Prosecution Insights
Last updated: April 19, 2026
Application No. 17/982,782

CONTROL DEVICE FOR HUMAN-POWERED VEHICLE

Final Rejection §102§103
Filed
Nov 08, 2022
Examiner
MEDANI, MOHAMED NMN
Art Unit
3611
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Shimano Inc.
OA Round
2 (Final)
67%
Grant Probability
Favorable
3-4
OA Rounds
3y 4m
To Grant
83%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allow Rate
20 granted / 30 resolved
+14.7% vs TC avg
Strong +16% interview lift
Without
With
+16.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
39 currently pending
Career history
69
Total Applications
across all art units

Statute-Specific Performance

§103
64.5%
+24.5% vs TC avg
§102
17.1%
-22.9% vs TC avg
§112
18.4%
-21.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 30 resolved cases

Office Action

§102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1, 13-14, and 27 are rejected under 35 U.S.C. 102 (a)(1) as being anticipated by Shahana et al. US 20200062345 A1. Regarding independent claim 1, Shahana et al. discloses [a control device 50 for a human-powered vehicle 10,] (Fig. 1; Paragraph 0058) wherein [the human- powered vehicle includes a pair of pedals 30,] (Fig. 1; Paragraph 0059) [a pair of crank arms 28 connected to the pedals,] (Fig. 1; Paragraph 0059) [a crank axle 26 connected to the crank arms,] (Fig. 1; Paragraph 0059) [a first rotational body 14 connected to the crank axle,] (Fig. 1; Paragraph 0059) [a wheel 16, 38 including a tire,] (Fig. 1; Paragraph 0061) [a second rotational body 18 connected to the wheel,] (Fig. 1; Paragraph 0059) [a linking body 20 engaged with the first rotational body and the second rotational body and configured to transmit driving force between the first rotational body and the second rotational body,] (Fig. 1; Paragraph 0059) [a derailleur 22 configured to operate the linking body to change a transmission ratio of a rotational speed of the wheel to a rotational speed of the crank axle,] (Fig. 1; Paragraph 0063) [a motor 52 configured to drive the linking body,] (Fig. 1; Paragraph 0064) [a handlebar 24C, and a saddle,] (Fig. 1; Paragraph 0061) [the control device comprising: an electronic controller 56 configured to output a signal to control the motor,] (Fig. 3; Paragraph 0064) [the electronic controller being further configured to output a signal to change the transmission ratio by operating the linking body with the derailleur while driving the linking body with the motor in a case where a first condition related to pedaling is satisfied;] (Fig. 3; Paragraph 0077) and [the first condition includes a condition related to at least one of a state of an angular acceleration of the crank axle, a rotational state of the first rotational body, a state of the tire, a rotational state of the second rotational body, an operational state of the linking body, an operational state of the derailleur, a rotational state of the motor, an electric energy supplied to the motor, a state of the handlebar, a state of the saddle, and positional information of the human-powered vehicle.] (Fig. 3; Paragraph 0077; Shahana et al. discloses that the controller 56 can generate a signal to change the transmission ratio in accordance with at least one of the riding state and environment of the human powered vehicle.) Regarding claim 13, Shahana et al., discloses [wherein a condition includes a condition related to the operational state of the linking body; and the condition related to the operational state of the linking body is satisfied in a case where a moving speed of the linking body is less than or equal to a predetermined moving speed.] (Fig. 3; Paragraph 0067; Shahana et al. discloses a crank rotation sensor 64 that detects the rotational speed of the crank 12. As described, the crank rotation sensor is coupled to a component that rotates integrally with the crankshaft 26, which lies along the power transmission path from the crankshaft to the first rotational body. Since the linking body is mechanically engaged with the crankshaft, the rotational speed of the crank directly corresponds to the movement of the linking body. Therefore, by detecting the crank speed, the controller indirectly determines the operational state of the linking body. Additionally, the limitation regarding the movement speed of the linking body being less than or equal to a predetermined value does not require the reference to disclose a specific predetermined value. The claim only requires that the condition be satisfied “in a case”, which permits a broad interpretation of the situation.) Regarding claim 14, Shahana et al. discloses [wherein the electronic controller is configured to determine that the condition related to the operational state of the linking body is satisfied based on a signal received from a sixth detector 64 that detects the operational state of the linking body.] (Fig. 3; Paragraph 0067) Regarding independent claim 27, Shahana et al. discloses wherein [the human- powered vehicle 10 includes drive train elements including a crank axle 26, a first rotational body 14 connected to the crank axle 26, a wheel 16, a second rotational body 18 connected to the wheel, and a linking body 20 engaged with the first rotational body and the second rotational body and configured to transmit driving force between the first rotational body and the second rotational body,] 