Prosecution Insights
Last updated: April 19, 2026
Application No. 17/945,803

SYSTEMS AND METHODS FOR POSTURAL CONTROL OF A MULTI-FUNCTION PROSTHESIS

Non-Final OA §102
Filed
Sep 15, 2022
Examiner
HOBAN, MELISSA A
Art Unit
3774
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
The Regents of the University of Colorado
OA Round
1 (Non-Final)
63%
Grant Probability
Moderate
1-2
OA Rounds
4y 1m
To Grant
76%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allow Rate
388 granted / 617 resolved
-7.1% vs TC avg
Moderate +13% lift
Without
With
+12.9%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
46 currently pending
Career history
663
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
41.3%
+1.3% vs TC avg
§102
29.1%
-10.9% vs TC avg
§112
22.6%
-17.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 617 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claims 21, 23, 24, 29, 31, and 37 are objected to because of the following informalities: Claims 21, 24, and 37 each recite “the set of signals”, which appears to be referring to – the received set of signals –. Claim 21 recites “the first region the posture space” in line 13, which appears to be missing the word – of – between the words “region” and “the”. Claim 23 recites “the second sunset” in line 3, which appears to include a misspelling of the word – subset –. Claim 23 recites “maintaining the time-varying cursor control point within the first region during the second time period”, which appears to include an error in which the word “second” should be replaced with the word – first –. Claim 29 recites “a first attraction criteria” in line 14, which appears to be referring to – the attraction criteria –, as recited earlier in the claim, particularly since claim 32 later specifies that the attraction criteria is a first attraction criteria. Claim 31 recites “the cursor coordinate” in line 2, which appears to be referring to – the time-varying cursor control coordinate –. Appropriate correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 21-40 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US Patent Application Publication No. 2013/0253705 A1 to Goldfarb et al. (Goldfarb). Regarding claim 21 Goldfarb teaches a method for operating a grasping device and grasping devices therefrom are provided (abstract). PNG media_image1.png 668 436 media_image1.png Greyscale Goldfarb meets the limitations of a postural controller for a prosthetic device (paragraph 0019 discloses control of joints for high degree of freedom jointed mechanical devices, such as a prosthetic hand device 100, using control signals to drive between two or more pre-defined related poses/postures), the postural controller comprising: memory (512; paragraph 0079) storing a posture space domain (paragraph 0005 discloses that the memory stores a plurality of parallel, bi-directional state flow maps that each define a sequence of poses for the plurality of joints) defining: a first region corresponding to a first posture of the prosthetic device (302; corresponding to a reposed thumb orientation); a second region corresponding to a second posture of the prosthetic device (304; corresponding to an opposed orientation); and a boundary wedge between the first region and the second region and configured to bias a cursor coordinate to remain within the first region or the second region (the presence co-contraction required to move from one first flow map/region to the other second flow map/region is construed to be a boundary wedge that biases a cursor coordinate to remain within the first flow map/region or the second flow map/region as disclosed in paragraphs 0023 and 0030); and a processor (514; paragraph 0081) configured to: receive a set of signals representing muscle contractions of a user of the prosthetic device (paragraph 0035 discloses a control system coupled to one or more EMG signals, which represent muscle contractions of the user, to provide actuation inputs to cause motion of the digits in the prosthetic hand device 100, as shown in block 404 of fig. 4), the set of signals comprising a first subset of signals that maps to the first region (paragraph 0075 discloses that flexion EMG signals, which are a first subset of signals, provide basis for the direction of adjusting the hand device, for example to indicate grasping an object or closing the digits of the hand device within the first region when the thumb is in a reposed thumb orientation) and a second subset of signals that maps to the second region (paragraph 0075 discloses that extension EMG signals, which are a second subset of signals, provide basis for the direction of adjusting the hand device, for example to indicate extension to release or extend the digits within the second region when the thumb is in an opposed thumb orientation); map the received set of signals to the first region the posture space domain based on the boundary wedge (mapping of the EMG signals to the first region/state flow map 302 is based on the co-contraction/boundary wedge); determine an intended posture based on the mapping of the received set of signals to the first region (the flexion and extension signals determine the intended pose/posture based on the mapping of the signals to the first region when the thumb is in a reposed orientation); and determine a set of joint angles for the prosthetic device from the intended posture (determination of the intended pose/posture requires that a set of joint angles for the prosthetic