Prosecution Insights
Last updated: April 19, 2026
Application No. 17/988,652

SECONDARY BATTERY

Non-Final OA §102§103
Filed
Nov 16, 2022
Examiner
WANG, PIN JAN
Art Unit
1717
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Samsung Electronics
OA Round
3 (Non-Final)
62%
Grant Probability
Moderate
3-4
OA Rounds
3y 1m
To Grant
99%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allow Rate
5 granted / 8 resolved
-2.5% vs TC avg
Strong +60% interview lift
Without
With
+60.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
36 currently pending
Career history
44
Total Applications
across all art units

Statute-Specific Performance

§103
52.4%
+12.4% vs TC avg
§102
31.6%
-8.4% vs TC avg
§112
15.1%
-24.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 8 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . 1. The Applicant’s amendment filed on 1/05/2026 was received. Claims 1, 6 were amended. Claim 7 was cancelled. The text of those sections of Title 35, U.S.C. code not included in this action can be found in the prior Office action issued on 6/13/2025. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 1/05/2026 has been entered. Claim Rejections - 35 USC § 102 Claims 1-2, 5-6, 10 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Jo et al. (US 20250343275 A1). Regarding to claim 1: Jo et al. disclose an electrode assembly, a cylindrical battery cell, and a battery pack (abstract, par. 1). The cylindrical battery cell (equivalent to a secondary battery) comprising: an electrode assembly (100) (par. 106, fig. 3); a battery can (200) (equivalent to a case) (par. 113, fig. 3) accommodating the electrode assembly (100) (fig. 3) and comprising a beading portion (240) (equivalent to a beading part) (par. 178, fig. 3) recessed toward an inside of the battery can (200) (fig. 3); a lower current collector plate (700) (equivalent to a current collector plate) (par. 218, fig. 3) welded to a second uncoated region (120) of the electrode assembly (100) at an electrode welding portion (par. 221, fig. 3) and welded to the battery can (200) at a case welding portion (par. 220, fig. 3) (see fig. bent below); and a cap plate (230) (par. 179, fig. 3) on the lower current collector plate (700) and sealing the battery can (200) (par. 181, fig. 3), wherein the case welding portion of the lower current collector plate (700) is bent upwardly toward the cap plate (230) (fig. 3), wherein an edge of the case welding portion is in contact with a side surface of the beading portion (240) that protrudes inwardly in a convex shape (fig. 3) and wherein the lower current collector plate (700) has a bent portion between the electrode welding portion and the case welding portion, the bent portion protruding toward the cap plate (230) (see fig. bent below). PNG media_image1.png 568 837 media_image1.png Greyscale Regarding to claim 2: Jo et al. disclose the lower current collector plate (700) further comprises a disc-shaped body (fig. 1, 2), wherein the electrode welding portion is inside the body; and wherein the case welding portion is outside of the body (fig. 3). Regarding to claim 5: Jo et al. disclose the case welding portion extends from the body toward the battery can (200) (fig. 3). Regarding to claim 6: Jo et al. disclose the case welding portion is welded to the beading portion (240) of the battery can (200) (par. 220, fig. 3) Regarding to claim 9: Jo et al. disclose a sealing gasket (260) (equivalent to an insulating gasket) (par. 179, 202 fig. 3) between the case welding portion and the cap plate (230). Claim Rejections - 35 USC § 103 The claim rejections under 35 U.S.C. 103 as being unpatentable over Makino et al. (US 11670815 B2) in view of Lim et al. (US 20220271403 A1) on claims 1-2, 5-6, 8, 10 are withdrawn because Applicant amended independent claim 1. The claim rejections under 35 U.S.C. 103 as being unpatentable over Makino et al. (US 11670815 B2) in view of Lim et al. (US 20220271403 A1) and Miura et al. (US 20140293510 A1) on claims 3-4 are withdrawn because Applicant amended independent claim 1. The claim rejections under 35 U.S.C. 103 as being unpatentable over Makino et al. (US 20250079655 A1) in view of Lim et al. (US 20220271403 A1) on claims 1-2, 5-6, 8-10 are withdrawn because Applicant amended independent claim 1. Claims 3, 4 are rejected under 35 U.S.C. 103 as being unpatentable over by Jo et al. (US 20250343275 A1) as applied in claim 2, and further in view of Miura et al. (US 20140293510 A1). Regarding to claim 3: Jo et al. disclose a cylindrical battery cell as described in paragraph 1 above. Jo et al. fail to explicitly disclose the slit is between the body and the electrode welding portion. However, Miura et al. disclose an electric storage device (abstract). The electric storage device, which could be a capacitor or secondary battery, comprises a collector plate (33) (equivalent to a current collector plate) (par. 117, 158, figures 10A-10B). The collector plate (33) comprises a disc-shape body, wherein an element connecting part (33A) (equivalent to an electrode welding portion), which is welded onto an element end (1B) of capacitor element (1), is inside the body (par. 122, figure 14). Slit holes (33C) are around the element connecting part (33A) (equivalent to a slit is between the body and the electrode welding portion) (par. 122, par. 141, figures 13-14). It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to place the slit holes (33C) of Miura et al. between the body and the electrode welding portion of the lower current collector plate (700) of Jo et al. because Miura et al. teach that the collector plate (33) can act as a damper with slit holes (33C) and long-term reliability can be improved (par. 