9Fig. 1; Paragraph 0059) and [the human-powered vehicle further includes a derailleur 22 configured to operate the linking body to change a transmission ratio of a rotational speed of the wheel to a rotational speed of the crank axle,] (Fig. 1; Paragraph 0063) and [a motor 52 configured to drive the linking body,] (Fig. 1; Paragraph 0064) [the control device comprising: an electronic controller configured to output a signal to control the motor, the electronic controller being further configured to output a signal to change the transmission ratio by operating the linking body with the derailleur while driving the linking body with the motor in a case where a first condition related to pedaling is satisfied;] (Fig. 3; Paragraph 0077) and [the first condition includes a condition related to a driving force transmission state between two adjacent ones of the drive train elements.] (Paragraph 0136; Shahana discloses that the controller 56 can determine whether to initiate a gear shift based on balance between a first load G1 and a second load G2 applied to the left and right crank arms or pedals. These components are adjacent drivetrain elements, and the detected load balance represents a driving force transmission state between them.) Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 2-3 and 9-10 are rejected under 35 U.S.C. 103 as being unpatentable over Shahana et al. US 20200062345 A1 in view of Tsuchizawa et al. JP 2020172264 A. Regarding claim 2, Shahana et al. does not disclose wherein the first condition includes a condition related to the angular acceleration of the crank axle, and is satisfied in a case where the angular acceleration of the crank axle is less than or equal to a predetermined angular acceleration. Tsuchizawa et al. teaches [wherein the condition includes a condition related to the angular acceleration of the crank axle, and is satisfied in a case where the angular acceleration of the crank axle is less than or equal to a predetermined angular acceleration.] (Page 5, lines 40-47) It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to additionally use the angular acceleration-based condition of Tsuchizawa et al. with the control device of Shahana et al. with a reasonable expectation of success because it would allow for more precise and responsive shifting based on rider input dynamics, thus improving gear shift timing and ride smoothness during periods of low or changing pedal acceleration. Regarding claim 3, Shahana et al., as modified, discloses all of the claimed limitations above, including [wherein the electronic controller is configured to determine that the condition related to the angular acceleration of the crank axle is satisfied based on a signal received from a first detector 56 that detects the angular acceleration of the crank axle.] (Page 4, lines 35-47; Shahana et al. discloses a crank rotation sensor 56 that outputs a signal corresponding to the rotational speed and rotation angle of the crank 28. The sensor is connected to a control unit 72, which receives a signal. In particular, the sensor includes either a magnetic sensor or an acceleration sensor provided on the crank arm or crankshaft. The acceleration sensor outputs a signal that includes a tilt angle, which the control unit uses to calculate the rotation angle of the crank. Thus, naturally measuring linear or angular acceleration, and its output signal may reflect acceleration along one or more axes.) Regarding claim 9, Shahana et al. does not disclose wherein the first condition includes a condition related to the rotational state of the first rotational body; and the condition related to the rotational state of the first rotational body is satisfied in at least one of a case where a rotational speed of the first rotational body is less than or equal to a first rotational speed and an angular acceleration of the first rotational body is less than or equal to a first angular acceleration. Tsuchizawa et al. teaches [wherein the condition includes a condition related to the rotational state of the first rotational body; and the condition related to the rotational state of the first rotational body is satisfied in at least one of a case where a rotational speed of the first rotational body is less than or equal to a first rotational speed and an angular acceleration of the first rotational body is less than or equal to a first angular acceleration.] (Page 5, lines 40-47; Tsuchizawa discloses that the control unit 72 monitors and responds to the rotational state of the crank 28, including its rotational speed VA and angular acceleration DA, to control braking force. The breaking force is adjusted according to the rotational speed and angular acceleration. Thus, teaching that the rotational speed and angular acceleration of the crank is being monitored and compared to a threshold. Additionally, as the first rotational body (crank gear) rotates directly with the crank 28, the rotational speed and angular acceleration of the crank would be directly proportional to those of the first rotational body.) It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to additionally use the rotational state-based condition of Tsuchizawa et al. with the control device of Shahana et al. with a reasonable expectation of success because it would allow for gear shifting to occur based on real-time rotational characteristics