Prosecution Insights
Last updated: April 19, 2026
Application No. 17/968,200

RECOMMENDING NETWORK SECURITY RULE UPDATES BASED ON CHANGES IN THE NETWORK DATA

Non-Final OA §103
Filed
Oct 18, 2022
Examiner
LEE, GIL H
Art Unit
2446
Tech Center
2400 — Computer Networks
Assignee
Citrix Systems Inc.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
99%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allow Rate
358 granted / 432 resolved
+24.9% vs TC avg
Strong +31% interview lift
Without
With
+30.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
16 currently pending
Career history
448
Total Applications
across all art units

Statute-Specific Performance

§101
9.7%
-30.3% vs TC avg
§103
42.9%
+2.9% vs TC avg
§102
16.3%
-23.7% vs TC avg
§112
17.4%
-22.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 432 resolved cases

Office Action

§103
DETAILED ACTION This Office action is in response to the original application filed on 10/18/2022. Claims 1-20 are pending. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-20 are rejected under 35 U.S.C. 103 as being unpatentable over Sandepudi et al. (US 2020/0334679 A1, hereinafter “Sandepudi”) in view of Cooley et al. (US 2022/0147008 A1, hereinafter “Cooley”). Regarding claim 1 (and similarly claims 9 and 17), Sandepudi discloses: A method comprising: establishing, by one or more servers, one or more rules for security of a network environment, each of the one or more rules identifying an entity, an attribute of the entity and a value of the attribute (establishing security rules including evaluation criterion and threshold values, Sandepudi: [0021], [0037], [0045]); detecting, by the one or more servers detecting updated threshold values, Sandepudi: [0021], [0025], [0030], [0045]); generating, by the one or more servers responsive to the detection, an updated one or more rules for security of the network environment based at least on the change (generating updated version of security rule based on updated threshold value, Sandepudi: [0030]); applying, by the one or more servers, the updated one or more rules to previous network traffic to which the one or more rules were applied (comparing performance of updated version of security rule and existing security rule, Sandepudi: [0031]); determining, by the one or more servers, that an effectiveness of the updated one or more rules is greater than effectiveness of the one or more rules (determining that performance of updated version of security rule exceeds performance of existing security rule, Sandepudi: [0031], [0032]); providing, by the one or more servers responsive to the determination, a recommendation to use the updated one or more rules (sending suggested update to security rule based on performance of updated version of security rule, Sandepudi: [0032]). Sandepudi does not explicitly disclose: detecting, by the one or more servers responsive to monitoring the network environment, a change in one of the entity, the attribute or the value. However, in the same field of endeavor, Cooley teaches: detecting, by the one or more servers responsive to monitoring the network environment, a change in one of the entity, the attribute or the value (detecting state changes based on monitored network events, Cooley: [0054]). Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to modify Sandepudi in view of Cooley in order to further modify the method of recommending updated security rule generated based on updated threshold values from the teachings of Sandepudi with the method of detecting value changes based on monitored network events from the teachings of Cooley. One of ordinary skill in the art would have been motivated because it would have optimized operations (Cooley: [0108]). Regarding claim 2, Sandepudi-Cooley teaches all the claimed limitations as set forth in the rejection of claim 1 above. Sandepudi-Cooley further discloses: further comprising detecting, by the one or more servers, the change in one of the entity, the attribute or the value based on a comparison of an updated state of one of the entity, the attribute or the value and a prior state of the one of the entity, the attribute or the value (detecting updated threshold values in comparison to existing threshold values, Sandepudi: [0021], [0025], [0030], [0045]). Regarding claim 3, Sandepudi-Cooley teaches all the claimed limitations as set forth in the rejection of claim 1 above. Sandepudi-Cooley further discloses: monitoring, by one or more servers, a value graph corresponding to the network environment, the value graph comprising a representation of the network environment using the entity, the attribute and the value (monitoring network events via graph database, Cooley: [0054]); and detecting the change in one of the entity, the attribute or the value in the value graph (detecting state changes based on monitored network events via graph database, Cooley: [0054]). Regarding claim 4, Sandepudi-Cooley teaches all the claimed limitations as set forth in the rejection of claim 1 above. Sandepudi-Cooley further discloses: further comprising generating, by the one or more servers, the updated one or more rules using at least one of the entity or the attribute of the one or more rules (generating updated version of security rule based on updated threshold value, Sandepudi: [0030]). Regarding claim 5, Sandepudi-Cooley teaches all the claimed limitations as set forth in the rejection of claim 1 above. Sandepudi-Cooley further discloses: further comprising generating, by the one or more servers, the updated one or more rules responsive to detecting that the change in one of the entity, the attribute or the value is greater than a threshold (generating updated version of security rule based on detecting updated threshold values, Sandepudi: [0021], [0025], [0030], [0045]). Regarding claim 6, Sandepudi-Cooley teaches all the claimed limitations as set forth in the rejection of claim 1 above. Sandepudi-Cooley further discloses: further comprising applying, by the one or more servers, the updated one or more rules to current network traffic (applying updated version of security rule for testing, Sandepudi: [0031], [0044]). Regarding claim 7, Sandepudi-Cooley teaches all the claimed limitations as set forth in the rejection of claim 1 above. Sandepudi-Cooley further discloses: further comprising determining, by the one or more servers, that a difference between the effectiveness of the updated one or more rules and the effectiveness of the one or more rules is greater than a threshold (determining that performance of updated version of security rule exceeds performance of existing security rule, Sandepudi: [0031], [0032]). Regarding claim 8, Sandepudi-Cooley teaches all the claimed limitations as set forth in the rejection of claim 1 above. Sandepudi-Cooley further discloses: further comprising providing, by the one or more servers, for display a comparison of the effectiveness of the updated one or more rules and the effectiveness of the one or more rules (displaying performance indication based on comparison of performance of updated version of security rule and existing security rule, Sandepudi: [0031], [0032]). Regarding claims 10-16 and 18-20, they do not teach or further define over the limitations in claims 2-8. Therefore, claims 10-16 and 18-20 are rejected for the same reasons as set forth in the rejection of claims 2-8 above. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant’s disclosure: Talati et al. (US 2022/0311804 A1: System and Method for Providing and Managing Security Rules and Policies), Pieczul et al. (US 2022/0278900 A1: Techniques for Verifying Network Policies in Container Frameworks), Yancey (US 2021/0211473 A1: Dynamic Security Policy Management), Williams et al. (US 2005/0257267 A1: Network Audit and Policy Assurance System), and Kinder et al. (US 2017/0201548 A1: Systems and Methods for Security Configuration). In the case of amendments, applicant is respectfully requested to indicate the portion(s) of the specification which dictate(s) the structure relied on for proper interpretation and support, for ascertaining the metes and bounds of the claimed invention. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GIL H. LEE whose telephone number is 571-272-3408. The examiner can normally be reached on Mon-Fri: 9am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Brian J. Gillis can be reached on 571-272-7952. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GIL H. LEE/ Primary Patent Examiner, Art Unit 2446
Read full office action

Prosecution Timeline

Oct 18, 2022
Application Filed
Sep 21, 2023
Response after Non-Final Action
Nov 15, 2025
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
99%
With Interview (+30.6%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 432 resolved cases by this examiner. Grant probability derived from career allow rate.

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