Prosecution Insights
Last updated: October 01, 2026
Application No. 17/991,088

INHALATION DEVICE AND NON-TRANSITORY COMPUTER READABLE MEDIUM

Non-Final OA §103§112
Filed
Nov 21, 2022
Priority
Dec 14, 2020 — continuation of PCTJP2020046578
Examiner
SZEWCZYK, CYNTHIA
Art Unit
1741
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Japan Tobacco Inc.
OA Round
3 (Non-Final)
74%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
708 granted / 961 resolved
+8.7% vs TC avg
Moderate +10% lift
Without
With
+10.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
25 currently pending
Career history
989
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
50.9%
+10.9% vs TC avg
§102
22.8%
-17.2% vs TC avg
§112
19.7%
-20.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 961 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-6, 8-15 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites “a controller that controls the communicator to transmit and receive, in order of priority, a plurality of kinds of information” and “low-priority information” and Claim 2 recites “high-priority information”. The designation of information as “high-priority” or “low-priority” is based on a subjective opinion; therefore, it is unclear what qualifies as “high-priority” versus “low priority”. Claim 1 recites “wherein the controller controls the communicator to transmit and receive low-priority information at a time not within a time segment from a start to an end of a process of generating the aerosol by using the substrate”. The language is confusing and unclear. It is unclear from the limitation exactly when “low-priority” information is transmitted. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-2, 5, 6, 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over MOLONEY (US 2023/0248074). Moloney teaches an inhaler device (figure 1) comprising a communicator that communicates with an other device (para. 0048); a heater (para. 0043) that heats a substrate containing an aerosol source to generate an aerosol; and a controller that controls the communicator to transmit and receive, in order of priority, a plurality of kinds of information to be transmitted and received by the communicator (para. 0063). Moloney teaches that the controller controls the communicator to limit transmit information into five different categories: the first category having no notifications to minimize interruption of the user, a second category only having critical notifications such as for low battery or low payload, a third category corresponding to a default in which critical and non-critical notifications are provided, a fourth category further including recommendations and/or prompts to engage the user with other features of the user interface, and a fifth category additionally including an audible tone (para. 0260). The third, fourth, and fifth categories include more frequent transmit information including that of lower priority information. Therefore, since Moloney teaches transmitting all information including lower priority information during the third, fourth, and fifth categories, it would have been obvious to one of ordinary skill in the art to set the controller to control the communicator to transmit and receive low-priority information at a time not within a time segment from a start to an end of a process of generating the aerosol by using the substrate. Regarding claim 2, Moloney teaches the controller controls the communicator to transmit high-priority information using acquisition thereof as a trigger (para. 0063). Regarding claim 5, Moloney teaches that high priority information includes user factor data and feedback action data (para. 0063) and teaches that a state of the heater is a type of feedback action data (para. 0260). Regarding claim 6, Moloney teaches that the controller records when a puff is started (para. 0165) and also that electrical current is supplied to the heater when the start of a puff is detected (para. 0007), which reads on information indicating that heating by the heater has started. Regarding claim 14, Moloney teaches a memory that stores information such as log information acquired in accordance with use of the inhaler device by a user and stored in the memory (para. 0130). Claim(s) 3-4, 8, 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over MOLONEY (US 2023/0248074) as applied to claim 1 above, and further in view of ONO (EP 4014770). Moloney teaches an inhaler device (figure 1) comprising a communicator that communicates with an other device (para. 0048); a heater (para. 0043) that heats a substrate containing an aerosol source to generate an aerosol; and a controller that controls the communicator to transmit and receive, in order of priority, a plurality of kinds of information to be transmitted and received by the communicator (para. 0063). Moloney teaches a power supply that stores and supplies electric power for an operation of the inhaler device (para. 0043). Ono teaches an inhaler device comprising a communicator (108) that communicates with an other device (abstract); a heater (118) that heats a substrate containing an aerosol source to generate an aerosol; and a controller (204) that controls the communicator to transmit and receive, in order of priority, a plurality of kinds of information to be transmitted and received by the communicator (para. 0076). Ono teaches outputting information indicating a state of the power supply (para. 0026) and continually compares the remaining amount of battery to a threshold value (para. 0064). It would have been obvious to one of ordinary skill in the art to include battery information as high priority in the device of Moloney because Moloney teaches that the second category includes critical notifications such as for low battery