of the drivetrain, thus improving shift timing and reducing drivetrain wear during transitions in rider effort. Regarding claim 10, discloses all of the claimed limitations above, including [wherein the electronic controller is configured to determine that the condition related to the rotational state of the first rotational body is satisfied based on a signal received from a fourth detector 56 that detects the rotational state of the first rotational body.] (Page 4, lines 35-47; Shahana et al. discloses a crank rotation sensor 56 that outputs a signal corresponding to the rotational speed and rotation angle of the crank 28. The sensor is connected to a control unit 72, which receives a signal. In particular, the sensor includes either a magnetic sensor or an acceleration sensor provided on the crank arm or crankshaft. The acceleration sensor outputs a signal that includes a tilt angle, which the control unit uses to calculate the rotation angle of the crank. Thus, naturally measuring linear or angular acceleration, and its output signal may reflect acceleration along one or more axes. Additionally, referring back to the clarification in claim 9, as the first rotational body (crank gear) rotates directly with the crank 28, the rotational speed and angular acceleration of the crank would be directly proportional to those of the first rotational body.) Claims 4 and 6 are rejected under 35 U.S.C. 103 as being unpatentable over Shahana et al. US 20200062345 A1 in view of Miyamae JP 2022161319 A. Regarding claim 4, Shahana et al. does not disclose wherein the first condition includes a condition related to the rotational state of the motor; and the condition related to the rotational state of the motor includes a condition related to a rotational speed of the motor, and is satisfied in a case where the rotational speed of the motor is less than or equal to a predetermined motor rotational speed. Miyamae teaches [wherein the condition includes a condition related to the rotational state of the motor; and the condition related to the rotational state of the motor includes a condition related to a rotational speed of the motor, and is satisfied in a case where the rotational speed of the motor is less than or equal to a predetermined motor rotational speed.] (Page 7, lines 7-16; Miyamae discloses a condition determination unit 71g that determines whether a condition has been met based on the rotational speed of the motor 54, as calculated by a motor rotation speed calculation unit 71d. Specifically, the condition is satisfied when the ratio between the rotational speed of the motor and the rotational speed of the crankshaft is less than or equal to a predetermined threshold. The motor control unit adjusts the motor speed by controlling the electric power supplied to the motor 54, confirming that the controller acts based on the evaluated motor speed.) It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to additionally use the motor rotation speed-based condition of Miyamae with the control device of Shahana et al. with a reasonable expectation of success because it would allow for optimized gear shifting when the motor is under low rotational load, thus improving drivetrain efficiency and reducing wear during low-speed motor operation. Regarding claim 6, Shahana et al., as modified, discloses all of the claimed limitations above, including [wherein the electronic controller is configured to determine that the condition related to the rotational state of the motor is satisfied based on a signal received from a second detector 60 that detects the rotational state of the motor.] (Fig. 4; Page 4, lines 36-45) Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Shahana et al. US 20200062345 A1 in view of Eda et al. US 20220097799 A1. Regarding claim 5, Shahana et al. does not disclose wherein the first condition includes a condition related to the rotational state of the motor; and the condition related to the rotational state of the motor includes a condition related to a rotational amount of the motor, and is satisfied in a case where the rotational amount of the motor is less than or equal to a predetermined motor rotational amount. Eda et al. teaches [wherein the first condition includes a condition related to the rotational state of the motor; and the condition related to the rotational state of the motor includes a condition related to a rotational amount of the motor, in a case where the rotational amount of the motor is less than or equal to a predetermined motor rotational amount.] (Paragraph 0070; Eda et al. discloses a motor monitoring unit that acquires values relating to the drive of the motor, including electric current, voltage, number of rotations, and rotation speed. The processor or motor drive circuit uses the acquired number of rotations to determine whether to execute a process or operation, indicating a condition based on the rotational amount of the motor. Additionally, it is noted that stating “in a case…” merely describes an example scenario on which the condition maybe satisfied. The claimed condition is not limited to only that case. Therefore, the reference does not need to disclose this specific example, so long as it teaches the broader concept of a condition based on the motor’s rotational amount.) It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to additionally