Prosecution Insights
Last updated: August 16, 2026
Application No. 17/998,210

ORGANIC ELECTRONIC ELEMENT COMPRISING COMPOUND FOR ORGANIC ELECTRONIC ELEMENT, AND ELECTRONIC DEVICE THEREOF

Non-Final OA §103§112
Filed
Nov 08, 2022
Priority
May 12, 2020 — RE 10-2020-0056276 +2 more
Examiner
GARRETT, DAWN L
Art Unit
1786
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Duk San Neolux Co., Ltd.
OA Round
3 (Non-Final)
72%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
705 granted / 973 resolved
+7.5% vs TC avg
Moderate +10% lift
Without
With
+10.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
35 currently pending
Career history
1028
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
43.9%
+3.9% vs TC avg
§102
14.2%
-25.8% vs TC avg
§112
26.4%
-13.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 973 resolved cases

Office Action

§103 §112
DETAILED ACTION Continued Examination Under 37 CFR 1.114 The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on June 17, 2026 has been entered. The claim amendment dated May 19, 2026 has been entered. Claims 1, 9, and 10 were amended. Claims 7 and 8 are cancelled claims. Claims 1-6 and 9-16 are pending. The rejection of claims 8 and 9 under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention is withdrawn due to the claim amendment dated May 19, 2026. The rejection of claim 8 under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph, as being of improper dependent form for failing to further limit the subject matter of the claim upon which it depends, or for failing to include all the limitations of the claim upon which it depends is withdrawn due to the cancellation of claim 8. The rejection of claims 1-12 under 35 U.S.C. 103 as being unpatentable over CN 110416422 A is withdrawn due to the claim amendment. The rejection of claims 13 and 14 under 35 U.S.C. 103 as being unpatentable over CN 110416422 A in view of Youn et al. (US 2018/0166644) is withdrawn due to the amendment. The rejection of claims 15 and 16 under 35 U.S.C. 103 as being unpatentable over CN 110416422 A in view of Suzuki et al. (US 2017/0025621 A1) is withdrawn due to the amendment. Claim Objections Claims 2 and 3 are objected to because of the following informalities: Claims 2 and 3 do not include a period at the end of each claim. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 2, 3, and 10 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 2 recites Formulas “1-1 to 1-7”, but only three chemical structures are provided. Accordingly, formulas 1-4 to 1-7 are considered indefinite. Also, claim 2 shows variables b’ and d’, but these subscripts are undefined. Accordingly, the claim is indefinite. Claim 3 recites Formulas “1-8 to 1-10”, but only two structures are provided. Accordingly, formula 1-10 is considered indefinite. Claim 10 recites Formulas in lines 2 and 3 of the claim, but many more chemical structures are provided in the claim than listed in the text in lines 2 and 3. Accordingly, the intended, included compounds are unclear. Clarification and/or correction are required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-6 and 9-12 are rejected under 35 U.S.C. 103 as being unpatentable over CN 110416422 A (listed on 11/08/2022 IDS; note that a machine translation was provided with previous office communication and is referred to in the below citations) in view of Ha et al. (US 2020/0343450 A1). CN ‘422 teaches materials for forming a layered organic electroluminescent device. A first material may include at least the below HT1-100 or HT1-102 (translation copy page 10) per instant Formula 1 where instant X is oxygen: PNG media_image1.png 128 152 media_image1.png Greyscale PNG media_image2.png 136 168 media_image2.png Greyscale . A host for the light emitting layer may include at least compound EMH-19 (page 23-24 translation): PNG media_image3.png 138 210 media_image3.png Greyscale . Device structures are described at page 32-36 of translation where HT1 materials are used in a hole transport layer and EMH material is used as host in a light emitting layer. While CN ‘422 teaches above triazine derivative EMH-19, it is not seen where CN ‘422 teaches a triazine derivative identical to recited instant Formula 2 compounds. In analogous art, Ha et al. teaches Formula 3 compounds for a device (see abstract on page 2) and more specifically a Formula 3 compound identical to CN ‘422 EMH-19 at the top of Ha et al. page 110 and also the following Formula 3 compound (see Ha page 193), which is the same as instant compound “4-83”: PNG media_image4.png 296 240 media_image4.png Greyscale (same as instant “4-83”). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have selected the above Ha compound from page 193 in place of CN ‘422 compound EMH-19 in a device according to CN ‘422, because Ha teaches the above compound from page 193 as similarly useful as a Formula 3 compound the same as CN ‘422 compound EMH-19. One would expect to achieve a functional device according to CN ‘422 containing materials as disclosed by CN ‘422 and Ha et al. with a predictable result and a reasonable expectation of success. Regarding claim 2, above HT1-100 meets the requirements of instant Formula 1-1. Regarding claim 3, above HT1-100 meets the requirements of instant Formula 1-8. Regarding claim 4, above HT1-102 meets the requirements of a compound with an instant B-1 group comprising V1 and V2 as including a single bond and NR10 respectively. Regarding claim 5, the R1 to R4 instant groups are not required to be present as a to d may be zero. Additionally, it is noted that general formula (1) teaches Z of the core ring group maybe contain substituents R6 that connect to form a ring structure (see translation copy page 4). Regarding claim 6, note that at least above HT1-100 is the same as instant compound 1-11. Regarding claim 9, at least above compound the same as instant “4-83” appears to meet at least instant group A-1 of claim 9. Regarding claim 10, note that at least above Ha et al. compound of page 193 is the same as instant compound 4-83. Regarding claim 11, the “HT1” compounds are used in a hole transport layer of a device (see translation page 2). Regarding a layer of claim 12, the devices include a substrate layer (see translation page 2) and also includes a package structure (see page 25). Claims 13 and 14 are rejected under 35 U.S.C. 103 as being unpatentable over CN 110416422 A in view of Ha et al. (US 2020/0343450 A1), and in further view of Youn et al. (US 2018/0166644). CN ‘422 and Ha et al. are relied upon as set forth above for the rejection of claim 1. Regarding claim 13, CN ‘422 teaches a device may be comprised of stacked structures (see translation page 25-26), but appears silent with respect to forming a specific stack per instant claim 13 and a charge generating layer between the stacks per claim 14. In analogous art, Youn et al. teaches tandem OLEDs (see figure 1 and layer descriptions in par. 31-38) have a high level of luminescence and longer lifespan due to higher reliability compared to single OLEDs (par. 3). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have formed an organic light emitting display comprising multiple organic material layers separated by a charge generating layer between organic layer stacks as taught by Youn et al. and including layers as taught by CN ‘422 in view of Ha, because one would expect to achieve a display having high luminescence and long lifespan with a predictable result and a reasonable expectation of success. Claims 15 and 16 are rejected under 35 U.S.C. 103 as being unpatentable over CN 110416422 A in view of Ha et al. (US 2020/0343450 A1), and in further view of Suzuki et al. (US 2017/0025621 A1). CN ‘422 and Ha et al. are relied upon as set forth above for the rejection of claim 1. CN ‘422 teaches a light emitting device, but appears silent with respect to describing specifically the inclusion of a control unit for driving the display device. In analogous art, Suzuki et al. teaches a light emitting element (see abstract) that teaches including a control unit for a light device (see Suzuki et al. claims 15 and 16). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have formed an organic light emitting display as taught by CN ‘422 in view of Ha and to have further included a control unit for driving a display as taught by Suzuki et al., because one would expect to achieve an operational display with a predictable result and a reasonable expectation of success. Response to Arguments Applicant’s arguments with respect to the claims have been considered but are moot because the new ground of rejection does not rely on any combination of references applied in the prior rejection of record. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Lv, Xialei, et al. "Blue TADF emitters based on indenocarbazole derivatives with high photoluminescence and electroluminescence efficiencies." ACS applied materials & interfaces 11.11 (2019): 10758-10767. The reference discusses polycyclic triazine derivatives for use in electroluminescence devices (see Scheme 1, page 10760). The reference is considered relevant to the state of the art. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Dawn Garrett whose telephone number is (571)272-1523. The examiner can normally be reached Monday through Thursday (Eastern Time). If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Boyd can be reached at 571-272-7783. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAWN L GARRETT/Primary Examiner, Art Unit 1786
Read full office action

