Prosecution Insights
Last updated: April 19, 2026
Application No. 17/970,761

Systems and Methods for Spatially-Stepped Imaging

Non-Final OA §102§103
Filed
Oct 21, 2022
Examiner
BAGHDASARYAN, HOVHANNES
Art Unit
3645
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Aeye Inc.
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
3y 1m
To Grant
94%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allow Rate
759 granted / 971 resolved
+26.2% vs TC avg
Strong +16% interview lift
Without
With
+16.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
85 currently pending
Career history
1056
Total Applications
across all art units

Statute-Specific Performance

§101
2.6%
-37.4% vs TC avg
§103
45.7%
+5.7% vs TC avg
§102
21.5%
-18.5% vs TC avg
§112
23.9%
-16.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 971 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of pre-AIA 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a) the invention was known or used by others in this country, or patented or described in a printed publication in this or a foreign country, before the invention thereof by the applicant for a patent. Claim(s) 1, 20 and claims bellow are rejected under pre-AIA 35 U.S.C. 102(a)(1) as being anticipated by D1 GB 2572981 A. Regarding claims 1, 20 D1 teaches 1. A lidar system comprising: an optical emitter(2) that emits optical signals into a field of view(fig. 3), wherein the field of view comprises a plurality of zones;(fig. 5 360 degree coverage can be defined as plurality of zones) an optical sensor(9) that senses optical returns of a plurality of the emitted optical signals from the field of view; and(fig. 3) a plurality of light steering optical elements(11, 7) that are movable to align different light steering optical elements with (1) an optical path of the of the emitted optical signals at different times and/or (2) an optical path of the optical returns to the optical sensor at different times, wherein each light steering optical element corresponds to a zone within the field of view; and(fig. 3) wherein each aligned light steering optical element provides (1) steering of the emitted optical signals incident thereon into its corresponding zone and/or (2) steering of the optical returns from its corresponding zone to the optical sensor so that movement of the light steering optical elements causes the lidar system to step through the zones on a zone-by-zone basis according to which of the light steering optical elements becomes aligned with the optical path of the emitted optical signals and/or the optical path of the optical returns over time.(fig. 3 abstract) 2. The system of claim 1 wherein the movement comprises rotation, and wherein each zone corresponds to multiple angular positions of a rotator or carrier on which the light steering optical elements are mounted.(abstract ) 4. The system of claim 1 wherein the light steering optical elements comprise diffractive optical elements (DOEs).(abstract) 9. The system of claim 1 wherein the movement of the light steering optical elements comprises rotation, the lidar system further comprising: a rotator for rotating the light steering optical elements about an axis; and(abstract implicit) a circuit that drives rotation of the rotator to align different light steering optical elements with the optical path of the emitted optical signals and/or the optical path of the optical returns over time. (abstract implicit and fig. 3) 10. The system of claim 9 wherein each light steering optical element aligns with (1) the optical path of the emitted optical signals and/or (2) the optical path of the optical returns to the optical sensor over an angular extent of an arc during the rotation of the light steering optical elements about the axis.(fig. 2, 3) 11. The system of claim 1 wherein the light steering optical elements comprise emitter light steering optical elements that provide steering of the emitted optical signals incident thereon into their corresponding zones in response to alignment with the optical path of the of the emitted optical signals.(page 11 collimating lens with fig. 2) 12. The system of claim 1 wherein the light steering optical elements comprise receiver light steering optical elements(6) that provide steering of the optical returns from their corresponding zones to the optical sensor in response to alignment with the optical path of the optical returns to the optical sensor.(fig. 3) 13. The system of claim 1 wherein the light steering optical elements comprise emitter light steering optical elements and receiver light steering optical elements; wherein the emitter light steering optical elements provide steering of the emitted optical signals incident thereon into their corresponding zones in response to alignment with the optical path of the of the emitted optical signals; and wherein the receiver light steering optical elements provide steering of the optical returns from their corresponding zones to the optical sensor in response to alignment with the optical path of the optical returns to the optical sensor.(rejection of combination of claims 11, 12) 14. The system of claim 13 further comprising a carrier on which the emitter light steering optical elements and the receiver light steering optical elements are commonly mounted.(implicit cannot everything hang on air) 15. The system of claim 13 wherein the movement of the light steering optical elements comprises rotation, and wherein the emitter light steering optical elements and the receiver light steering optical elements are arranged in a concentric relationship with each other.