device 100 is also determined as defined by the pose/posture in the state flow map/first region). Regarding claim 22 Goldfarb teaches the postural controller of claim 21, wherein the processor (514) is configured to: set an activation threshold for signals received from one or more sensors and representing the muscle contractions of the user; and in response to the signals satisfying the activation threshold, map the received set of signals to the posture space domain (paragraph 0051 discloses threshold levels for initiating a transition that can be specified on a directional basis and that in some embodiments finer control of the transitions between poses may be desired – satisfaction of the threshold therefore causes mapping of the received set of signals to the posture spaced domain as claimed). Regarding claim 23 Goldfarb teaches the postural controller of claim 21, wherein: the first subset of signals corresponds to a first time period (paragraph 0075 discloses that flexion EMG signals, which are a first subset of signals, provide basis for the direction of adjusting the hand device, for example to indicate grasping an object or closing the digits of the hand device within the first region when the thumb is in a reposed thumb orientation during a first time period in which the user intends to grasp an object or close the digits of the hand device); the second sunset of signals corresponds to a second time period (paragraph 0075 discloses that extension EMG signals, which are a second subset of signals, provide basis for the direction of adjusting the hand device, for example to indicate extension to release or extend the digits within the second region when the thumb is in an opposed thumb orientation during a second time period in which the user intends to release or extend the digits); and the processor is configured to: map a time-varying cursor control point to a postural control space using the received set of signals (a time-varying cursor control point is mapped to a postural control space using the flexion or extension signals received to determine the appropriate pose/posture to move into); and maintaining the time-varying cursor control point within the first region during the second time period based on the boundary wedge (the time-varying cursor control point is maintained within the first region where the thumb is in a reposed thumb orientation during either time period unless co-contraction is present and is thereby based on the boundary wedge as claimed). Regarding claim 24 Goldfarb teaches the postural controller of claim 23, wherein: the boundary wedge further defines a potential threshold (the potential threshold defined is the co-contraction of the muscles); and in response to the set of signals satisfying the potential threshold, mapping the time-varying cursor control point to the second region during the second time period (when co-contraction occurs, the threshold is satisfied and the time-varying cursor control point is mapped to the second region where the thumb is in an opposed thumb orientation during the second time period). Regarding claim 25 Goldfarb teaches the postural controller of claim 21, wherein: the boundary wedge is a first boundary wedge (presence or lack of co-contraction); and the posture space domain defines: a third region corresponding to a third posture of the prosthetic device (paragraph 0068 discloses thresholds utilized to trigger transitions to alternate versions of a pose, for example, to pick up a small object which is a third region corresponding to a third posture); and a second boundary wedge between the second region and the third region and configured to bias a cursor coordinate to remain within the first region or the third region (paragraph 0068 discloses that the alternate version of a pose is based on a magnitude of the EMG signals, which is a second boundary wedge between the second region where the thumb is in an opposed orientation and the third region where the alternate pose is being performed). Regarding claim 26 Goldfarb teaches the postural controller of claim 25, wherein: the first boundary wedge defines a first potential threshold (presence or lack of co-contraction); and the second boundary wedge defines a second potential threshold different from the first potential threshold (the magnitude of the EMG signals, for example a low magnitude, is a second potential threshold that is defined by the second boundary wedge and is different from the first potential threshold). Regarding claim 27 Goldfarb teaches the postural controller of claim 21, wherein the first region is at least one of a different shape or area than the second region (the first region where the thumb is in a reposed orientation is at least one of a different shape or area than the second region where the thumb is in an opposed orientation). Regarding claim 28 Goldfarb teaches the postural controller of claim 21, wherein the prosthetic device comprises a prosthetic hand (prosthetic hand; 100 is shown in fig. 2). Regarding claim 29 Goldfarb meets the limitations of a postural controller for a prosthetic device (paragraph 0019 discloses control of joints for high degree of freedom jointed mechanical devices, such as a prosthetic hand device 100, using control signals to drive between two or more pre-defined related poses/postures), the postural controller comprising: memory (512; paragraph 0079) storing a posture space domain (paragraph 0005 discloses that the memory