. Okada discloses that the substrate is a piezoelectric substrate (Paragraph 49), and a plurality of connection segments that are interlaced with the first plurality of dummy electrodes (Fig 2). Huck discloses that first conductive bar and the first plurality of inner bars are both substantially parallel with the first bus bar (Fig 13); the first conductive grid further comprises a first plurality of conductive connection segments; and the first plurality of conductive connection segments are electrically connected to the first bus bar and the first plurality of inner bars (Figs 13 and 14a), directly extend between the first bus bar and the first plurality of inner bars, are aligned with the first plurality of practical electrodes respectively (Figs 13 and 14a). With respect to claim 3, the combination of Okada and Huck discloses the SAW resonator according to Claim 2. Okada discloses that the interdigital transducer further comprises a second conductive grid and a second plurality of practical electrodes (Fig 2); the second conductive grid is opposite to the first conductive grid (Fig 2), and comprises: a second bus bar (item 18) having a second signal transmission terminal, and disposed on a first side of the second conductive grid (Fig 2); a second plurality of dummy electrodes (item 24) directly extending from the second bus bar (Fig 2); a second conductive bar (item 22) disposed on a second side of the second conductive grid, and being opposite to the second bus bar (Fig 2), and the second plurality of practical electrodes all extend from the second conductive bar, and are interlaced with the first plurality of practical electrodes (Fig 2). Huck discloses a second plurality of inner bars disposed between the second bus bar and the second conductive bar (Fig 13). With respect to claim 4, the combination of Okada and Huck discloses the SAW resonator according to Claim 3. Huck discloses that the second conductive bar and the second plurality of inner bars are both substantially parallel with the second bus bar (Fig 13). Okada discloses that the first plurality of dummy electrodes are aligned with the second plurality of practical electrodes respectively (Fig 2); and the second plurality of dummy electrodes are aligned with the first plurality of practical electrodes respectively (Fig 2). With respect to claim 5, the combination of Okada and Huck discloses the SAW resonator according to Claim 3. Huck discloses that the second conductive grid further comprises a second plurality of conductive connection segments; and the second plurality of conductive connection segments are electrically connected to the second bus bar and the second plurality of inner bars, directly extend between the second bus bar and the second plurality of inner bars (Fig 13), are aligned with the second plurality of practical electrodes respectively (Fig 13). Okada discloses that the connection segments are interlaced with the second plurality of dummy electrodes (Fig 2). With respect to claim 8, Okada discloses a surface-acoustic-wave (SAW) resonator (Fig 2), comprising: a substrate (item 15, paragraph 49); and an interdigital transducer (item 16) disposed on the substrate, and including: a first conductive grid including: a first bus bar (item 17) having a first signal transmission terminal, and disposed on a first side of the first conductive grid; a first plurality of dummy electrodes (item 23) directly extending from the first bus bar (Fig 2); a first conductive bar (item 21) disposed on a second side of the first conductive grid, and being opposite to the first bus bar (Fig 2); and a first plurality of practical electrodes (item 19), each of which extends from the first conductive bar (Fig 2). Okada does not disclose a first inner bar disposed between the first bus bar and the first conductive bar. Huck teaches a piezoelectric SAW resonator including a first inner bar disposed between the first bus bar and the first conductive bar (Fig 13). Before the effective filing, it would have been obvious to one of ordinary skill in the art to combine the plurality of inner bars of Huck with the SAW device of Okada for the benefit of suppressing transversal modes in the gap region (Abstract of Huck). With respect to claim 9, the combination of Okada and Huck discloses the SAW resonator according to Claim 8. Okada discloses that the substrate is a piezoelectric substrate (Paragraph 49) and connection segments that are interlaced with the first plurality of dummy electrodes (Fig 2). Huck discloses that the first inner bar and the first conductive bar are both substantially parallel with the first bus bar (Fig 13); the first conductive grid further comprises a first plurality of conductive connection segments; and the first plurality of conductive connection segments are electrically connected to the first bus bar and the first inner bar, directly extends between the first bus bar and the first inner bar (Fig 13), are aligned with the first plurality of practical electrodes respectively (Fig 13). With respect to claim 10, the combination of Okada and Huck discloses the SAW resonator according to Claim 9. Okada discloses that the interdigital