(fig. 3) 17. The system of claim 1 wherein the lidar system is a point illumination scanning lidar system, the system further comprising a scanning lidar transmitter that scans a plurality of the optical signals toward points in the field of view over time within each zone.(fig. 6) Claim Rejections - 35 USC § 103 The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: (a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 3 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over D1 in view of D2 US 10466360 B1. Regarding claim 3 D1 teaches 3. The system of claim 1 wherein the zone-by-zone basis comprises D2 teaches discrete stepwise(fig. 4b discrete zones 411-418) It would be obvious to one of ordinary skills in the art at the time of filing to modify teachings by D1 with teaching by D2 in order to illuminate F)V with its own discrete , distinguishable pattern. Claim 5-7 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over D1 in view of D3 KR 20200071590 A. Regarding claim 5 ,6 D1 does not teach but D3 teaches 5. The system of claim 4 wherein the DOEs comprise metasurfaces.(abstract) 6. The system of claim 5 wherein the metasurfaces exhibit light steering properties that are defined according to phase delay functions, wherein each metasurface has a corresponding phase delay function that causes the metasurface to steer light to and/or from its corresponding zone.(page 2) 7. The system of claim 5 wherein the metasurfaces comprise a plurality of nanostructures imprinted on an optically transparent substrate in a pattern that causes the aligned metasurfaces to steer light to and/or from its corresponding zone. 8. The system of claim 1 wherein the light steering optical elements comprise transmissive light steering optical elements.(abstract) It would be obvious to one of ordinary skills in the art at the time of filing to modify teachings by D1 with teaching by D3 in order to create DOE required for D1. Claim 16, 19 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over D1. D1 does not teach 16. The system of claim 1 wherein the lidar system is a flash lidar system. But using flash Lidar is just a matter of design choice in order to scan separate discrete zones. (for example D2 fig. 4b gives example of flash lidar system which illuminate discrete zones 411-418) D1 teaches 19. The system of claim 1 wherein the optical sensor comprises a photodetector array(fig. 6), the system further comprising a receiver barrel, the receiver barrel comprising: the photodetector array;(fig. 6 elements 9) a collection lens(6) that collects incident light from aligned light steering optical elements; a focusing lens(6) that focuses the collected incident light on the photodetector array.(fig. 3) but does not teach a spectral filter that filters the collected incident light; and Using spectral filter is well known in the art and used to decrease the background level and therefore It would be obvious to one of ordinary skills in the art at the time of filing to modify teachings by D1 to add spectral filter in order to remove environmental noise. Claim 18 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over D1 in view of D4 US 20170003392 A1. D1 teaches 18. The system of claim 1 wherein the optical emitter comprises an array of optical emitters(fig. 6), the system further comprising a driver circuit for the emitter array(implicit lasers are driven), But does not explicitly teach wherein the driver circuit independently controls how a plurality of the different emitters in the emitter array are driven to adaptively illuminate different regions in the zones with different optical power levels based on data derived from one or more objects in the field of view. Although D1 does not teach this can be considered operation parameter which allows obtaining different illumination patterns and resolution and there D4 teaches wherein the driver circuit independently controls how emitters in the emitter array are driven to adaptively illuminate different regions in the zones with different optical power levels based on data derived from one or more objects in the field of view.(fig. 15, 16 how emitters in relation ship to scanner controlled to obtain higher resolution and optical power in desired region [0050,0068-0070]) It would be obvious to one of ordinary skills in the art at the time of filing to modify teachings by D1with teachings by D2 in order to satisfy safety levels . Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HOVHANNES BAGHDASARYAN whose telephone number is (571)272-7845. The examiner can normally be reached Mon-Fri 7am - 5 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Isam Alsomiri can be reached at 5712726970. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HOVHANNES BAGHDASARYAN/Examiner, Art Unit 3645
Read full office action

Prosecution Timeline

Oct 21, 2022
Application Filed
Dec 01, 2025
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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2y 5m to grant Granted Mar 31, 2026
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Patent 12585000
RECEIVING DEVICE FOR AN OPTICAL MEASUREMENT APPARATUS FOR CAPTURING OBJECTS, LIGHT SIGNAL REDIRECTION DEVICE, MEASUREMENT APPARATUS AND METHOD FOR OPERATING A RECEIVING DEVICE
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Patent 12569880
CMOS ULTRASONIC TRANSDUCERS AND RELATED APPARATUS AND METHODS
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Patent 12560721
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2y 5m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
94%
With Interview (+16.1%)
3y 1m
Median Time to Grant
Low
PTA Risk
Based on 971 resolved cases by this examiner. Grant probability derived from career allow rate.

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