use the motor rotational amount-based condition of Eda et al. with the control device of Shahana et al. with a reasonable expectation of success because it would allow for control decisions to be based on motor usage and performance, thus improving responsiveness and system protection under specific ridging or load conditions and enhancing system reliability and user experience. Claims 7 and 8 are rejected under 35 U.S.C. 103 as being unpatentable over Shahana et al. US 20200062345 A1 in view of Hahn et al. US 20200262516 A1. Regarding claim 7, Shahana et al. does not disclose wherein the first condition includes a condition related to the electric energy supplied to the motor and is satisfied in a case where a current value of the electric energy is less than or equal to a predetermined current value. Hahn et al. teaches [wherein the condition includes a condition related to the electric energy supplied to the motor and is satisfied in a case where a current value of the electric energy is less than or equal to a predetermined current value.] (Paragraph 0133; Hahn et al. discloses that when using the assist motor to facilitate shifting, a threshold for the amount of current consumed by the assist motor may be defined. Hahn explains that this current is proportional to the torque the assist motor applies to the drivetrain. By monitoring the current supplied to the motor, the system determines whether to shut down or control the assist motor based on whether the current exceeds or falls below a predetermined value. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to additionally use the current-based motor control condition of Hahn et al. with the control device of Shahana et al. with a reasonable expectation of success because it would allow for gear shifting decisions to be based on real-time motor conditions, thus improving shift performance and protecting the motor under low-power operation. Regarding claim 8, Shahana et al., as modified, discloses all of the claimed limitations above, including [wherein the electronic controller is configured to determine that the condition related to the electric energy supplied to the motor is satisfied based on a signal received from a third detector 308 that detects the electric energy supplied to the motor.] (Fig. 3; Paragraph 0090) Claims 11-12 and 15-17 are rejected under 35 U.S.C. 103 as being unpatentable over Shahana et al. US 20200062345 A1 in view of Hahn et al. US 20200262511 A1. Regarding claim 11, Shahana et al. does not discloses wherein the first condition includes a condition related to the rotational state of the second rotational body; and the condition related to the rotational state of the second rotational body is satisfied in at least one of a case where a rotational speed of the second rotational body is less than or equal to a second rotational speed and an angular acceleration of the second rotational body is less than or equal to a second angular acceleration. Hahn et al. ‘511 teaches [wherein the first condition includes a condition related to the rotational state of the second rotational body; and the condition related to the rotational state of the second rotational body is satisfied in at least one of a case where a rotational speed of the second rotational body is less than or equal to a second rotational speed and an angular acceleration of the second rotational body is less than or equal to a second angular acceleration.] (Fig. 3; Paragraph 0090; Hahn et al. discloses that the wheel speed sensor 306 detects the rotational state of the rear wheel 114, which corresponds to the second rotational body. The sensor may be implemented using a spoke magnet and Hall effect sensor or using a gyroscope and accelerometer, which are capable of detecting rotational speed and angular acceleration. Although Hahn does not explicitly recite a specific rotational speed and angular acceleration threshold, such a threshold is not required, as the claim only requires that the condition be satisfied “in at least one of a case” where the rotational speed or angular acceleration is less than or equal to a second threshold. Thus, the reference satisfies this limitation by allowing detection of rotational parameters that could be compared to a threshold.) It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to additionally use the second rotational body speed-based condition of Hahn et al. ‘511 with the control device of Shahana et al. with a reasonable expectation of success because it would allow for the control device to make gear-shifting or motor control decisions based on the rotational state of the second rotational body, thus improving the bicycles responsiveness and comfortability. Regarding claim 12, Shahana et al., as modified above, discloses all of the claimed limitations above, including [wherein the electronic controller is configured to determine that the condition related to the rotational state of the second rotational body is satisfied based on a signal received from a fifth detector 306 that detects the rotational state of the second rotational body.] (Fig. 3 of Hahn et al. ‘511; Paragraph 0090 of Hahn et al. ‘511) Regarding claim 15, Shahana et al. further teaches [wherein the derailleur includes a pulley around which the linking body is wound.] (Fig. 1; Paragraph 0063; As shown in Fig. 1; Shahana et al. illustrates