Prosecution Insights
Last updated: October 04, 2026
Application No. 18/001,585

AEROSOL GENERATING DEVICE

Final Rejection §102§103
Filed
Dec 12, 2022
Priority
Jun 13, 2020 — GB 2009015.5 +2 more
Examiner
SZEWCZYK, CYNTHIA
Art Unit
1741
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Nicoventures Trading Limited
OA Round
2 (Final)
74%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
708 granted / 961 resolved
+8.7% vs TC avg
Moderate +10% lift
Without
With
+10.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
24 currently pending
Career history
989
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
50.9%
+10.9% vs TC avg
§102
22.8%
-17.2% vs TC avg
§112
19.7%
-20.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 961 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 5 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by LI (CN 108783602). Li teaches an aerosol generating device for generating aerosol from an aerosol generating material comprising a first heating unit (12 in figure 1) arranged to heat, but not bum, the aerosol generating material in use; a second heating unit (13) arranged to heat, but not burn, the aerosol generating material in use; and a controller (11) arranged to control the first heating unit and the second heating unit. Figures 4 and 5 show during a session the controller is arranged to set the second heating unit (line t2A in figures 5 and 5) to: (i) a target operating temperature T1 during a time period t0-t3; (ii) a target operating temperature T2 during a time period t3-t4;(iii) a target operating temperature T3 during a time period t4-t5; and(iv) a target operating temperature T4 during a time period t5-t7; wherein temperature T4 > T3 > T2 > T1 and time t0< t1< t2 <t3< t4 < t5 < t6 <t7 (translation pages 5-9, “First Embodiment” paragraphs 2-11 and “Second Embodiment” paragraphs 4-15). Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 6-8 is/are rejected under 35 U.S.C. 103 as being unpatentable over LI (CN 108783602). Li teaches an aerosol generating device for generating aerosol from an aerosol generating material comprising a first heating unit (12 in figure 1) arranged to heat, but not bum, the aerosol generating material in use; a second heating unit (13) arranged to heat, but not burn, the aerosol generating material in use; and a controller (11) arranged to control the first heating unit and the second heating unit. Figures 4 and 5 show during a session the controller is arranged to set the second heating unit (line t2A in figures 5 and 5) to: (i) a target operating temperature T1 during a time period t0-t3; (ii) a target operating temperature T2 during a time period t3-t4;(iii) a target operating temperature T3 during a time period t4-t5; and(iv) a target operating temperature T4 during a time period t5-t7; wherein temperature T4 > T3 > T2 > T1 and time t0< t1< t2 <t3< t4 < t5 < t6 <t7 (translation pages 5-9, “First Embodiment” and “Second Embodiment”). Regarding claim 6, Li teaches the controller is further arranged to set the first heating unit: (i) a target operating temperature T5 during a time period tl-t6; and (ii) a target operating temperature T6 during a time period t6-t7 (line t1B in figures 4 and 5). Figures 4 and 5 show that temperature T5 of the first heating unit is set higher than temperatures T1 and T2 of the second heating unit, followed by a temperature T6 lower than T5. It would have been obvious to one of ordinary skill in the art to try a T4 higher than T5 and a T3 equivalent to T5 because Li teaches that the temperatures of the heating elements vary (translation “Second Embodiment” paragraph 4) therefore temperatures of T4 > T5 = T3 > T6 > T2 > T1 would have been achieved through routine experimentation while optimizing the vaporization of the aerosol. Regarding claim 7, Li teaches that the timing of a first stage can be 8-20 seconds (“Second Embodiment” paragraph 4) and a second stage can be 70-100 seconds (“Second Embodiment paragraph 6). It would have been obvious to one of ordinary skill in the art that the timing of the two stages of Li could be broken down into (i) t0 = 0 s and comprises the start of the session; (ii) t1 = 2 ±2s; (iii) t2 = 15 ± 10 s and comprises time of first puff; (iv) t3 = 60 ± 10 s; (v) t4 = 100 ± 10 s; (vi) t5 = 130 ± 10 s; (vii) t6 = 140 ± 10 s; and (viii) t7 = 225 ± 10 s through routine experimentation while optimizing the vaporization of the aerosol. Regarding claim 8, Li teaches that the highest temperature reaches can be 240-280 °C (“Second Embodiment” para. 5), which overlaps with (iii) T3 = 260°C±10°C; (iv) T4 = 270°C±10C;(v) T5 = 260°C±10C; and (vi) T6 = 230°C±100C. Figures 4 and 5 show T1= ambient or < 100°C. It would have been obvious to one of ordinary skill in the art that a temperature profile of (i) T1= ambient or < 100°C; (ii) T2 = 140°C±10C; (iii) T3 = 260°C±10°C; (iv) T4 = 270°C±10C;(v) T5 = 260°C±10C; and (vi) T6 = 230°C±100C would have been achieved through routine experimentation while optimizing the vaporization of the aerosol. Response to Arguments Applicant's arguments filed April 22, 2026 have been fully considered but they are not persuasive. Applicant argues on pages.9-10 that Li teaches increasing in only two stages; however, the claims as written simply require operating at four different temperatures and figures 4 and 5 show that the temperature of the aerosol generating device is increased through a plurality of different temperatures therefore Li teaches to setting the second heating unit to: (i) a target operating temperature T1 during a time period t0-t3; (ii) a target operating temperature T2 during a time period t3-t4;(iii) a target operating temperature T3 during a time period t4-t5; and(iv) a target operating temperature T4 during a time period t5-t7. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CYNTHIA SZEWCZYK whose telephone number is (571)270-5130. The examiner can normally be reached Mon-Fri 10 am - 6 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alison Hindenlang can be reached at 571-270-7001. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CYNTHIA SZEWCZYK/Primary Examiner, Art Unit 1741
Read full office action

Prosecution Timeline

Dec 12, 2022
Application Filed
Dec 22, 2025
Non-Final Rejection mailed — §102, §103
Apr 22, 2026
Response Filed
Sep 10, 2026
Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12727620
An Induction Heating Assembly for an Aerosol Generating Device
3y 1m to grant Granted Sep 08, 2026
Patent 12714151
Aerosol Generation Device with Capacitive Sensor and Manufacturing Method Thereof
3y 0m to grant Granted Aug 25, 2026
Patent 12708143
AEROSOL GENERATING DEVICE AND METHOD FOR PROVIDING ADAPTIVE FEEDBACK THROUGH PUFF RECOGNITION
3y 1m to grant Granted Aug 18, 2026
Patent 12702167
AEROSOL-GENERATING DEVICE WITH MEANS FOR IDENTIFYING A TYPE OF AN AEROSOL-GENERATING ARTICLE BEING USED WITH THE DEVICE
3y 4m to grant Granted Aug 11, 2026
Patent 12702156
AEROSOL-GENERATING ARTICLE WITH LOW RESISTANCE TO DRAW AND IMPROVED FLAVOUR DELIVERY
3y 4m to grant Granted Aug 11, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
74%
Grant Probability
84%
With Interview (+10.1%)
2y 11m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 961 resolved cases by this examiner. Grant probability derived from career allowance rate.

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