Prosecution Insights
Last updated: October 04, 2026
Application No. 17/974,469

VAPOR ABLATION HANDPIECE

Non-Final OA §102§DOUBLEPATENT
Filed
Oct 26, 2022
Priority
Dec 13, 2017 — provisional 62/598,138 +1 more
Examiner
RODDEN, JOANNE M
Art Unit
3794
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Uptake Medical Technology Inc.
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
165 granted / 256 resolved
-5.5% vs TC avg
Strong +46% interview lift
Without
With
+45.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
16 currently pending
Career history
289
Total Applications
across all art units

Statute-Specific Performance

§101
12.6%
-27.4% vs TC avg
§103
50.9%
+10.9% vs TC avg
§102
9.8%
-30.2% vs TC avg
§112
24.7%
-15.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 256 resolved cases

Office Action

§102 §DOUBLEPATENT
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claim 19 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 1 of U.S. Patent No. 11490946. Although the claims at issue are not identical, they are not patentably distinct from each other because the patent claim is more narrow than claim 19. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 19-20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Sharma et al., US 20160354140, herein referred to as “Sharma”. Regarding claim 19, Sharma teaches: A vapor ablation system (Figs. 1-2 and 15) comprises: a controller (Fig. 1A and Fig. 15G); a fluid supply to supply liquid (Fig. 1A and Figs. 15A-H); and a handpiece coupling the liquid to an elongate catheter (Figs. 15A-H) wherein the handpiece comprises a vapor generating element (abstract) held in a coiled arrangement by a mandrel (abstract and [0811]) and wherein the vapor generating element is operable with the controller to heat liquid flowing therethrough into vapor ([0581]), and pass the vapor through the elongate catheter ([0581]). Regarding claim 20, Sharma teaches: A method for ablating tissue with condensable vapor (abstract)) comprises: transporting a liquid through an electrically conducting tube ([0187] and [0762] where the electrically conducting tube is seen as the assembly of tube, core and coil and [0619]); applying a voltage difference across the electrically conducting tube from a first end to a second end thereby converting the liquid to a condensable vapor ([0771] and [0619]); delivering air across the electrically conducting tube for cooling the electrically conducting tube ([0716]); and delivering the condensable vapor to the tissue ([0129]). Allowable Subject Matter Claims 1-18 and 21 are allowed. These claims are seen as allowable over the prior art of Humbert, US 20140005594 and Sharma, US 10842557 and US 20160354140. The Humbert reference does disclose a handheld vapor ablation device but does not talk about cooling of the coil element or a fan element in the body of the handheld device. The Sharma reference does disclose vapor ablation device where the coil is external to the handle of the device and the fan is external as well but does not teach the aspects of the handheld vapor ablation device. It would not be obvious to combine these two references because there is no motivation for putting a fan into the handheld device of Humbert and doing so would be seen as hindsight reasoning. Furthermore, there is no double patenting with the parent application of US 11490946 because the fan is not seen as obvious with the specifics of how its operable. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOANNE M RODDEN whose telephone number is (303)297-4276. The examiner can normally be reached Monday - Friday 9:00 AM-5:00 PM MST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan Moffat can be reached at 571-272-4390. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOANNE M RODDEN/Supervisory Patent Examiner, Art Unit 3794
Read full office action

Prosecution Timeline

Oct 26, 2022
Application Filed
Nov 22, 2023
Response after Non-Final Action
Sep 15, 2026
Examiner Interview (Telephonic)
Sep 23, 2026
Non-Final Rejection mailed — §102, §DOUBLEPATENT (current)

Precedent Cases

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4y 10m to grant Granted Jun 09, 2026
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
99%
With Interview (+45.8%)
3y 8m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 256 resolved cases by this examiner. Grant probability derived from career allowance rate.

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