wherein the derailleur RD includes a pulley around which the linking body 20 is wound.) Shahana et al. does not disclose wherein the first condition includes a condition related to the operational state of the derailleur; and the condition related to the operational state of the derailleur is satisfied in a case where a rotational speed of the pulley is less than or equal to a predetermined pulley rotational speed. Hahn et al. ‘511 teaches [wherein the first condition includes a condition related to the operational state of the derailleur; and the condition related to the operational state of the derailleur is satisfied in a case where a rotational speed of the pulley is less than or equal to a predetermined pulley rotational speed.] (Fig. 3; Paragraph 0090; Hahn discloses that the pedal speed sensor 304 detects the rotational speed of the crankarms 130. The rotational state of the crank arms, as detected by the pedal speed sensor 304, is directly correlated to the rotational and operational state of the derailleur pulleys, since the chain transmits pedaling force from the crank arms to the rear cassette through the derailleur. Therefore, the data reflecting the rotation of the pedal corresponds to the operation of the derailleur. Although Hahn does not explicitly recite a specific predetermined pulley rotational speed, such a threshold is not required, as the claim only requires that the condition be satisfied “in a case” where a rotational speed of the pulley is less than or equal to a predetermined pulley rotational speed. Thus, the reference satisfies this limitation by allowing detection of rotational parameters that could be compared to a threshold.) It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to additionally use the pulley operational state-based condition of Hahn et al. ‘511 with the control device of Shahana et al. with a reasonable expectation of success because it would allow for gear shifting or control decisions to be made based on sensed rotational behavior of the derailleur components, thus enhancing drivetrain responsiveness and functionality based on rider input conditions. Regarding claim 16, Shahana et al., as modified, discloses all of the claimed limitations above, including [wherein the electronic controller is configured to determine that the condition related to the operational state of the derailleur is satisfied based on a signal received from a seventh detector 304 that detects the rotational speed of the pulley.] (Fig. 3 of Hahn et al.; Paragraph 0090 of Hahn et al.) Regarding claim 17, Shahana et al. does not disclose wherein the first condition includes a condition related to the operational state of the derailleur; the derailleur includes a base provided on a frame of the human-powered vehicle and an operation portion that is attached to the base and movable relative to the base; and the condition related to the operational state of the derailleur is satisfied in a case where an operational state of the operation portion is a predetermined operational state. Hahn et al. ‘511 teaches [wherein the first condition includes a condition related to the operational state of the derailleur;] (Fig. 3; Paragraph 0090; Hahn et al. discloses that the pedal speed sensor 304 detects the rotational speed of the crank arms 130. The rotational state of the crank arms is directly correlated to the operational state of the derailleur, as the chain transmits pedaling force from the crankarms to the rear cassette through the derailleur. ) [the derailleur includes a base provided on a frame of the human-powered vehicle and an operation portion that is attached to the base and movable relative to the base;] (Fig. 2; Paragraph 0081) and [the condition related to the operational state of the derailleur is satisfied in a case where an operational state of the operation portion is a predetermined operational state.] (Fig. 3; Paragraph 0090; Although Hahn does not explicitly disclose a specific predetermined operational state, such a threshold in not required to be met, as the claim merely requires that the condition is satisfied “in a case” where the operational state is the predetermined one.) It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to additionally use the derailer operational state-based condition of Hahn et al. ‘511 with the control device of Shahana et al. with a reasonable expectation of success because it would allow for monitoring and decision-making based on the derailleur’s operational state, thus facilitating more precise control of shifting operations using existing sensor infrastructure. Claim 26 is rejected under 35 U.S.C. 103 as being unpatentable over Shahana et al. US 20200062345 A1 in view of Suzuki et al. DE 102019202800 A1. Regarding independent claim 26, Shahana et al. discloses [a control device 50 for a human-powered vehicle 10,] (Fig. 1; Paragraph 0058) wherein [the human- powered vehicle includes a crank axle 26,] (Fig. 1; Paragraph 0058) [a first rotational body 14 connected to the crank axle,] (Fig. 1; Paragraph 0059) [a wheel 16,] (Fig. 1; Paragraph 0059) [a second rotational body 18 connected to the wheel,] (Fig. 1; Paragraph 0059) [a linking body 20 engaged with the first rotational body and the second rotational body and configured to transmit driving force between the first rotational body and the second rotational body,] (Fig. 1; Paragraph 