Prosecution Insights
Last updated: April 19, 2026
Application No. 17/998,761

CARBON NANOTUBES AND COMPLEXES THEREOF FOR TREATING AND DETECTING OCULAR TUMORS

Non-Final OA §103
Filed
Nov 14, 2022
Examiner
CABRAL, ROBERT S
Art Unit
1614
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Regents of the University of Michigan
OA Round
2 (Non-Final)
62%
Grant Probability
Moderate
2-3
OA Rounds
3y 4m
To Grant
95%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allow Rate
531 granted / 852 resolved
+2.3% vs TC avg
Strong +32% interview lift
Without
With
+32.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
24 currently pending
Career history
876
Total Applications
across all art units

Statute-Specific Performance

§101
2.3%
-37.7% vs TC avg
§103
39.8%
-0.2% vs TC avg
§102
23.0%
-17.0% vs TC avg
§112
21.3%
-18.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 852 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicant’s reply filed 9/24/2025, is acknowledged. Claims 1-4, 6-10, 12-17, 19, 20 and 22-24 are pending. Response to Arguments Applicant’s arguments have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-4, 6-10, 12-17, 19, 20 and 22-24 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fedorchak et al. (US2022/0249700) in view of Zhang et al., Nanoscale Research Letters, 2011, 6:555, 1-22. Regarding claim 1, Fedorchak et al. teaches polymer-based implants for treating retina diseases and/or retinopathies. See Abstract. The implant may be performed via injection. See para. [0005]. The polymer implant may be used to treat ocular tumors. See para. [0084]. Further, the implant may include chemotherapeutics for retinoblastoma and carbon nanotubes (“CNTs”) (current claims 4, 12 and 22). See para. [0074]. Fedorchak et al. does not provide an explicit example of a complex of a carbon nanotube and a therapeutic agent. However, the use of carbon nanotube for delivery treating cancer was within the purview of one of ordinary skill in the art. For instance, Zhang et al. teaches that “CNTs are promising drug carriers in the target drug delivery systems for cancer therapies.” Page 2, col. 1. Zhang et al. also teaches that for this purpose CNTs may be functionalized in two way covalently and non-covalently (current claims 2, 3, 14 and 15). See page 2, col. 2. It would have been prima facie obvious to one of ordinary skill in the art prior to the effective filing date of the invention in view of Feorchak et al. and Zhang et al. to arrive at the claimed invention. In this regard, it is prima facie obviousness to select a known material based on its suitability for its intended use. See Sinclair & Carroll Co. v. Interchemical Corp., 325 U.S. 327, 65 USPQ 297 (1945). It would have been obvious to employ a CNT and a chemotherapeutic agent to treat an ocular tumor as taught by Fedorchak et al. Regarding claims 6-8, 16, 17 and 24, Zhang et al. teaches that water-soluble precursor CNTs have been covalently conjugated with tumor-specific mAbs, radiometal-ion chelates, and fluorescent probes (current claim 23). See page 12, col. 2. The fluorescent probes imply signal detection (current claim 13). Regarding claims 9 and 19, Zhang et al. teaches single walled carbon nanotubes. See page 14, col. 2. Regarding claims 10 and 20, Zhang et al. teaches CNT that are 900 nm long and 11 nm in diameter. See page 2, col. 2. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ROBERT S CABRAL whose telephone number is (571)270-3769. The examiner can normally be reached M-F 8 am - 5 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ali Soroush can be reached at 571-272-9925. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ROBERT S CABRAL/ Primary Examiner, Art Unit 1614
Read full office action

Prosecution Timeline

Nov 14, 2022
Application Filed
Jun 20, 2025
Non-Final Rejection — §103
Sep 24, 2025
Response Filed
Dec 22, 2025
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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TUMOR STROMA IMAGING AGENT AND PREPARATION METHOD THEREOF
2y 5m to grant Granted Apr 14, 2026
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Patent 12582728
NOVEL THERANOSTIC AGENTS FOR PSMA POSITIVE CANCERS
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Patent 12582751
SEALING MATERIAL FOR A MEDICAL IMPLANT
2y 5m to grant Granted Mar 24, 2026
Patent 12576163
FLUORESCENT CONTRAST AGENT WITH TARGETING FUNCTION, AND PREPARATION METHOD AND USE THEREOF
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
62%
Grant Probability
95%
With Interview (+32.5%)
3y 4m
Median Time to Grant
Moderate
PTA Risk
Based on 852 resolved cases by this examiner. Grant probability derived from career allow rate.

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