Prosecution Insights
Last updated: July 17, 2026
Application No. 17/963,366

Measurement Period for Beam Reporting

Non-Final OA §103
Filed
Oct 11, 2022
Priority
Aug 10, 2018 — provisional 62/717,708 +2 more
Examiner
LIU, SIMING
Art Unit
2411
Tech Center
2400 — Computer Networks
Assignee
Apple Inc.
OA Round
3 (Non-Final)
82%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
466 granted / 568 resolved
+24.0% vs TC avg
Moderate +12% lift
Without
With
+11.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
18 currently pending
Career history
590
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
78.2%
+38.2% vs TC avg
§102
8.8%
-31.2% vs TC avg
§112
6.8%
-33.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 568 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments, see page 2-4, filed on 02/27/2026, with respect to the rejection(s) of claims 19, 27 and 33 under 35 U.S.C 13 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Xin et al (US 9,629,016 B2). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 19-20, 22-28, 30-34, 36-38 are rejected under 35 U.S.C. 103 as being unpatentable over Guo et al. (US 2018/0083680) in view of Nam et al. (US 2018/0278314), further in view of Xin et al (US 9,629,016 B2). Regarding claims 19, 27, 33, Guo teaches an apparatus for a user equipment (UE), the apparatus comprising: memory and processing circuitry, wherein, the processing circuitry is configured to: for each of one or more beams, measure Layer 1 reference signal received power (L1-RSRP) of one or more channel state information reference signals (CSI-RSs) during a beam measurement period for L1-RSRP measurements (paragraph [0152]; “The UE is configured to measure the beam-specific RSRP, RSRQ, CQI, PMI, RI, CSI of all indicated CSI-RS resources”, it’s noted that beam-specific RSRP is layer one RSRP), where the CSI-RSs are transmitted from a base station (BS) via different directional beams ([0160]; “As illustrated in FIG. 10, a gNB [base station] sends the UE-specific CSI-RS configuration to the UE, in which there are one or multiple CSI-RS processes and each CSI-RS process contains one or more CSI-RS and each CSI-RS resources contain one or more CSI-RS antenna ports”), wherein encode (FIG. 3, TX Processing Circuitry 315 and paragraph [0073]) a beam report for sending to the BS that includes, for each of the one or more beams, the corresponding L1-RSRP of the corresponding CSI-RS measured over the beam measurement period for L1-RSRP measurements (paragraph [0153]; “In some embodiments, the CSI-beam state information that the UE is configured to report includes one or more than one of the followings: the beam ID of one CSI-RS resource; beam-specific RSRP; beam-specific RSRQ; CQI measured CSI-RS conveyed in one CSI-RS resource; PMI and RI measured from CSI-RS conveyed in one CSI-RS resource; or CSI measured from CSI-RS conveyed in one CSI-RS resource”). Guo does not explicitly disclose that the beam measurement period for L1-RSRP measurements spans multiple time slots. However, Nam, in the same field of endeavor as Guo, discloses that the beam measurement period for L1-RSRP measurements spans multiple time slots ([0163]; “For the first set of CSI-RS resources, a UE is allowed to make measurement across multiple time slots to derive beam-specific RSRPs (i.e., no measurement restriction is applied in time domain), and the measurement quantity, e.g., RSRPs/RSRQs can correspond to a time-averaged value”). It would have been obvious to one of ordinary skill in the art before the effective filing date of the present invention to utilize the teaching of Nam in the system disclosed by Guo for the advantage of improving accuracy since averaging L1-RSRP measurement over multiple time slots reduces the impact of instantons fading, noise, and interference, leading to a more reliable estimate of signal strength. Guo in view of Nam doesn’t explicitly teach that the measurement period for signal measurements is larger than a reporting interval. In the same field of endeavor, Xin teaches that the measurement period for signal measurements is larger than a reporting interval (Col 7, lines 52-56: “Regarding the period reporting way, the period for reporting the CSI-RSRP information can be equal to or not equal to the measurement period T”; also see Col 8, line 8-10: “if the measurement period T is too long, then it will …for the CSI-RSRP demand”, it’s noted that CSI-RSRP is one kind of L1-RSRP). Before the effective filing date of the claimed invention, it would have been obvious to a person of ordinary skill in the art to utilize the teaching of Xin in the system disclosed by Guo in view of Nam as to decouple the reporting interval from the measurement period – letting the network independently configure how of the UE reports versus how long it measures/averages. This gives the predictable benefits of network flexibility: the BS can obtain reports at the cadence it needs without being locked into to the measurement period length, and can use either periodic or event triggered reporting as conditions require. Regarding claim 20, 28, 34, the aforementioned references further teach: the processing circuitry is configured to periodically encode the beam report for sending to the BS in accordance with the beam measurement period for L1_RSRP measurements (see Guo, paragraph [0160]; “If the CSI-RS transmission is periodic, the CSI-beam state information report trigger message can configure the UE to measure the CSI-beam state information based on the periodic CSI-RS