0059) [a derailleur 22 configured to operate the linking body to change a transmission ratio of a rotational speed of the wheel to a rotational speed of the crank axle,] (Fig. 1; Paragraph 0063) and [a motor configured to drive the linking body,] (Fig. 1; Paragraph 0064) [the control device comprising: an electronic controller 56 configured to output a signal to control the motor,] (Fig. 3; Paragraph 0064) [the electronic controller being further configured to output a signal to change the transmission ratio by operating the linking body with the derailleur while driving the linking body with the motor in a case where a first condition related to pedaling is satisfied.] (Fig. 3; Paragraph 0077). Shahana et al. does not disclose wherein the human-powered vehicle further includes at least one of a suspension and an adjustable seat post; and the first condition includes a condition related to at least one of a state of the suspension and a state of the adjustable seat post. Suzuki et al. teaches [wherein the human-powered vehicle further includes at least one of a suspension 30C and an adjustable seat post 30E;] (Fig. 1; Page 5, lines 40-44) and [the condition includes a condition related to at least one of a state of the suspension and a state of the adjustable seat post.] (Page 6, lines 16-34) It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to additionally use the suspension and seat post based condition of Suzuki et al. with the control device of Shahana et al. with a reasonable expectation of success because it would allow for adjusting permissibility of gear shifts based on terrain response or rider posture, thus enhancing shift smoothness and overall ride quality under various riding conditions. Allowable Subject Matter Claims 18 and 24-25 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Claim 18 contains the limitation wherein the electronic controller is configured to determine that the condition related to the operational state of the derailleur is satisfied based on a signal received from an eighth detector that detects the operational state of the operation portion. The closest prior art, Hahn et al. US 20200262511 A1, discloses wherein the electronic controller is configured to determine that the condition related to the operational state of the derailleur, but does not disclose the operational state of the derailleur being satisfied based on a signal received from an eighth detector that detects the operational state of the operation portion. Claim 24, contains the limitation of a control device for a human-powered vehicle, wherein the human- powered vehicle includes a pair of crank arm that receives a human driving force, a crank axle connected to the crank arms, a first rotational body connected to the crank axle, a wheel, a second rotational body connected to the wheel, a linking body engaged with the first rotational body and the second rotational body and configured to transmit driving force between the first rotational body and the second rotational body, a derailleur configured to operate the linking body to change a transmission ratio of a rotational speed of the wheel to a rotational speed of the crank axle, and a motor configured to drive the linking body, the control device comprising: an electronic controller configured to output a signal to control the motor, the electronic controller being further configured to output a signal to change the transmission ratio by operating the linking body with the derailleur while driving the linking body with the motor in a case where a first condition related to pedaling is satisfied; the electronic controller being further configured to determine that the first condition is satisfied based on a signal received from a predetermined detector that is at least one of a plurality of detectors; and the electronic controller being further configured to switch the predetermined detector in accordance with a second condition. The closest prior art, Shahana et al. US 20200062345 A1, discloses a control device for a human-powered vehicle, wherein the human- powered vehicle includes a pair of crank arm that receives a human driving force, a crank axle connected to the crank arms, a first rotational body connected to the crank axle, a wheel, a second rotational body connected to the wheel, a linking body engaged with the first rotational body and the second rotational body and configured to transmit driving force between the first rotational body and the second rotational body, a derailleur configured to operate the linking body to change a transmission ratio of a rotational speed of the wheel to a rotational speed of the crank axle, and a motor configured to drive the linking body, the control device comprising: an electronic controller configured to output a signal to control the motor, the electronic controller being further configured to output a signal to change the transmission ratio by operating the linking body with the derailleur while driving the linking body with the motor in a case where a first condition related to pedaling is satisfied but does not disclose the electronic controller being further configured to switch the predetermined detector in accordance with a second condition. Response to Arguments Applicant's arguments filed 10/20/2025 have been fully considered but they are not persuasive. Applicant argues (Page 