Prosecution Insights
Last updated: July 17, 2026
Application No. 17/955,135

CELL HANDOVER METHOD, CELL HANDOVER PROCESSING METHOD, TERMINAL, AND NETWORK DEVICE

Final Rejection §103§112
Filed
Sep 28, 2022
Priority
Apr 02, 2020 — CN 202010256763.8 +1 more
Examiner
TORRES, MARCOS L
Art Unit
2647
Tech Center
2600 — Communications
Assignee
Vivo Mobile Communication Co., Ltd.
OA Round
4 (Final)
67%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
79%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
471 granted / 701 resolved
+5.2% vs TC avg
Moderate +11% lift
Without
With
+11.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
35 currently pending
Career history
751
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
87.6%
+47.6% vs TC avg
§102
6.2%
-33.8% vs TC avg
§112
4.1%
-35.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 701 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 4-28-2026 have been fully considered but they are not persuasive. Regarding the 112 rejection, the amendment instead clarifying the issue, moved the issue to the parent claims. The claims present limitations using relative language that suggest but does not require, and further explained by additional relative language that again further suggest but does not require; thereby, making unclear the scope of the limitation. For examination purposes, since slices are used or can be used in cells, they are associated. The claims were amended to define that M cells are a positive integer greater than one. The examiner position is that as previously stated at least one is required and more than one may be suggested by Awada with the disclosure of secondary cells in par. 0004, but the secondary reference clearly shows where M is a positive integer greater than one in par. 0019, 0193. Thereby, reading in the newly amended limitations. As to the argument: “The difference in the first slice information in claim 1 of the present application is described in claim 1 as amended, namely, it indicates N slices.”; the examiner’s position as long as the terminal receive information about a slice, it indicates N slices. As to the arguments directed to associations, please note that everything in communication system is inherently associated because is part of the communication system. In response to applicant's arguments against the references individually, one cannot show nonobviousness by attacking references individually where the rejections are based on combinations of references. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981); In re Merck & Co., 800 F.2d 1091, 231 USPQ 375 (Fed. Cir. 1986). Please, note that Gao does not need to show limitations already taught by Awada. The rest of the arguments they fall for the same reasons as shown above. The rejection of record stands. Examiner’s Remarks Please note that this application presents some limitations as intended use and/or associations. The examiner invites the applicant to review MPEP 2103 I.C. For example, how a data is used, does not make the data different; instead of describing the data, the limitation can be described as a step. Also, making associations with items, will fail to make the items any different. For examination purposes anything in a communication network is associated and related to a plurality of things, such as wireless signals, time, etc. The claim should focus on what the method/device is performing and/or how is achieving the desired outcome. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-2, 4-8, 10-14, 17-19 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The claims recite a relative limitation [M cells associated with the N slices] defined by another relative limitation [one slice is associated with M1 cells], it is unclear the scope of the limitation. For examination purposes both are part of a communication system; thereby, associated. The rest of the claims they include the deficiency or share the deficiency by virtue of dependency. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-2, 4, 7-8, 10, 17 and 19 are rejected under 35 U.S.C. 103 as being unpatentable over Awada 20220279408 in view of Gao 20230029004. As to claim 1, Awada discloses a cell handover method performed by a terminal [UE 30] (see abstract), comprising: receiving a handover command sent by a first network node [Source gNB, source access point 20] (see fig. 5, 10, 13-15), wherein the handover command comprises first slice information (see par. 0047, 0053, 0084-0085), the first slice information indicate N slices [slices pool S51,S71], (see par. 0052-0053); and sending a random-access request to a target slice of a target cell [Target gNB, target access point 10] (see fig. 5,10, 13-15; S72), wherein the target slice is one of the slices (see par. 0087, 0103, 0114, 0118). Awada fails to disclose that N is a positive integer; however, it is obvious that the pool slices indicate N slices and if the slices exist is going to be a positive integer. Regardless, In an analogous art, Gao discloses a method performed by a terminal [UE], comprising: receiving a command sent by a first network node [RAN node], wherein the command comprises first slice information, the first slice information is used to indicate indicates N slices [400] (see par. 0195), and N is a positive integer (see par. 0009); and sending a random access procedure to a target slice of a target cell, wherein the target slice is one of the N slices (see par. 0196); wherein the handover command further comprises M cells associated with the N slices, the target cell is one of the M cells (see par. 0017), and M is a positive integer greater than one (see par. 0019, 0193), and wherein an association relationship between the N slices and the M cells satisfies at least one of the following: one slice is associated with M1 cells; or N1 slices are associated with one cell (see par. 0030, 0087). Therefore, it would have been obvious to one of the ordinary skills in the art before the effective day of the present invention that since a RACH request is a RACH procedure to combine the teachings for the simple purpose of indicating the availability of the slices; thereby, advertising the number of resources available and allowing the use of the resources. As to claim 2, Awada discloses the method according to claim 1, wherein the handover command further comprises a random-access channel (RACH) resource associated with each of the N slices, and wherein the sending a random-access request to a target slice of a target cell comprises: sending the random-access request to the target slice of the target cell based on a[n] RACH resource associated with the target slice (see par. 0087, 0103, 0114, 0118). As to claims 4, Awada discloses the method according to claim 1, wherein the one of the N slices associated with the M1 cells is associated with one RACH resource, and wherein the N1 slices among the N slices are associated with a same RACH resource.(see par. 0142). Awada does not explicitly recites that M is a positive integer, wherein M1 is a positive integer less than or equal to M, wherein N1 is a positive integer less than or equal to N. However, it is obvious that Awada’s handover command requires at least one cell and at least one slice; thereby, both been a positive integer equal to N and/or M. Therefore, it would have been obvious to one of the ordinary skills in the art before the effective filing date of the present invention for the values to be positives integers for the simple purpose that the values represent the resources to be used for the communication which are required to enable the communication; thereby, allowing a successful handover. As to claim 7, Awada discloses a cell handover processing method performed by a first network node (see abstract), comprising: sending a handover command to a terminal, wherein the handover command comprises first slice information (see par. 0047, 0053, 0084-0085), the first slice information indicate N slices [slices pool S51,S71], (see par. 0052-0053), the N slices are used for the terminal to send a random access request, and N is a positive integer (see par. 0087, 0103, 0114, 0118). Awada fails to disclose that N is a positive integer; however, it is obvious that the pool slices indicate N slices and if the slices exist is going to be a positive integer. Regardless, In an analogous art, Gao discloses a method performed by a first network node [RAN node], comprising: sending a command to a terminal [UE], wherein the command comprises first slice information, the first slice information indicates N slices [400] (see par. 0195), and N is a positive integer (see par. 0009); the N slices are used for the terminal to send a random access procedure, and N is a positive integer (see par. 0196) wherein the handover command further comprises M cells associated with the N slices (see par. 0017), and M is a positive integer greater than one (see par. 0019, 0193), and wherein an association relationship between the N slices and the M cells satisfies at least one of the following: one slice is associated with M1 cells, or N1 slices are associated with one cell (see par. 0030, 0087). Therefore, it would have been obvious to one of the ordinary skills in the art before the effective day of the present invention that since a RACH request is a RACH procedure to combine the teachings for the simple purpose of indicating the availability of the slices; thereby, advertising the number of resources available and allowing the use of the resources. As to claim 8, Awada discloses the method according to claim 7, wherein the handover command further comprises a[n] RACH resource associated with each of the N slices (see par. 0087, 0103, 0114, 0118). As to claim 10, Awada discloses the method according to claim 7, wherein slices associated with the M1 cells is associated with one RACH resource, and wherein the N1 slices among the N slices are associated with a same RACH resource.(see par. 0142). Awada does not explicitly recites that M is a positive integer, wherein M1 is a positive integer less than or equal to M, wherein N1 is a positive integer less than or equal to N. However, it is obvious that Awada’s handover command requires at least one cell and at least one slice; thereby, both been a positive integer equal to N and/or M. Therefore, it would have been obvious to one of the ordinary skills in the art before the effective filing date of the present invention for the values to be positives integers for the simple purpose that the values represent the resources to be used for the communication which are required to enable the communication; thereby, allowing a successful handover. As to claim 17, Awada discloses a terminal [UE 30], comprising: a processor; and a memory storing a program that is executable on the processor, wherein the program, when executed by the processor, causes the terminal to perform the cell handover method according to claim 1 (see par. 0054). As to claim 19, Awada discloses a network device [Source gNB, source access point 20], comprising: a processor; and a memory storing a program that is executable on the processor, wherein the program, when executed by the processor, causes the network device to perform the cell handover processing method according to claim 7 (see par. 0053). Claim(s) 5-6, 11-14 and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Awada in view of Gao and further in view of Yang 20210314827. As to claims 5-6 and 18, Awada discloses the method/terminal according to claim 1/17, wherein before the receiving a handover command sent by a first network node, the method further comprises: receiving a handover measurement configuration, (see fig. 10; measurement control; par. 