139-140). Regarding to claim 4: Jo et al. disclose a cylindrical battery cell as described in paragraph 1 above. Jo et al. fail to explicitly disclose the slit is C-shaped or U-shaped. However, Miura et al. disclose an electric storage device (abstract). Slit holes (33) in a collector plate (33) are in C shape (figures 13 and 14). It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to place the C-shape slit holes (33C) of Miura et al. in the electrode lead plate (6) of Makino 815 et al. because Miura et al. teach that the collector plate (33) can act as a damper with slit holes (33C) and long-term reliability can be improved (par. 139-140). The change in form or shape, without any new or unexpected results, is an obvious engineering design. See In re Dailey, 149 USPQ 47 (CCPA 1966) (see MPEP § 2144.04). In addition, it is the position of the examiner that disclosure provides no evidence of criticality with regard to the shape of the slit. Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over by Jo et al. (US 20250343275 A1) as applied in claim 2, and further in view of Makino et al. (US 11670815 B2). Regarding to claim 8: Jo et al. disclose a cylindrical battery cell as described in paragraph 1 above. Jo et al. fail to explicitly disclose the current collector plate has a through hole corresponding to a center of the cap plate. However, Makino et al. disclose a cylindrical secondary cell (1) (abstract). The cylindrical secondary cell comprises an electrode lead plate (6) (equivalent to a current collector plate) (col. 5, lines 1-11, fig. 1). The electrode lead plate (6) comprises a central through hole (6e) (equivalent to a through hole corresponding to a center of the cap plate) (par. 60, figure 2). It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to add the central through hole (6e) of Makino et al. to the lower current collector plate (700) of Jo et al. because Makino et al. teach that the through hole is for filling the electrolyte (col. 2, lines 49-54) and the through hole can be on the lid side (fig. 1). Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over by Jo et al. (US 20250343275 A1) as applied in claim 1, and further in view of Kelley et al. (US 20140272503 A1). Regarding to claim 10: Jo et al. disclose a cylindrical battery cell as described in paragraph 1 above. Jo et al. fail to explicitly disclose an outer diameter of the current collector plate is greater than an outer diameter of the electrode assembly. However, Kelly et al. disclose an electrochemical cell (abstract). The electrochemical cell comprises an electrode assembly (16) (par. 17, fig. 1), a case (12) (par. 17, fig. 1), and a current collector (26) (equivalent to a current collector plate) (par. 18, fig. 2). A diameter of the wound electrode assembly (16) is smaller than a diameter of the case (12), the case (12), thus, can accommodate the wound electrode assembly (16) (par. 9). A diameter of the current collector (26) is slightly larger than the inner diameter of the case (12) (par. 22) (equivalent to an outer diameter of the current collector plate is greater than an outer diameter of the electrode assembly). It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to use the larger diameter of the current collector (26) compared to the outer diameter of the wound electrode assembly (16) of Kelly et al. as the relative diameters of the lower current collector plate (700) and the electrode assembly (100) of Jo et al. because Kelly et al. teach that the relatively larger diameter of the current collector (26) can assist in stabilizing the electrode assembly (16) in the case (12) (par. 22). Response to Arguments 12. Applicant's arguments filed 1/05/2026 have been fully considered but they are not persuasive. Applicant's principal arguments are: (i) Makino 815 discloses the electrode lead plate 6 under the beading groove 3 and Lim discloses the current collector 30 above the beading portion 21. Therefore, there is no apparently reason to modify/combine two references. (ii) Makino 655 does not disclose the beading portion. In response to Applicant's arguments: Applicant's (i) and (ii) arguments are moot because they do not refer to the newly cited Jo et al. reference as stated in Paragraph 1 above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PIN JAN WANG whose telephone number is (571)272-7057. The examiner can normally be reached M-F 9am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dah-Wei Yuan can be reached on 571-272-1295. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PIN JAN WANG/ Examiner, Art Unit 1717 /ULA C RUDDOCK/Supervisory Patent Examiner, Art Unit 1729
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Prosecution Timeline

Nov 16, 2022
Application Filed
Jun 11, 2025
Non-Final Rejection — §102, §103
Sep 12, 2025
Response Filed
Nov 03, 2025
Final Rejection — §102, §103
Dec 23, 2025
Interview Requested
Dec 30, 2025
Applicant Interview (Telephonic)
Dec 30, 2025
Examiner Interview Summary
Jan 05, 2026
Request for Continued Examination
Jan 07, 2026
Response after Non-Final Action
Feb 26, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12537227
LIQUID ELECTROLYTE FOR LITHIUM-SULFUR SECONDARY BATTERY AND LITHIUM-SULFUR SECONDARY BATTERY COMPRISING SAME
2y 5m to grant Granted Jan 27, 2026
Patent 12463226
FUEL CELL COOLING
2y 5m to grant Granted Nov 04, 2025
Study what changed to get past this examiner. Based on 2 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
62%
Grant Probability
99%
With Interview (+60.0%)
3y 1m
Median Time to Grant
High
PTA Risk
Based on 8 resolved cases by this examiner. Grant probability derived from career allow rate.

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