or low payload (para. 0260). Regarding claim 4, Ono teaches the battery information includes at least either information indicating a remaining amount of the electric power of the power supply (para. 0026). Regarding claims 8 and 12, Ono teaches transmitting information based on setting information, wherein the setting information includes information indicating whether to permit communication by the communicator (para. 0092). Claim(s) 9, 13, 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over MOLONEY (US 2023/0248074) as applied to claims 1 and 14 above, and further in view of ALARCON et al. (US 2011/0265806). Moloney teaches an inhaler device (figure 1) comprising a communicator that communicates with an other device (para. 0048); a heater (para. 0043) that heats a substrate containing an aerosol source to generate an aerosol; and a controller that controls the communicator to transmit and receive, in order of priority, a plurality of kinds of information to be transmitted and received by the communicator (para. 0063). Regarding claim 9, Alarcon teaches the heater operates based on a heating profile defining a time-series transition of a target resistance value, which is a target value of a resistance value of the heater, and the setting information includes information indicating the heating profile (para. 0061-0063). It would have been obvious to one of ordinary skill in the art to use the control means of Alarcon and designate setting information as low profile in the inhaler device of Moloney because Moloney teaches the fourth category includes recommendations and/or prompts to engage the user with other features of the user interface (para. 0260) and heating profiles read on recommendations. Regarding claim 13, Alarcon teaches the controller controls the heater to stop heating if a number of times of inhalation performed by a user after a start of heating of the substrate reaches a predetermined upper limit value, and the setting information includes information indicating the predetermined upper limit value (para. 0063-0064). Regarding claim 15, Moloney teaches a power supply that stores and supplies electric power for an operation of the inhaler device (para. 0043). Moloney teaches logging information indicating an operation history of the inhaler device (para. 0081). Regarding the heater operating based on a heating profile, see the discussion of claim 9 above. Allowable Subject Matter Claims 16-19 are allowed. Claims 10 and 11 would be allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. Regarding claims 16-19, prior art does not teach or suggest the plurality of kinds of information to be transmitted and received by the communicator include battery information, state information, setting information, and log information, and wherein among the battery information, the state information, the setting information, and the log information, the battery information has a highest priority, the state information has a second highest priority, the setting information has a third highest priority, and the log information has a lowest priority. Regarding claim 10, the prior art does not teach or suggest in a case where a first lock function is valid, the controller permits heating by the heater if an operation corresponding to an operation pattern set for the first lock function is performed, and prohibits heating by the heater unless the operation corresponding to the operation pattern set for the first lock function is detected, and wherein the setting information includes at least either information indicating whether to validate the first lock function or information indicating the operation pattern. Regarding claim 11, the prior art does not teach or suggest in a case where a second lock function is valid, the controller permits heating by the heater if the communicator is communicating with the other device, and prohibits heating by the heater unless the communicator is communicating with the other device, and wherein the setting information includes information indicating whether to validate the second lock function. Response to Arguments Applicant’s arguments with respect to claim(s) 1-6 and 7-15 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Applicant had argued that Ono did not teach transmitting low-priority information; however, the language “low-priority” is subjective and varies in interpretation from person to person, therefore the claims have now been rejected under 35 U.S.C. 112(b). Amending claim 1 with a definition of “low-priority information”, such as recited in claims 8 and 14, and amending claim 2 with a definition of “high-priority information”, such as recited in claims 3 and 5, would overcome part of the 112(b) rejection. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CYNTHIA SZEWCZYK whose telephone number is (571)270-5130. The examiner can normally be reached Mon-Fri 10 am - 6 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alison Hindenlang can be reached at 571-270-7001. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CYNTHIA SZEWCZYK/Primary Examiner, Art Unit 1741
Read full office action

Prosecution Timeline

Show 1 earlier event
Jun 18, 2025
Non-Final Rejection mailed — §103, §112
Sep 18, 2025
Response Filed
Jan 14, 2026
Final Rejection mailed — §103, §112
Mar 13, 2026
Response after Non-Final Action
May 22, 2026
Response after Non-Final Action
May 22, 2026
Notice of Allowance
Jun 04, 2026
Response after Non-Final Action
Aug 25, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
74%
Grant Probability
84%
With Interview (+10.1%)
2y 11m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 961 resolved cases by this examiner. Grant probability derived from career allowance rate.

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