0022); in a case that measurement conditions are met [trigger], performing measurement based on the handover measurement configuration, and obtaining a measurement result; and sending a measurement report to a network device, wherein the measurement report carries the measurement result (see fig. 10; measurement report; par. 0022). Awada fails to disclose details about the measurements. In an analogous art, Yang discloses wherein the handover measurement configuration is used to indicate second slice information to be measured [401] (see par. 0094-0098); and obtaining a measurement result [402] (see par. 0099-0102); and sending a measurement report to a network device [403], wherein the measurement report carries third slice information, and the third slice information is slice information associated with the measurement result in the second slice information. (see par. 0103, 0113); wherein the second slice information comprises any one of the followings: measured slice information; measured slice information of a first cell; and measured slice information of a first frequency, wherein the third slice information comprises at least one of the followings: slice information of a second cell; or slice information of a second frequency (see par. 0103, 0112-0113). Therefore, it would have been obvious to one of the ordinary skills in the art before the effective filing date of the present invention to combine the teachings for the simple purpose of measuring available cells and helping to select the best cell available. As to claims 11-12, Awada discloses the method according to claim 7, wherein before the sending a handover command to a terminal, the method further comprises: sending a handover measurement configuration to the terminal (see fig. 10; measurement control; par. 0022); and receiving a measurement report sent by the terminal based on the handover measurement configuration, wherein the measurement report carries a measurement result obtained by performing measurement based on the handover measurement configuration (see fig. 10; measurement report; par. 0022). Awada fails to disclose details about the measurements. In an analogous art, Yang discloses wherein the handover measurement configuration is used to indicate second slice information to be measured [401] (see par. 0094-0098); and obtaining a measurement result [402] (see par. 0099-0102); and sending a measurement report to a network device [403], wherein the measurement report carries third slice information, and the third slice information is slice information associated with the measurement result in the second slice information. (see par. 0103, 0113); wherein the second slice information comprises any one of the followings: measured slice information; measured slice information of a first cell; and measured slice information of a first frequency, wherein the third slice information comprises at least one of the followings: slice information of a second cell; or slice information of a second frequency (see par. 0103, 0112-0113). Therefore, it would have been obvious to one of the ordinary skills in the art before the effective filing date of the present invention to combine the teachings for the simple purpose of measuring available cells and helping to select the best cell available. As to claims 13-14, Awada discloses the method according to claim 11, wherein before the sending a handover command [Handover Command (prepared cell list)] to a terminal [UE], the method further comprises: sending a handover request message [Handover Request (prepare)] to a second network node [Target gNB], wherein the handover request message carries a part or all of slice information in the third slice information [information on said at least one network slice] (see par. 0046); receiving a handover request response message [Handover Request Acknowledgement] sent by the second network node; and sending the handover command to the terminal [Handover Command (prepared cell list)] in a case [conditional limitation] that the handover response request message carries fourth slice information, wherein the fourth slice information comprises slice information that the second network node allows the terminal to access [first pool of random access channel resources] (see par. 0046-0047, 0049-0050), wherein the fourth slice information comprises at least one of the followings: a part or all of slice information in the slice information carried in the handover request message; or in addition to the slice information carried in the handover request message, slice information recommended by the second network node (see par. 0047). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARCOS L TORRES whose telephone number is (571)272-7926. The examiner can normally be reached 10:00 AM - 6:00 PM M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alison Slater can be reached on (571)270-0375. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. MARCOS L. TORRES Primary Examiner Art Unit 2647 /MARCOS L TORRES/Primary Examiner, Art Unit 2647
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Prosecution Timeline

Show 2 earlier events
Jul 07, 2025
Response Filed
Aug 27, 2025
Final Rejection mailed — §103, §112
Oct 27, 2025
Response after Non-Final Action
Nov 26, 2025
Request for Continued Examination
Dec 08, 2025
Response after Non-Final Action
Feb 03, 2026
Non-Final Rejection mailed — §103, §112
Apr 28, 2026
Response Filed
Jul 02, 2026
Final Rejection mailed — §103, §112 (current)

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Prosecution Projections

5-6
Expected OA Rounds
67%
Grant Probability
79%
With Interview (+11.4%)
3y 4m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 701 resolved cases by this examiner. Grant probability derived from career allowance rate.

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