transmission. The UE reports the CSI-beam state information, which can contain beam ID, beam-specific RSRP, CQI, PMI, RI and/or CSI that are measured from the CSI-RS signal transmitted on the antenna ports of each CSI-RS resource.”) [Nam also discloses reporting can be periodic or aperiodic in paragraph [0158]). Regarding claim 22, 30, 36, the aforementioned references further teach wherein the processing circuitry is configured to encode the beam report for sending to the BS in response to downlink control information (DCI) received from the BS over a physical downlink control channel (PDCCH) (see Guo, paragraph [0128]; “In one example, the TRP could use signal in MAC-CE or L1 signaling (e.g., DCI) to indicate the UE to report the beam state information in nrPUSCH”). Regarding claim 23, 31, 37, the aforementioned references further teach wherein the processing circuitry is configured to average a number N L1-RSRPs for the beam report, where the number N is received from the BS (see Nam, [0159]; “The additional information may comprise information on a subset of CSI-RS resources for UE to measure. This information helps to reduce the burden of UE measurement when the full set of cell-specific CSI-RS resources is large. The subset is selected from the set of K CSI-RS resources.”; and [0163]; “For the first set of CSI-RS resources, a UE is allowed to make measurement across multiple time slots to derive beam-specific RSRPs (i.e., no measurement restriction is applied in time domain), and the measurement quantity, e.g., RSRPs/RSRQs can correspond to a time-averaged value”). Regarding claim 24, 32, 38, the aforementioned references further teach wherein the processing circuitry is configured to average a plurality of L1-RSRPs for the beam report from a CSI-RS received in different slots (see Nam, [0163]; “For the first set of CSI-RS resources, a UE is allowed to make measurement across multiple time slots to derive beam-specific RSRPs (i.e., no measurement restriction is applied in time domain), and the measurement quantity, e.g., RSRPs/RSRQs can correspond to a time-averaged value.”). Regarding claim 25, the aforementioned references further teach: antennas (see Guo, FIG. 2, antennas 205a-205n); and a transceiver coupled to the antennas and to the processing circuitry (see Guo, FIG. 2, RF transceiver 210a-210n). Regarding claim 26, the aforementioned references further teach that the base station is a gNodeB of 3GPP 5G New Radio (see Guo, [0051]; “Base stations may provide wireless access in accordance with one or more wireless communication protocols, e.g., 5G 3GPP new radio interface/access (NR), long term evolution (LTE), LTE advanced (LTE-A), high speed packet access (HSPA), Wi-Fi 802.11a/b/g/n/ac, etc.”). Claims 21, 29 and 35 are rejected under 35 U.S.C. 103 as being unpatentable over Guo et al. (US 2018/0083680) in view of Nam et al. (US 2018/0278314), further in view of Xin et al (US 9,629,016 B2), further in view of Koskela, et al (WO 2019/003059 A1). Regarding Claim 21, 29 and 35, the aforementioned references teach all of the limitations except applying a sliding window for averaging a plurality of L1-RSRP measurements. However, Koskela disclose applying a sliding window for averaging a plurality of L1-RSRP measurements ([0042], “the UE determines the number of HighQuality beams based on the higher layer (e.g. L2/L3, moving average filter) filtered beam measurements. Higher layer beam filtering, such as moving average is used to filter L1 measurements (L1 measurement e.g. RSRP may consist of N -L1 samples”, it’s noted that moving average is equivalent to applying a sliding window for averaging). Before the effective filing date of the claimed invention, it would have been obvious to a person of ordinary skill in the art to utilize the teaching of Koskela in the system disclosed Guo in view of Nam and Xin in order to smooth out short-term fading and measurement noises across the plurality of L1-RSRP samples, producing a more reliable and stable beam measurement for reporting. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SIMING LIU whose telephone number is (571)270-3859. The examiner can normally be reached M-F, 8:30am-5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Derrick Ferris can be reached at 571-272-3123. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SIMING LIU/Primary Examiner, Art Unit 2411
Read full office action

Prosecution Timeline

Show 2 earlier events
Nov 17, 2025
Response Filed
Nov 25, 2025
Examiner Interview Summary
Nov 25, 2025
Applicant Interview (Telephonic)
Dec 10, 2025
Final Rejection mailed — §103
Feb 27, 2026
Notice of Allowance
Feb 27, 2026
Response after Non-Final Action
Apr 23, 2026
Response after Non-Final Action
Jun 03, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12666275
METHOD AND DEVICE USED IN COMMUNICATION NODE FOR WIRELESS COMMUNICATION
3y 1m to grant Granted Jun 23, 2026
Patent 12652113
RADIO FREQUENCY EXPOSURE MITIGATION
4y 1m to grant Granted Jun 09, 2026
Patent 12647815
Network Congestion Control
2y 5m to grant Granted Jun 02, 2026
Patent 12640794
SIGNALING FOR CONDITIONAL CHANNEL STATE INFORMATION REPORTING
2y 6m to grant Granted May 26, 2026
Patent 12627614
Data Forwarding Method, Data Buffering Method, Apparatus, and Related Device
3y 11m to grant Granted May 12, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
82%
Grant Probability
94%
With Interview (+11.5%)
2y 10m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 568 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month