Prosecution Insights
Last updated: August 06, 2026
Application No. 17/983,478

Applicator for Implant Insertion

Final Rejection §103
Filed
Nov 09, 2022
Priority
Nov 12, 2021 — provisional 63/278,528
Examiner
BOUCHELLE, LAURA A
Art Unit
3783
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Lupin Inc.
OA Round
4 (Final)
80%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
974 granted / 1213 resolved
+10.3% vs TC avg
Moderate +10% lift
Without
With
+10.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
45 currently pending
Career history
1247
Total Applications
across all art units

Statute-Specific Performance

§101
1.4%
-38.6% vs TC avg
§103
47.2%
+7.2% vs TC avg
§102
25.6%
-14.4% vs TC avg
§112
15.8%
-24.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1213 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 6/22/2026 have been fully considered. Regarding the claim objections, Applicant’s arguments are convincing. The amendment to claim 15 overcomes the objection and the objection is therefore withdrawn. Regarding claim 1, Applicant argues that there is no teaching or motivation to combine Fischer with Lowery as Lowery is in the field of brachytherapy which involves implantation of radioactive seeds or pellets into tumor rather than implantation directly under the skin as taught Fischer. This argument is not convincing. The examiner finds the both Fischer and Lowery are in the same field of endeavor as the claimed invention which is an applicator for inserting an implant into a patient. The location of the implantation is immaterial to the structure of the needle used for implantation. Therefore, both Fischer and Lowery are in the same field of endeavor as the claimed invention. Additionally, as noted in the prior office action, the motivation to modify the needle of Fischer in view of Lowery is to hold the implant in the needle prior to ejection, the particular spacing and orientation lacks criticality and is recognized to be a matter of routine experimentation. Applicant further argues that Fischer does not indicate a deficiencies in the cannula guard that would motivate a person of skill in the art to seek enhancement of the protective cover. This argument is not convincing. Fischer need not recognize a deficit. Rather Van Der Graaf describes the cover and a person of ordinary skill in the art would readily recognize the common sense reason that such covers are beneficial to prevent accidental sticks. Applicant argues that Gall fails to teach the needle comprising a slit for loading the implant through the slot. The examiner finds that Gall teaches a slot for receiving an implant (fig. 1a) for ease of loading. Regarding the teachings of Smith, Applicant argues that Fischer does not recognize a deficiency that would be remedied by providing a transparent guide. Again, as discussed above, there is no requirement that Fischer recognizes such a deficiency, rather the motivation for the combination is found in Smith. Applicant’s arguments with regard to the dependent claims are not convincing for the same reasons discussed above. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1, 3-5, 7, 8, 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fischer et al (WO 2017/019631 A1) in view of Lowery et al (US 6,949,064) in view of Van Der Graaf et al (US 8,888,745) in view of Gall et al (US 4,871,094) in view of Smith et al (US 2016/0354115). Regarding claim 1, Fischer discloses an applicator for inserting an implant under a skin of a human or animal (abstract; Figs. 3A, 3B), comprising: a housing 301; a needle 303 extending distally from the housing, the needle being configured to receive the implant 307; a pushrod 306 within the housing extending within the needle; a needle penetration guide 304 extending distally from the housing along at least a portion of a length of the needle (figs. 3A, 3B; page 8, para. 0043); and an actuator 310 provided on the housing configured to be actuated by a user to release the implant from the needle (figs. 3A, 3B; page 8, para. 0043); wherein the needle is crimped such that the crimps help to retain and secure the implant inside the needle before insertion of the applicator, thereby preventing the implant from accidently falling out of the needle (Figs. 6A, 6B; page 9, para. 0047: inwardly protruding area is interpreted to be a crimp). Claim 1 differs from Fischer in calling for the needle to be crimped such that two dimples spaced apart 180 degrees radially and 2mm to 10mm apart axially. Applicant has not provided criticality to this particular orientation of the dimples as the claimed orientation is one example of many given by applicant for suitable dimple orientations (specification page 13). Lowery teaches a needle for holding a solid implant, wherein the needle includes at least two dimples 100, 102 spaced radially around the needle and space axially from each other (figs. 4B, 4C), the particular location and orientation of the crimps may be determined through routine experimentation to achieve the desired performance of the device (col. 11,m lines 32-51). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the crimps of Fischer to include two dimples spaced radially and axially from each other as taught by Lowery to provide the desired holding effect to the implant located therein, the particular orientation and location of the dimples being a matter of routine experimentation. Claim 1 differs from Fischer in calling for a protective cover configured to engage the housing to cover the needle and the needle penetration guide. Van Der Graaf teaches an applicator for inserting an implant under the skin, the applicator including a protective cover 7 that engages the housing to cover the needle and insertion guide (figs. 1, 2; col. 2, line 55). Protective covers are known in the art to prevent accidental sticks and maintain the cleanliness of the needle and skin contacting portions of the device prior to use. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Fischer to include a protective cover that engages the housing to cover the needle and penetration guide as taught by Van Der Graaf to ensure that the needle and skin contacting portions remain clean to prevent infection prior to use and to prevent accidental sticks. Claim 1 further differs from the teachings above in calling for the needle to comprises a slot provided between a proximal end and a distal end of the needle configured for loading of the implant into the needle through the slot. Gall teaches an applicator for inserting an implant under the skin wherein the needle includes a slot allowing for the implant to be loaded into the needle (Fig. 1A; col. 3, lines 57-59; col. 4, lines 45-48) thereby increasing ease of use of the device as the desired implant can be loaded into the needle without accessing the sharp distal end. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the needle of Fischer to include a slot to allow the implant to be loaded into the needle as taught by Gall to allow the implant to be loaded into the needle as needed without the user having access the sharp distal end of the needle thereby increasing ease of use and safety of the device. Claim 1 differs from the teachings above in calling for the needle penetration guide to be transparent. Smith teaches an applicator for inserting an implant under the skin, the applicator including a needle penetration guide, the needle penetration guide being transparent to allow visualization of the needle into the skin while preventing the user from palpating the area during implantation thereby allowing successful implantation (page 10, para. 0114; Fig. 5A). it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the needle penetration guide of Fischer to be transparent as taught by Smith to allow the user to view the needle entering the skin while preventing palpation of the area thereby ensuring successful implantation. Regarding claim 3, Gall further teaches that the slot is configure for loading the implant at an angle perpendicular to a longitudinal axis of the needle (fig. 1A: the implant is moved perpendicularly into the slot). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention that this feature is included in the combination described above with regard to claim 1 to allow the implant to be loaded into the needle without having to push the implant parallel to the longitudinal axis through the sharp tip of the needle thereby increasing safety of loading the implant into the needle. Regarding claim 4, Gall further teaches that the slot is greater in length than the implant (fig. 1A) so that the implant can be easily received in the slot without damaging the implant. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to include in the combination described above with regard to claim 1, a slot having a length greater than the length of the implant as taught by Gall so that the implant can be easily loaded into the needle without damaging the implant. Regarding claim 5, Fischer discloses that the actuator is configured to be actuated to retract the needle into the housing (Fig. 3B; page 8, para. 0044). Regarding claim 7, Fischer discloses that the needle penetration guide 304 is coupled to the housing and extends distally from the housing (fig. 3A). Regarding claim 8, Fischer discloses that the needle penetration guide extends from the housing substantially parallel to the needle (fig. 3A). Claim 18 calls for the penetration guide to deflect not more than 1 mm on application of 1 Newton of forces at the end of the straight portion. Applicant has not provided criticality to this limitation. Fischer discloses that the purpose of the penetration guide portion is to guide the needle insertion to the desired angle (page 5, para. 0036). This purpose can only be achieved if the guide does not deflect out of the predetermined configuration. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the penetration guide of Fischer so that it is rigid enough that application of 1N of force does not deflect the end of the guide more than 1mm because applicant has not provided criticality to this limitation and the purpose of the guide of Fischer is to be rigid so that the angle of penetration of the needle is fixed to the desired angle. Claim(s) 6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fischer in view of Lowery in view of Van Der Graaf in view of Gall in view of Smith as applied to claim 1 above, and further in view of Beelen et al (US 2009/0012463). Claim 6 differs from Fischer in calling for the housing to include a left side housing, a right side housing, and a bottom housing. Beelen teaches an applicator for inserting an implant under the skin, the applicator including a housing having a left side 5, a right side 6, and a bottom 9 (fig. 3; page 2, para. 0026). This configuration allows for easy manufacturing and assembly of the device. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the housing of Fischer to include a left side, a right side, and a bottom portions as taught by Beelen to allow for easy manufacture and assembly of the housing with the internal components. Claim(s) 15, 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fischer in view of Lowery in view of Smith in view of Van Der Graaf. Regarding claim 15, Fischer discloses an applicator for inserting an implant under a skin of a human or animal (abstract), comprising: a housing 301; a needle 303 configured to receive the implant 307 and deliver the implant under the skin, wherein the needle comprises a first position (fig. 3A) where the needle extends distally from the housing and a second position (fig. 3B) where the needle is retracted into the housing, wherein the needle is crimped to retain and secure the implant inside the needle before insertion of the application, thereby preventing the implant from accidentally fall out of the needle (Figs. 6A, 6B; page 9, para. 0047: inwardly protruding area is interpreted to be a crimp) wherein the needle is configured to allow the implant to remain under the skin when the needle moves from the first position to the second position (page 8, para. 0044); a needle penetration guide 304 coupled to a portion of the housing and extending distally from the housing (fig. 3A), wherein the needle penetration guide is configured to guide the needle while it is inserted under the skin (page 5, para. 0036), wherein the needle penetration guide comprises: a first portion comprising a solid flat surface on a needle facing side of the penetration guide (fig. 3A: bottom surface of 304 extending along the length of the needle), wherein the first portion is connected to the housing and extends distally from the housing and substantially parallel to the needle (fig. 3A), a second portion positioned distal to the first portion, wherein the second portion comprises a solid curved surface curved away from the needle (fig. 3A: distal tip of the guide is curved away from the needle), and an actuator 310 configured to move the needle form the first position to the second position (figs. 3A, 3B). Claim 15 differs from Fischer in calling for the needle to be crimped such that two dimples spaced apart 180 degrees radially and 2mm to 10mm apart axially. Applicant has not provided criticality to this particular orientation of the dimples as the claimed orientation is one example of many given by applicant for suitable dimple orientations (specification page 13). Lowery teaches a needle for holding a solid implant, wherein the needle includes at least two dimples 100, 102 spaced radially around the needle and space axially from each other (figs. 4B, 4C), the particular location and orientation of the crimps may be determined through routine experimentation to achieve the desired performance of the device (col. 11,m lines 32-51). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the crimps of Fischer to include two dimples spaced radially and axially from each other as taught by Lowery to provide the desired holding effect to the implant located therein, the particular orientation and location of the dimples being a matter of routine experimentation. Claim 15 differs from the teachings above in calling for the needle penetration guide to be transparent. Smith teaches an applicator for inserting an implant under the skin, the applicator including a needle penetration guide, the needle penetration guide being transparent to allow visualization of the needle into the skin while preventing the user from palpating the area during implantation thereby allowing successful implantation (page 10, para. 0114; Fig. 5A). it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the needle penetration guide of Fischer to be transparent as taught by Smith to allow the user to view the needle entering the skin while preventing palpation of the area thereby ensuring successful implantation. Claim 15 further differs from Fischer in calling for a protective cover configured to be releasably engaged and disengaged to the housing to cover the needle and the needle penetration guide when the applicator is not in use. Van Der Graaf teaches an applicator for inserting an implant under the skin, the applicator including a protective cover 7 that engages the housing to cover the needle and insertion guide (figs. 1, 2; col. 2, line 55). Protective covers are known in the art to prevent accidental sticks and maintain the cleanliness of the needle and skin contacting portions of the device prior to use. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Fischer to include a protective cover that engages the housing to cover the needle and penetration guide as taught by Van Der Graaf to ensure that the needle and skin contacting portions remain clean to prevent infection prior to use and to prevent accidental sticks. Regarding claim 17, Smith further teaches that the needle penetration guide comprises ribs 140 extending perpendicularly and upwardly form the sides of the solid flat surface to provide stability and rigidity to the guide while allowing the guide to include the transparent material (fig. 2A; page 7, para. 0098). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the needle penetration guide of Fischer in view of Smith described above to include ribs as taught by Smith to provide rigidity and stability to the guide. Claim(s) 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fischer in view of Lowery in view of Van Der Graaf in view of Gall as applied to claim 1 above, and further in view of Morlok et al (US 2021/0138217). Claim 19 calls a housing guide front, housing guide rear, needle guiding means front, needle guiding means rear, and the needle holder, wherein the needle guiding means front and the needle guiding means rear engages the housing guide front and housing guide rear, respectively to keep the needle holder in place during insertion while allowing the needle holder to slide inside the housing when actuated by the actuator, wherein upon release of the implant from the needle, the needle guiding means front disengages with the housing guide front to secure the needle within the housing. Fischer discloses that the cannula retractor mechanism can be any desired motion transfer mechanism including a spring-loaded system (page 8, para. 0043), but fails to disclose the details of such system. Morlok teaches an applicator for depositing an implant under the skin wherein the cannula retraction mechanism includes a spring loaded system. Morlok teaches a housing guide front, housing guide rear (fig. 2: housing guide 26 front and read), needle guiding means front, needle guiding means rear (needle guiding means 22, front and rear), and the needle holder, wherein the needle guiding means front and the needle guiding means rear engages the housing guide front and housing guide rear, respectively to keep the needle holder in place during insertion while allowing the needle holder to slide inside the housing when actuated by the actuator (fig. 2), wherein upon release of the implant from the needle, the needle guiding means front disengages with the housing guide front to secure the needle within the housing (fig. 5). This allows spring loaded retraction of the needle thereby ensuring that the needle is completely retracted to a locked position thereby preventing accidental sticks after use. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the cannula retraction mechanism of Fischer to be of the type described by Morlok as described above because doing so allows the needle to be retracted by a spring thereby reducing user error and increasing the safety of the device. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LAURA A BOUCHELLE whose telephone number is (571)272-2125. The examiner can normally be reached Mon-Fri 8:00-5:00 CST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bhisma Mehta can be reached at 571-272-3383. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. LAURA A. BOUCHELLE Primary Examiner Art Unit 3783 /LAURA A BOUCHELLE/Primary Examiner, Art Unit 3783
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Prosecution Timeline

Show 2 earlier events
Oct 29, 2025
Response Filed
Nov 14, 2025
Final Rejection mailed — §103
Feb 09, 2026
Response after Non-Final Action
Feb 16, 2026
Request for Continued Examination
Mar 06, 2026
Response after Non-Final Action
Mar 25, 2026
Non-Final Rejection mailed — §103
Jun 22, 2026
Response Filed
Jul 08, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

5-6
Expected OA Rounds
80%
Grant Probability
91%
With Interview (+10.4%)
3y 2m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1213 resolved cases by this examiner. Grant probability derived from career allowance rate.

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