stores a plurality of parallel, bi-directional state flow maps that each define a sequence of poses for the plurality of joints) defining: a first region corresponding to a first posture of the prosthetic device (302; corresponding to a reposed thumb orientation) and configured with an attraction criteria (the presence of co-contraction required to move from one first flow map/region to the other second flow map/region is construed to be an attraction criteria as disclosed in paragraphs 0023 and 0030); a second region corresponding to a second posture of the prosthetic device (304; corresponding to an opposed orientation); and a processor (514; paragraph 0081) configured to: receive a set of signals representing muscle contractions of a user during a sampling period (paragraph 0035 discloses a control system coupled to one or more EMG signals, which represent muscle contractions of the user, to receive a set of signals during a sampling period and to provide actuation inputs to cause motion of the digits in the prosthetic hand device 100, as shown in block 404 of fig. 4), the set of signals comprising a first subset of signals that maps to the first region during a first portion of the sampling period (paragraph 0075 discloses that flexion EMG signals, which are a first subset of signals, provide basis for the direction of adjusting the hand device, for example to indicate grasping an object or closing the digits of the hand device within the first region when the thumb is in a reposed thumb orientation during a first portion of the sampling period) and a second subset of signals that maps to the second region during a second portion of the sampling period (paragraph 0075 discloses that extension EMG signals, which are a second subset of signals, provide basis for the direction of adjusting the hand device, for example to indicate extension to release or extend the digits within the second region when the thumb is in an opposed thumb orientation during a second portion of the sampling period); generate a cursor coordinate in the posture space domain using the set of signals (a cursor coordinate is generated in the posture space domain using the set of signals which determines the proper state flow map as shown in fig. 3); in response to the set of signals satisfying a first attraction criteria (co-contraction not present), map the cursor coordinate to the first region (mapping of the EMG signals to the first region/state flow map 302 is based on the co-contraction/boundary wedge); and determine an intended posture based on the mapping of the cursor coordinate to the first region (the flexion and extension signals determine the intended pose/posture based on the mapping of the signals to the first region when the thumb is in a reposed orientation); and determine a set of joint angles for the prosthetic device from the intended posture (determination of the intended pose/posture requires that a set of joint angles for the prosthetic device 100 is also determined as defined by the pose/posture in the state flow map/first region). Regarding claim 30 Goldfarb teaches the postural controller of claim 29, wherein: the processor is configured to generate a time-varying cursor control coordinate based on changes in the set of signals over the sampling period (a time-varying cursor control coordinate based on changing flexion or extension signals over the sampling period is generated by the processor as disclosed by Goldfarb); and in response to the set of signals satisfying the first attraction criteria, the first attraction criteria is configured to maintain the time-varying cursor control coordinate within the first region (the time-varying cursor control point is maintained within the first region where the thumb is in a reposed thumb orientation unless co-contraction is present and is thereby in response to the first attraction criteria being satisfied as claimed). Regarding claim 31 Goldfarb teaches the postural controller of claim 29, wherein the attraction criteria defines a potential field within the first region that biases the cursor coordinate to be maintained within the first region of the posture space domain (the cursor coordinate is maintained within the first region where the thumb is in a reposed thumb orientation unless co-contraction is present and is thereby biased within the first region in response to the potential field defined by the attraction criteria being satisfied as claimed). Regarding claim 32 Goldfarb teaches the postural controller of claim 31, wherein: the attraction criteria is a first attraction criteria (co-contraction not present); and the second region is configured with a second attraction criteria (co-contraction present). Regarding claim 33 Goldfarb teaches the postural controller of claim 32, wherein the first attraction criteria is different from the second attraction criteria (the magnitude of the EMG signals, for example a low magnitude, is a second attraction criteria that is different from the first potential threshold). Regarding claim 34 Goldfarb teaches the postural controller of claim 29, wherein the first region is adjacent to the second region in a postural control space (fig. 3 shows that the first and second regions are adjacent). Regarding claim 35 Goldfarb teaches the postural controller of claim 29, wherein the set of signals comprises measurements from at least two electromyographic sensors positioned at different locations on the user (paragraph 0021 