transducer further comprises a second conductive grid and a second plurality of practical electrodes; the second conductive grid is opposite to the first conductive grid (Fig 2), and comprises: a second bus bar (item 18) having a second signal transmission terminal, and disposed on a first side of the second conductive grid (Fig 2); a second plurality of dummy electrodes (item 24) directly extending from the second bus bar (Fig 2); a second conductive bar (item 22) disposed on a second side of the second conductive grid (Fig 2), and being opposite to the second bus bar (Fig 2). Huck discloses a second inner bar disposed between the second bus bar and the second conductive bar (Fig 13), wherein the first conductive bar, the second conductive bar, the first inner bar and the second inner bar are reflecting bars; and the second plurality of practical electrodes all extend from the second conductive bar, and are interlaced with the first plurality of practical electrodes (Fig 13). With respect to claim 11, the combination of Okada and Huck discloses the SAW resonator according to Claim 10. Huck discloses that the second inner bar and the second conductive bar are both substantially parallel with a second bus bar (Fig 13). Okada discloses that the first plurality of dummy electrodes are aligned with the second plurality of practical electrodes respectively (Fig 2); and the second plurality of dummy electrodes are aligned with the first plurality of practical electrodes respectively (Fig 2). With respect to claim 12, the combination of Okada and Huck discloses the SAW resonator according to Claim 10. Huck discloses that the second conductive grid further comprises a second plurality of conductive connection segments; and the second plurality of conductive connection segments are electrically connected to the second bus bar and the second inner bar (Figs 13 and 14a), directly extend between the second bus bar and the second inner bar, are aligned with the second plurality of practical electrodes respectively (Figs 13 and 14a). Okada discloses that the connection segments are interlaced with the second plurality of dummy electrodes (Fig 2). Allowable Subject Matter Claims 6, 7, 13, 14, and 20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter. The prior art does not disclose or suggest “wherein: the first plurality of practical electrodes have a periodic electrode distance λ; each of the first plurality of dummy electrodes and a nearby one of the first plurality of inner bars have a first gap distance therebetween which ranges from 0.0625λ to 0.5λ; and the first conductive bar and each of the second plurality of practical electrodes have a second gap distance therebetween which ranges from 0.0625λ to 0.5λ” in combination with the remaining elements of claim 6. The prior art does not disclose or suggest “wherein: the first plurality of practical electrodes have a periodic electrode distance λ; each of the first plurality of dummy electrodes and the first inner bar have a first gap distance therebetween which ranges from 0.0625λ to 0.5λ; and the first conductive bar and each of the second plurality of practical electrodes have a second gap distance therebetween which ranges from 0.0625λ to 0.5λ” in combination with the remaining elements of claim 13. The prior art does not disclose or suggest “wherein: the specific resonance frequency ranges from 30MHz to 6GHz; the first plurality of practical electrodes have a periodic electrode distance λ; each of the first plurality of dummy electrodes and the first conductive bar have a first gap distance therebetween which ranges from 0.0625k to 0.5k;the first conductive bar and each of the second plurality of practical electrodes have a second gap distance therebetween which ranges from 0.0625λ to 0.5λ; and each of the first plurality of dummy electrodes has an electrode length ranging from 0.1λ to 5λ” in combination with the remaining elements of claim 20. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Derek John Rosenau whose telephone number is (571)272-8932. The examiner can normally be reached Monday-Thursday 7 am to 5:30 pm Central Time. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dedei Hammond can be reached at (571) 270-7938. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DEREK J ROSENAU/Primary Examiner, Art Unit 2837
Read full office action

Prosecution Timeline

Sep 15, 2022
Application Filed
Oct 30, 2025
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12603629
COMPOSITE STRUCTURE AND ASSOCIATED PRODUCTION METHOD
2y 5m to grant Granted Apr 14, 2026
Patent 12597906
DOPED CRYSTALLINE PIEZOELECTRIC RESONATOR FILMS AND METHODS OF FORMING DOPED SINGLE CRYSTALLINE PIEZOELECTRIC RESONATOR LAYERS ON SUBSTRATES VIA EPITAXY
2y 5m to grant Granted Apr 07, 2026
Patent 12593611
RESERVOIR ELEMENT AND NEUROMORPHIC DEVICE
2y 5m to grant Granted Mar 31, 2026
Patent 12592676
RESONATOR
2y 5m to grant Granted Mar 31, 2026
Patent 12587162
ACOUSTIC WAVE DEVICE
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
86%
With Interview (+8.2%)
3y 1m
Median Time to Grant
Low
PTA Risk
Based on 1229 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month