Prosecution Timeline

Nov 08, 2022
Application Filed
Dec 11, 2025
Non-Final Rejection mailed — §103, §112
Feb 25, 2026
Response Filed
Mar 23, 2026
Final Rejection mailed — §103, §112
May 19, 2026
Response after Non-Final Action
Jun 17, 2026
Request for Continued Examination
Jun 20, 2026
Response after Non-Final Action
Jul 08, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12686814
ORGANIC LIGHT EMITTING DEVICE
4y 8m to grant Granted Jul 21, 2026
Patent 12679816
ORGANIC LIGHT EMITTING DEVICE
4y 8m to grant Granted Jul 14, 2026
Patent 12652953
LIGHT-EMITTING DEVICE AND ELECTRONIC APPARATUS INCLUDING THE SAME
5y 0m to grant Granted Jun 09, 2026
Patent 12643849
COMPOUND, MATERIAL FOR ORGANIC ELECTROLUMINESCENT ELEMENTS, ORGANIC ELECTROLUMINESCENT ELEMENT, AND ELECTRONIC DEVICE
4y 1m to grant Granted Jun 02, 2026
Patent 12648294
Light Emitting Element and Display Device Including the Same
3y 5m to grant Granted Jun 02, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
72%
Grant Probability
83%
With Interview (+10.2%)
3y 5m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 973 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month