Prosecution Insights
Last updated: May 29, 2026
Application No. 17/997,354

NEGATIVE ELECTRODE FOR LITHIUM SECONDARY BATTERY AND LITHIUM SECONDARY BATTERY COMPRISING SAME

Non-Final OA §103
Filed
Oct 27, 2022
Priority
May 06, 2020 — RE 10-2020-0053963 +1 more
Examiner
WEINER, LAURA S
Art Unit
1723
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Samsung Electronics
OA Round
3 (Non-Final)
85%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
976 granted / 1144 resolved
+20.3% vs TC avg
Moderate +14% lift
Without
With
+13.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
29 currently pending
Career history
1188
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
50.8%
+10.8% vs TC avg
§102
15.9%
-24.1% vs TC avg
§112
17.5%
-22.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1144 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 3-2-2026 has been entered. Response to Arguments Applicant’s arguments with respect to claim(s) 1, 4, 6-8 and 10-14 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Election/Restrictions Applicant's election with traverse of a negative electrode comprising a negative electrode active material layer comprising an active material, a conductive material having a particle shaped carbon as claimed in claim 4 and a lithium titanium dioxide comprising Li4Ti6O12 where x=0 and z=0 in the reply filed on 7-14-2025 is acknowledged. The traversal is on the ground(s) that it would not be a burden to search the different possibilities. This is not found persuasive because lithium titanium oxide has many different formulas and can comprise additional metal(s) and since the active material is not cited in the independent claim there are many possibilities for the negative active material. The requirement is still deemed proper and is therefore made FINAL. Claims 5 and 9 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected species, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 7-14-2025. Claim 9 is withdrawn because the subscripts x=0 and y=6 are not allowed in claim 9. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 4, 7, 10-11, 13-14 and 8, 15-16 are rejected under 35 U.S.C. 103 as being unpatentable over Pan et al. (WO 2009/103202) or Baek Woon-Gyu et al. (KR 10-2228654, machine translation) in view of Kim et al. (US 2016/0293961). Pan et al. teaches in comparison Example 1, a negative electrode active material comprising graphite [teaching claim 10], conductive carbon black, Li4Ti5O12 and SBR in a weight ratio of 100:4:1.4:8 [teaching 1.4/100=1.4 wt% of the lithium titanium oxide, claims 1 and 8 ]. Woon-Gyu et al. teaches a negative active material for a lithium secondary battery comprising a composite of lithium titanium oxide (LTO), a silicon-containing material and crystalline carbon. Woon-Gyu et al. teaches that the lithium titanium oxide is represented by Li4Ti5O12, LiTi2O4, Li2TiO3 or Li2Ti3O7 and is a material having excellent rate capability and serves to improve high rate charge/discharge characteristics of a battery and improve high-speed charging performance. Woon-Gyu et al. teaches that the lithium titanium oxide (10) is preferably 0.1-10 wt%; silicon-containing material (20) is preferably 3-60 wt% and the crystalline carbon (30) used may be graphite, carbon nanotubes (CNT), etc. in amount of 30-95 wt% [teaching claim 10], Woon-Gyu et al. teaches that the conductive material may be Denka black, carbon black, acetylene black, etc. Woon-Gyu et al. teaches a negative material comprising 1 wt% of Li4Ti5O12 nanoparticles (LTO NPs) [teaching 1 wt% of the lithium titanium oxide, claims 1, 13 and 15], 35 wt% of Si nanoparticles, and 59 wt% of graphite flakes and further adding 0.5 wt% of acetylene black as the conductive material [teaching 1.5 wt% of the lithium titanium oxide and conductive material, claims 7-8, 14 and 16]. Pan et al. and Woon-Gyu al. teaches the claimed invention as explained above but does not specifically teach that the particle-shaped carbon has a particle diameter of 5-700 nm. Kim et al. teaches in [0012 and 0014], that the conductive material may be spherically shaped and can have a diameter in a range of 10 nm to 50 nm. Kim et al. teaches [0018], that the conductive material may be LITX200, acetylene black, Denka black, carbon black, etc. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use particle-shaped carbon having a particle diameter of 10 nm to 50 nm because Kim et al. teaches that this is known and since it has been held that where general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233. Allowable Subject Matter Claims 6 and 12 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Laura Weiner whose telephone number is (571)272-1294. The examiner can normally be reached 9 am-5 pm EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tong Guo can be reached at 571-272-3066. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LAURA S. WEINER/ Primary Examiner Art Unit 1723 /Laura Weiner/Primary Examiner, Art Unit 1723
Read full office action

Prosecution Timeline

Oct 27, 2022
Application Filed
Jul 30, 2025
Non-Final Rejection mailed — §103
Oct 30, 2025
Response Filed
Dec 03, 2025
Final Rejection mailed — §103
Mar 02, 2026
Request for Continued Examination
Mar 08, 2026
Response after Non-Final Action
May 14, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12640396
ORGANIC ELECTROLYTIC SOLUTION AND LITHIUM BATTERY INCLUDING THE SAME
3y 9m to grant Granted May 26, 2026
Patent 12640370
POSITIVE ELECTRODE MATERIAL AND BATTERY
3y 2m to grant Granted May 26, 2026
Patent 12633539
POSITIVE ELECTRODE SHEET, SECONDARY BATTERY, BATTERY MODULE, BATTERY PACK AND ELECTRICAL APPARATUS
1y 12m to grant Granted May 19, 2026
Patent 12626927
POSITIVE ELECTRODE MATERIAL AND BATTERY
3y 7m to grant Granted May 12, 2026
Patent 12620581
ELECTRODE PIECE AND BATTERY
3y 5m to grant Granted May 05, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
85%
Grant Probability
99%
With Interview (+13.6%)
3y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1144 resolved cases by this examiner. Grant probability derived from career allowance rate.

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