1, line 12 – Page 2, line 17 of Remarks) that the recited “first condition” excludes conditions related to pedaling, crank rotation, or pedal speed, and instead requires conditions specifically related to downstream drivetrain components (e.g., derailleur or pulley operation). This argument is not persuasive. Paragraph [0077] of Shahana expressly discloses that the controller generates a shaft request based on parameters reflecting the riding state of the human-powered vehicle, including the rotational speed of the crank, human driving force, vehicle speed, and traveling resistance. These parameters directly govern when and how the transmission directly govern when and how the transmission ration is changed, i.e., when the derailleur is actuated. The operational state of the derailleur is inherently dependent on the rotational speed and torque input at the crank because the pedaling force is transmitted through the chain and derailleur to the driven wheel. Accordingly, a condition based on crank rotational speed or human driving force is naturally related to the operational state of the derailleur. Applicant argues (Page 3, lines 1-19 of Remarks) that claim 27 requires a “driving force transmission state between two adjacent ones of the drive train elements,” whereas Shahana allegedly only determines load balance between the same drivetrain elements (e.g., left/right crank arms or pedals). This argument is not persuasive. Shana discloses detecting loads applied to the crank arms or pedals and using the detected loads to determine a pedaling state and control transmission shifting (Paragraph [0136]). The detected load balance necessarily reflects the driving force transmission state along the drivetrain, including between adjacent drivetrain elements such as: the crank axle and the first rotational body, and the linking body transmitting force between rotational bodies. A “driving force transmission state” is not limited by the claim to a specific interface or measurement location, and Shahana’s detection of transmitted forces during pedaling naturally corresponds to force transmission between adjacent drivetrain components. Applicant argues (Page 4, line 19 – Page 6, line 31 of Remarks) that none of the secondary references cure the alleged deficiencies of Shahana and that there is no motivation to combine under KSR. This argument is not persuasive. As explained above, Shahana already teaches the core transmission-controller structure of claim 1. The secondary references are not relied upon to supply all limitations of claim 1, but rather to teach specific claimed conditions recited in the dependent claims (e.g., angular acceleration, motor rotational state, energy supplied to the motor etc.) Applicant argues (Page 5, lines 16-22 of Remarks) that Hahn ‘511 does not disclose satisfying conditions when a rotational speed is “less than or equal to” a threshold. This argument is not persuasive. The claim recites that the condition is satisfied “in a case where” the parameter meets the stated relationship. The claims do not require explicit disclosure of a numerical threshold. Hahn’s disclosure of detecting rotational speed, torque, and drivetrain behavior provides the necessary operational state information, which could inherently satisfy such a case. Furthermore, the pedal and wheel rotational states detected in Hahn’ 511 are directly correlated to the operational state of the linking body and the derailleur pulleys through force transmission. Therefore, Hahn ’511 teaches the claimed subject matter when properly interpreted. Applicant argues (Page 7, line 3 – Page 8, line 11 of Remarks) that Suzuki does not use suspension or seat post states as a condition for changing the transmission ratio. This argument is not persuasive. Suzuki discloses electronically controlled suspensions and adjustable seat posts operated by a motorized control system. Incorporating Suzuki’s suspension and seat post information into the Shahana’s control device would have been an obvious combination for one of ordinary skill in the art with a reasonable expectation of success because it would allow for adjusting permissibility of gear shifts based on terrain response or rider posture, thus enhancing shift smoothness and overall ride quality under various riding conditions. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Mohamed Medani whose telephone number is (703)756-1917. The examiner can normally be reached Monday - Friday, 8:30 am - 5:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Valentin Neacsu can be reached at (571) 272-6265. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Mohamed M Medani/Examiner, Art Unit 3611 /VALENTIN NEACSU/Supervisory Patent Examiner, Art Unit 3611
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Prosecution Timeline

Nov 08, 2022
Application Filed
Aug 04, 2025
Non-Final Rejection — §102, §103
Oct 20, 2025
Response Filed
Jan 06, 2026
Final Rejection — §102, §103
Mar 30, 2026
Interview Requested
Apr 07, 2026
Examiner Interview Summary
Apr 07, 2026
Applicant Interview (Telephonic)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
67%
Grant Probability
83%
With Interview (+16.0%)
3y 4m
Median Time to Grant
Moderate
PTA Risk
Based on 30 resolved cases by this examiner. Grant probability derived from career allow rate.

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