Prosecution Insights
Last updated: July 17, 2026
Application No. 17/999,805

ELECTRONIC SMOKELESS TOBACCO TO WHICH FLAVORING SHEET IS APPLIED

Final Rejection §103
Filed
Nov 23, 2022
Priority
Mar 09, 2021 — RE 10-2021-0031041 +2 more
Examiner
NGUYEN, PHU HOANG
Art Unit
1747
Tech Center
1700 — Chemical & Materials Engineering
Assignee
KT&G Corporation
OA Round
4 (Final)
66%
Grant Probability
Favorable
5-6
OA Rounds
2m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
460 granted / 701 resolved
+0.6% vs TC avg
Strong +19% interview lift
Without
With
+18.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
52 currently pending
Career history
759
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
71.7%
+31.7% vs TC avg
§102
3.6%
-36.4% vs TC avg
§112
4.3%
-35.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 701 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-6 and 12-13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sook et al. (KR 10-2019-0049135) in view of Sugyo et al. (US Pub. No. 20190274349). Regarding claim 1, Sook discloses an aerosol-generating article comprising: a cigarette rod (10, fig. 1), having a cavity segment (by reference sign 21, fig. 2) filled with tobacco granules; and a filter rod (11, fig. 1) positioned downstream of the cigarette rod, wherein the cigarette rod comprises a flavoring source. Sook discloses the cavity segment comprises a flavoring source mixed with the tobacco granules (by reference sign 21, fig. 2 and see documents) but Sook does not expressly disclose the flavoring source includes a flavoring sheet. Sugyo discloses a flavoring sheet can be used as a flavoring source in an aerosol-generating article. Sugyo also discloses the flavoring sheet preferably comprises 10% to 35% parts by weight of polysaccharide material (such as gum) (claims 8-9) and up to 18 parts by weight of flavoring (such as menthol [0033] and claim 6) overlapping with the claimed ranges. In case of overlapping ranges, it would have been obvious to one of ordinary skill in the art at the time the invention was made to pick the claimed range. Sugyo discloses the flavor component can be menthol [0033] within the claimed melting point of 80 degree C or less. Regarding claim 2, Sook discloses cigarette rod comprises a filter segment and a cavity segment (21, fig. 2), and a flavoring source is included in at least one of the filter segment and the cavity segment (see fig. 2). Regarding claim 3, Sook discloses the filter segment comprises a first filter segment (22, fig. 2) and a second filter segment (20, fig. 2), the first filter segment is positioned downstream of the cavity segment, the second filter segment is positioned upstream of the cavity segment, and the cavity segment is formed by the first filter segment and the second filter segment (see fig. 2). Regarding claim 4, Sook discloses the filter rod comprises a cooling segment (32, fig. 3) and a mouthpiece segment (by reference sign 33, fig. 3). Regarding claim 5, Sook discloses the flavoring source is flavor-containing granules (see document). Regarding claim 6, Sook discloses the cavity segment comprises a flavor-containing granules (see document). Regarding claim 12, Sugyo also discloses the flavoring sheet preferably comprises: 0.6 parts by weight of plasticizer (such as glycerin [0372]) within the claimed range, 3 to 6 parts by weight of moisture [0050] within the claimed range. Regarding claim 13, Sook discloses the tobacco granules have a heating temperature of 120 degree C to 220 degree C (see document) within the claimed range. Claim(s) 7-8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sook et al. (KR 10-2019-0049135) in view of Sugyo et al. (US Pub. No. 20190274349) and further in view of Yang et al. (KR 102022908). Regarding claim 7, Sook does not expressly discloses the term TJNS (transfer jet nozzle system filter. Yang discloses the filter segment comprises a TJNS filter (by reference sign 114, fig. 2). Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to use a TJNS filter as taught by Yang. Regarding claim 8, Yang discloses at least one of the first filter segment and the second filter segment comprises at least one of a TJNS filter and a flavoring sheet (by reference sign 114, fig. 2). Claim(s) 9-11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sook et al. (KR 10-2019-0049135) in view of Sugyo et al. (US Pub. No. 20190274349) and further in view of Han et al. (WO 2018182322). Regarding claim 9, Sook does not expressly disclose the aerosol generating device comprises a heater for heating the cigarette rod from the outside. Han discloses an aerosol generating device comprises a heater (112, fig. 4) for heating the cigarette rod from the outside. Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to use a device as taught by Han to heat the cigarette rod from the outside. Regarding claim 10, Han discloses the aerosol generating device comprises a heater for heating the cavity segment from the outside (see fig. 4). Regarding claim 11, Han discloses a heater for heating the cavity segment, and a part of at least one of the first filter segment and the second filter segment adjacent to the cavity segment (see figs. 4-5 and 8a, 8b). Claim(s) 14-15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sook et al. (KR 10-2019-0049135) in view of Sugyo et al. (US Pub. No. 20190274349) and further in view of Hejazi et al. (WO 2020229961). Regarding claim 14, the combination of Sook and Sugyo taken together as a whole discloses the flavoring sheet is disposed in the cavity segment but does not expressly disclose the shape of the sheet. Hejazi discloses flavor sheet can be folded (page 4) and having shape such as triangle (page 10). Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to have the flavoring sheet in a multi-folded triangular shape as taught by Hejazi. Regarding claim 15, Sook discloses the tobacco granules have a heating temperature of 120 degree C to 220 degree C (see document of Sook) within the claimed range and the combination of Sook and Sugyo discloses the flavoring sheet is disposed in the cavity segment in a rolled or folded shape (page 4 of Hejazi). Response to Arguments Applicant’s arguments filed 3/31/2026 have been considered but are moot in view of the new ground of rejection. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to PHU H NGUYEN whose telephone number is (571)272-5931. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael H Wilson can be reached at 5712703882. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PHU H NGUYEN/Examiner, Art Unit 1747
Read full office action

Prosecution Timeline

Show 1 earlier event
Feb 24, 2025
Non-Final Rejection mailed — §103
May 21, 2025
Response Filed
Sep 30, 2025
Final Rejection mailed — §103
Dec 05, 2025
Request for Continued Examination
Dec 08, 2025
Response after Non-Final Action
Jan 02, 2026
Non-Final Rejection mailed — §103
Mar 31, 2026
Response Filed
Jun 16, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12677868
SMOKING ARTICLE
1y 10m to grant Granted Jul 14, 2026
Patent 12660845
APPARATUS AND METHOD FOR FILLING SMOKING CONES
3y 1m to grant Granted Jun 23, 2026
Patent 12653969
LEAK-RESISTANT VAPORIZER DEVICE
2y 0m to grant Granted Jun 16, 2026
Patent 12648590
HARM-REDUCING CIGARETTE FILTER, PREPARATION METHOND AND APPLICATION THEREOF
2y 9m to grant Granted Jun 09, 2026
Patent 12642294
AEROSOL GENERATING ARTICLE COMPRISING COMBUSTIBLE HEAT SOURCE
3y 8m to grant Granted Jun 02, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
66%
Grant Probability
84%
With Interview (+18.9%)
3y 10m (~2m remaining)
Median Time to Grant
High
PTA Risk
Based on 701 resolved cases by this examiner. Grant probability derived from career allowance rate.

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