discloses that one sensor derives an EMG signal from an agonist muscle and one sensor derives an EMG signal from an antagonist muscle of the muscle pair). Regarding claim 36 Goldfarb meets the limitations of a prosthetic system for controlling movement of a prosthetic device, the prosthetic system comprising: one or more sensors configured for placement on a user (paragraph 0044 discloses EMG sensors as shown in fig. 2 on the user); memory (512; paragraph 0079) storing a posture space domain (paragraph 0005 discloses that the memory stores a plurality of parallel, bi-directional state flow maps that each define a sequence of poses for the plurality of joints) defining: a first region corresponding to a first posture of the prosthetic device (302; corresponding to a reposed thumb orientation); a second region corresponding to a second posture of the prosthetic device (304; corresponding to an opposed orientation); and a boundary wedge between the first region and the second region and configured to bias a cursor coordinate to remain within the first region or the second region (the presence co-contraction required to move from one first flow map/region to the other second flow map/region is construed to be a boundary wedge that biases a cursor coordinate to remain within the first flow map/region or the second flow map/region as disclosed in paragraphs 0023 and 0030); and a processor (514; paragraph 0081) configured to: receive a set of signals from the one or more sensors and representing muscle contractions of the user of the prosthetic device (paragraph 0035 discloses a control system coupled to one or more EMG signals, which represent muscle contractions of the user, to provide actuation inputs to cause motion of the digits in the prosthetic hand device 100, as shown in block 404 of fig. 4); map the received set of signals to the first region of the posture space domain based on the boundary wedge (mapping of the EMG signals to the first region/state flow map 302 is based on the co-contraction/boundary wedge); determine an intended posture based on the mapping of the received set of signals to the first region (the flexion and extension signals determine the intended pose/posture based on the mapping of the signals to the first region when the thumb is in a reposed orientation); and cause the prosthetic device to perform the intended posture (paragraph 0035 discloses causing motion of the digits to perform the intended posture). Regarding claim 37 Goldfarb teaches the prosthetic system of claim 36, wherein: the set of signals comprising a first subset of signals that maps to the first region (paragraph 0075 discloses that flexion EMG signals, which are a first subset of signals, provide basis for the direction of adjusting the hand device, for example to indicate grasping an object or closing the digits of the hand device within the first region when the thumb is in a reposed thumb orientation) and a second subset of signals that maps to the second region (paragraph 0075 discloses that extension EMG signals, which are a second subset of signals, provide basis for the direction of adjusting the hand device, for example to indicate extension to release or extend the digits within the second region when the thumb is in an opposed thumb orientation); the boundary wedge further defines a potential threshold (the potential threshold defined is the co-contraction of the muscles); and in response to the set of signals satisfying the potential threshold, mapping the time-varying cursor control point to the second region during the second time period (when co-contraction occurs, the threshold is satisfied and a time-varying cursor control point is mapped to the second region where the thumb is in an opposed thumb orientation during the second time period). Regarding claim 38 Goldfarb teaches the prosthetic system of claim 36, wherein the first region is at least one of a different shape or area than the second region (the first region where the thumb is in a reposed orientation is at least one of a different shape or area than the second region where the thumb is in an opposed orientation). Regarding claim 39 Goldfarb teaches the prosthetic system of claim 36, wherein the one or more sensors comprise at least three sensors that are configured to mount on a limb of the user (paragraphs 0043-0044 discloses any number of internal and/or external sensor devices 127, as well as EMG sensors 136). Regarding claim 40 Goldfarb teaches the prosthetic system of claim 39, wherein the prosthetic device comprises a prosthetic finger, a prosthetic hand, or a combination thereof (fig. 2 shows a prosthetic hand 100). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MELISSA A HOBAN whose telephone number is (571)270-5785. The examiner can normally be reached Monday-Friday 8:00AM-5:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Melanie Tyson can be reached at 571-272-9062. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /M.A.H/Examiner, Art Unit 3774 /BRIAN A DUKERT/Primary Examiner, Art Unit 3774
Read full office action

Prosecution Timeline

Sep 15, 2022
Application Filed
Feb 02, 2023
Response after Non-Final Action
Jan 09, 2026
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
63%
Grant Probability
76%
With Interview (+12.9%)
4y 1m
Median Time to Grant
Low
PTA Risk
Based on 617 resolved cases by this examiner. Grant probability derived from career allow rate.

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