Prosecution Insights
Last updated: October 01, 2026
Application No. 17/989,110

NEW ALUMINUM ALLOYS HAVING BISMUTH AND/OR TIN

Non-Final OA §103
Filed
Nov 17, 2022
Priority
May 26, 2020 — provisional 63/030,155 +1 more
Examiner
ROE, JESSEE RANDALL
Art Unit
1759
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Howmet Aerospace
OA Round
4 (Non-Final)
76%
Grant Probability
Favorable
4-5
OA Rounds
0m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
1003 granted / 1313 resolved
+11.4% vs TC avg
Moderate +8% lift
Without
With
+7.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
50 currently pending
Career history
1346
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
51.9%
+11.9% vs TC avg
§102
8.6%
-31.4% vs TC avg
§112
28.9%
-11.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1313 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after allowance or after an Office action under Ex Parte Quayle, 25 USPQ 74, 453 O.G. 213 (Comm'r Pat. 1935). Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, prosecution in this application has been reopened pursuant to 37 CFR 1.114. Applicant's submission filed on July 29, 2026 has been entered. Status of the Claims Claims 1-20 are pending and are currently under examination. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-14 and 17-18 are rejected under 35 U.S.C. 103 as being unpatentable over Faitus et al. (EP 0 828 008 B1). In regard to claim 1, Faitus et al. (EP ‘008) discloses aluminum base alloys having compositions relative to that of the instant invention as set forth below (Table in claim 1). Element Instant Claim (weight percent) Faitus et al. (EP ‘008) (weight percent) Overlap Bi + Sn 0.65 – 3.0 0.2 – 0.7 Bi 0.65 – 0.70 Si 0.50 – 4.0 0.6 – 1.4 0.6 – 1.4 Mg 0.30 – 2.5 0.6 – 1.2 0.6 – 1.2 Cu 0.25 – 1.5 0 – 0.50 0.25 – 0.50 Zn 0 – 2 0.6 – 1.2 0.6 – 1.2 Mn 0.05 – 1.5 0.2 – 0.60 0.2 – 0.60 Fe 0 – 0.70 0 – 0.50 0 – 0.50 Cr 0 – 0.35 0 0 Zr 0 – 0.25 0 0 V 0 – 0.25 0 0 Ti 0 – 0.15 0 – 0.20 0 – 0.15 Sr 0 – 5 ppm 0 0 Al Balance Balance Balance The Examiner notes that the amounts of bismuth, tin, silicon, magnesium, copper, zinc, manganese, iron, chromium, zirconium, vanadium, titanium and strontium for the aluminum base alloys disclosed by Faitus et al. (EP ‘008) overlap the amounts of the instant invention, which is prima facie evidence of obviousness. MPEP 2144.05 I. It would have been obvious to one having ordinary skill in the art prior to the filing of the instant invention to select the claimed amounts of bismuth, tin, silicon, magnesium, copper, zinc, manganese, iron, chromium, zirconium, vanadium, titanium and strontium from the amounts disclosed by Faitus et al. (EP ‘008) because Faitus et al. (EP ‘008) discloses the same utility throughout the disclosed ranges. With respect to the recitation “wherein the aluminum alloy comprises at least 0.20 wt.% excess silicon” in claim 1, at least [0016] of the instant specification and claim 5 teach that excess silicon is computed by ((wt.% Si)-((wt.% Fe)*0.333))-((wt. % Mg)/1.73). Since Faitus et al. (EP ‘008) discloses compositions such as one having 1.2 weight percent silicon, 0.1 weight percent iron, and 0.8 weight percent magnesium, which would give an excess silicon value of 0.704, which would be greater than 0.2 and would read on the claim. In regard to claim 2, the alloy in claim 1 of Faitus et al. (EP ‘008) does not require the presence of tin and therefore would read on the claim. In regard to claim 3, the alloy in claim 1 of Faitus et al. (EP ‘008) does not require the presence of tin and therefore would read on the claim. In regard to claim 4, the alloy in claim 1 of Faitus et al. (EP ‘008) discloses 0.2 to 0.7 weight percent bismuth, which overlaps the range of the instant invention (Table in claim 1). MPEP 2144.05 I. In regard to claim 5, the alloy in claim 1 of Faitus et al. (EP ‘008) discloses compositions such as one having 1.2 weight percent silicon, 0.1 weight percent iron, and 0.8 weight percent magnesium, which would give an excess silicon value of 0.704, which would be greater than 0.3 and would read on the claim (Table in claim 1). In regard to claim 6, Faitus et al. (EP ‘008) discloses 0.6 to 1.4 weight percent silicon, which overlaps the range of the instant invention (Table in claim 1). MPEP 2144.05 I. In regard to claim 7, Faitus et al. (EP ‘008) discloses 0.6 to 1.2 weight percent magnesium, which would read on the instant invention (Table in claim 1). In regard to claim 8, Faitus et al. (EP ‘008) discloses 0 to 0.5 weight percent copper, which overlaps the range of the instant invention (Table in claim 1). In regard to claim 9, Faitus et al. (EP ‘008) discloses 0.6 to 1.2 weight percent zinc, which overlaps the range of the instant invention (Table in claim 1). MPEP 2144.05 I. In regard to claim 10, Faitus et al. (EP ‘008) discloses 0 to 0.5 weight percent iron, which encompasses the range of the instant invention (Table in claim 1). In regard to claim 11, Faitus et al. (EP ‘008) discloses 0.2 to 0.6 weight percent manganese, which is within the range of the instant invention (Table in claim 1). In regard to claim 12, Faitus et al. (EP ‘008) discloses 0 to 0.2 weight percent titanium, which encompasses the range of the instant invention (Table in claim 1). In regard to claim 13, Faitus et al. (EP ‘008) discloses wherein the other elements would have a maximum of 0.05 weight percent and as such there would be a maximum of 0.05 weight percent of elements such as strontium (Table in claim 1). In regard to claim 14, Faitus et al. (EP ‘008) discloses wherein the other elements would have a maximum of 0.05 weight percent and as such there would be a maximum of 0.05 weight percent of elements such as indium (Table in claim 1). In regard to claim 17, Faitus et al. (EP ‘008) does not require the presence of lead and therefore reads on the instant invention (Table in claim 1). With respect to the recitation “comprising not greater than 0.50 mol% Mg2Sn as calculated using PANDAT and a temperature of 340°F” in claim 18, Faitus et al. (EP ‘008) does not require the presence of tin and therefore reads on the claim (Table in claim 1). Allowable Subject Matter Claims 15-16 and 19-20 are allowed for the reasons as set forth in the Office Action of February 5, 2026. Response to Arguments Applicant’s arguments with respect to claim(s) 1-14 and 17-18 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Jessee Roe whose telephone number is (571)272-5938. The examiner can normally be reached Monday thru Friday 7:30 am to 4 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Curt Mayes can be reached at 571-272-1234. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JESSEE R ROE/Primary Examiner, Art Unit 1759
Read full office action

