Prosecution Insights
Last updated: April 19, 2026
Application No. 17/989,434

Process for Reducing The Time Required to Age A Raw Distillate by Expedited Aging

Final Rejection §103§112
Filed
Nov 17, 2022
Examiner
DUBOIS, PHILIP A
Art Unit
1791
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Sound Crafted Spirits LLC
OA Round
2 (Final)
25%
Grant Probability
At Risk
3-4
OA Rounds
5y 5m
To Grant
50%
With Interview

Examiner Intelligence

Grants only 25% of cases
25%
Career Allow Rate
126 granted / 513 resolved
-40.4% vs TC avg
Strong +26% interview lift
Without
With
+25.7%
Interview Lift
resolved cases with interview
Typical timeline
5y 5m
Avg Prosecution
82 currently pending
Career history
595
Total Applications
across all art units

Statute-Specific Performance

§101
2.0%
-38.0% vs TC avg
§103
59.4%
+19.4% vs TC avg
§102
10.9%
-29.1% vs TC avg
§112
23.3%
-16.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 513 resolved cases

Office Action

§103 §112
DETAILED ACTION Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1, 3-16, 18, and 20-22 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. While the present application has support for vessels that may contain fluid plus wood or only wood imbued with a minor amount of residual fluid (see [0053] of published version of this application), the present specification does not have support for – “while not in substantial contact with the fluid other than residual fluid wetting the wood, its surroundings and fluid imbued in the wood pieces”. In particular, there is no mention of “substantial contact” or the “surroundings”. The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1, 3-16, 18, and 20-22 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. It is not clear what is considered “substantial contact”. The term “substantial” in claims 1, 8 and 18 is a relative term which renders the claim indefinite. The term “substantial” is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. Applicant argues that the term “substantially” is no longer recited but instead uses the term “substantial”. Claim 16 is additionally rejected for reciting the trademarks Pappy Van Winkle’s®, Maker Mark’s® and Myer’s® . Where a trademark or trade name is used in a claim as a limitation to identify or describe a particular material or product, the claim does not comply with the requirements of the 35 U.S.C. 112(b) or pre-AIA 35 U.S.C. 112, second paragraph. See Ex parte Simpson, 218 USPQ 1020 (Bd. App. 1982). The claim scope is uncertain since the trademark or trade name cannot be used to properly identify any particular material or product. A trademark or trade name is used to identify a source of goods, not the goods themselves. Thus, a trademark or tradename does not identify or describe the goods associated with the trademark or trade name. See MPEp2173.05(u). Free of Prior Art Claims 1, 3-16, 18 and 20-22 are free from the prior art. The prior art teaches treating whiskey with music. On page 2, Laurence teaches that music can be used to age spirits/liquor. On page 4, it is taught that spirits that can be used in this process are bourbon and rum and that speakers can be attached to their barrels. However, the prior art does not teach the combination of aging whiskey yet also treating the whiskey with pressure and vacuum treatments with air and wetted wood. Response to Arguments Applicant’s arguments with respect to claim(s) 1, 3-16, 18, and 20-22 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. The Declaration under 37 CFR 1.132 filed 7/5/2024 is sufficient to overcome the rejection of claims 1, 3-16, 18, and 20-22 based upon Lauren and Cakewalk under 35 USC 103. Any rejections from the previous Official Action not repeated below have been withdrawn. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to PHILIP A DUBOIS whose telephone number is (571)272-6107. The examiner can normally be reached M-F, 9:30-6:00p. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nikki Dees can be reached at 571-270-3435. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PHILIP A DUBOIS/ Examiner, Art Unit 1791 /Nikki H. Dees/ Supervisory Patent Examiner, Art Unit 1791
Read full office action

Prosecution Timeline

Nov 17, 2022
Application Filed
Dec 23, 2024
Non-Final Rejection — §103, §112
Jul 05, 2025
Response after Non-Final Action
Jul 05, 2025
Response Filed
Nov 14, 2025
Interview Requested
Nov 21, 2025
Applicant Interview (Telephonic)
Dec 15, 2025
Examiner Interview Summary
Mar 18, 2026
Final Rejection — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12599154
BEVERAGE
2y 5m to grant Granted Apr 14, 2026
Patent 12600930
Process for Aging Distilled Spirits
2y 5m to grant Granted Apr 14, 2026
Patent 12543755
COMPOSITION COMPRISING AN OIL PHASE
2y 5m to grant Granted Feb 10, 2026
Patent 12501919
A METHOD FOR INCREASING ANTHOCYANIN CONTENT IN CARROTS
2y 5m to grant Granted Dec 23, 2025
Patent 12490752
METHODS AND SYSTEMS OF MAKING CHEESE FORMS
2y 5m to grant Granted Dec 09, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
25%
Grant Probability
50%
With Interview (+25.7%)
5y 5m
Median Time to Grant
Moderate
PTA Risk
Based on 513 resolved cases by this examiner. Grant probability derived from career allow rate.

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