Prosecution Timeline

Show 3 earlier events
Aug 14, 2025
Final Rejection mailed — §103
Jan 27, 2026
Request for Continued Examination
Jan 30, 2026
Response after Non-Final Action
Feb 05, 2026
Non-Final Rejection mailed — §103
May 05, 2026
Response Filed
Jul 29, 2026
Request for Continued Examination
Jul 31, 2026
Response after Non-Final Action
Aug 12, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12741866
HYDROGEN STORAGE MATERIAL, HYDROGEN STORAGE CONTAINER, AND HYDROGEN SUPPLY APPARATUS
2y 11m to grant Granted Sep 22, 2026
Patent 12742228
NICKEL-BASED SUPERALLOY, SINGLE-CRYSTAL BLADE AND TURBOMACHINE
2y 9m to grant Granted Sep 22, 2026
Patent 12735773
METAL ALLOY HAVING RHENIUM EFFECT
3y 1m to grant Granted Sep 15, 2026
Patent 12735772
ALUMINUM ALLOY EXPANDED MATERIAL FOR WELDING USE, ALUMINUM ALLOY WELDING-JOINED BODY, AND METHOD FOR WELDING SAME
3y 0m to grant Granted Sep 15, 2026
Patent 12735774
PROCESSING OF COBALT-TUNGSTEN ALLOYS
3y 3m to grant Granted Sep 15, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

4-5
Expected OA Rounds
76%
Grant Probability
84%
With Interview (+7.8%)
3y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1313 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month