Prosecution Insights
Last updated: April 19, 2026
Application No. 18/002,505

IMAGING DEVICE AND ELECTRONIC DEVICE

Non-Final OA §103
Filed
Dec 20, 2022
Examiner
HAUT, EVAN HARRISON
Art Unit
3645
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Sony Semiconductor Solutions Corporation
OA Round
1 (Non-Final)
Grant Probability
Favorable
1-2
OA Rounds
3y 0m
To Grant

Examiner Intelligence

Grants only 0% of cases
0%
Career Allow Rate
0 granted / 0 resolved
-52.0% vs TC avg
Minimal +0% lift
Without
With
+0.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
17 currently pending
Career history
17
Total Applications
across all art units

Statute-Specific Performance

§103
64.6%
+24.6% vs TC avg
§102
22.9%
-17.1% vs TC avg
§112
12.5%
-27.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 0 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 2, 9 and 10 are rejected under 35 U.S.C. 103 as being unpatentable over Otake et al. (US 16/060509 A1) in view of Jin et al. (US 2015/0200226 A1). Regarding Claim 1, Otake teaches an imaging device ([Abstract] A sensor includes a first substrate including at least a first pixel) comprising: an N-type first semiconductor region ([0092] an n-type semiconductor region 101); a P-type second semiconductor region in contact with one surface of the first semiconductor region ([0092] a p-type semiconductor region 102… which Is formed under the n-type semiconductor region Examiner Note: See Fig. 3 reproduced below); and PNG media_image1.png 437 694 media_image1.png Greyscale a light absorbing region provided on a side opposite to the first semiconductor region across the second semiconductor region ([0094] The p-type semiconductor region 102 constitutes a pn junction at its interface with the n-type semiconductor region 101. The p-type semiconductor region 102 has a multiplication region in which carriers generated by incidence of light to be detected are put to avalanche multiplication); an anode electrode provided at a position facing the second semiconductor region across the light absorbing region; wherein the anode electrode includes a P-type semiconductor ([0095]The n-type semiconductor region 101 functions as a cathode, and is connected to a circuit through a contact 104. An anode 105 opposed to the cathode is formed in the same layer as the n-type semiconductor region 101, between the n-type semiconductor region 101 and an isolation region 108. The anode 105 is connected to a circuit through a contact 106 Examiner Note: An n-type cathode implies that the anode is p-type). Otake is not relied upon as teaching that the anode electrode has a refractive index of 1.8 or larger and an optical bandgap of 1.9 eV or larger. However, Jin teaches a semiconductor substrate having a refractive index of 1.8 or larger ([0019] the plurality of second layers may have the refractive index of about 2.1 to about 2.7) and an optical bandgap of 1.9 eV or larger ([0048] Each of the p-type semiconductor material and the n-type semiconductor material may have an energy bandgap of, for example, about 2.0 to about 2.5 eV). Otake and Jin are considered to be analogous to the claimed invention because they are both in the same field of image sensing. Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have performed a simple substitution of the material used to create the anode of Otake with the semiconductor substrate of Jin with a reasonable expectation of success because both are p-type semiconductors used in image sensing. One would have been motivated in doing so to reduce parasitic absorption and increase efficiency in light guidance. This would have yielded the predictable result of an anode electrode with a refractive index of 1.8 or larger and an optical bandgap of 1.9 eV or larger. Regarding Claim 2, Otake teaches that the anode electrode includes: a first site facing the second semiconductor region in a thickness direction of the light absorbing region; and a second site facing the second semiconductor region in a direction intersecting the thickness direction of the light absorbing region (See Fig. 3, reproduced above, elements 102, 105, 107a Examiner Note: 102 contains the light absorbing region (See Claim 1), 105 and 107a are the anode (See Claim 1), notice the shape of 107a). Regarding Claim 9, Otake teaches a semiconductor substrate ([0010] a first substrate including at least a first pixel); a plurality of pixels provided on the semiconductor substrate ([0010] first pixel includes an isolation region that isolates the third region from at least a second pixel); and a light-shielding pixel isolation unit that is provided on the semiconductor substrate and isolates adjacent pixels among the plurality of pixels from each other ([0010] first pixel includes an isolation region that isolates the third region from at least a second pixel), wherein the first semiconductor region ([0092] an n-type semiconductor region 101), the second semiconductor region ([0092] a p-type semiconductor region 102… which Is formed under the n-type semiconductor region), the light absorbing region ([0094] The p-type semiconductor region 102 is a semiconductor region of p-type conductivity which has a high impurity concentration. The p-type semiconductor region 102 constitutes a pn junction at its interface with the n-type semiconductor region 101. The p-type semiconductor region 102 has a multiplication region in which carriers generated by incidence of light to be detected are put to avalanche multiplication), and the anode electrode are arranged in each of the plurality of pixels ([0095]The n-type semiconductor region 101 functions as a cathode, and is connected to a circuit through a contact 104. An anode 105 opposed to the cathode is formed in the same layer as the n-type semiconductor region 101, between the n-type semiconductor region 101 and an isolation region 108. The anode 105 is connected to a circuit through a contact 106 Examiner Note: An n-type cathode implies that the anode is p-type). Regarding Claim 10, Otake teaches an electronic device ([0001] an avalanche photodiode) comprising: an imaging device that photoelectrically converts the light and outputs a signal ([0472] an optical sensor that receives light and outputs an electrical signal according to the amount of light received), wherein the imaging device is provided ([Abstract] A sensor includes… at least a first pixel) with: an N-type first semiconductor region ([0092] an n-type semiconductor region 101); a P-type second semiconductor region in contact with one surface of the first semiconductor region ([0092] a p-type semiconductor region 102… which Is formed under the n-type semiconductor region Examiner Note: See Fig. 3 reproduced above); a light absorbing region provided on a side opposite to the first semiconductor region across the second semiconductor region ([0094] The p-type semiconductor region 102 is a semiconductor region of p-type conductivity which has a high impurity concentration. The p-type semiconductor region 102 constitutes a pn junction at its interface with the n-type semiconductor region 101. The p-type semiconductor region 102 has a multiplication region in which carriers generated by incidence of light to be detected are put to avalanche multiplication); and an anode electrode provided at a position facing the second semiconductor region across the light absorbing region, and the anode electrode includes a P-type semiconductor ([0095]The n-type semiconductor region 101 functions as a cathode, and is connected to a circuit through a contact 104. An anode 105 opposed to the cathode is formed in the same layer as the n-type semiconductor region 101, between the n-type semiconductor region 101 and an isolation region 108. The anode 105 is connected to a circuit through a contact 106 Examiner Note: An n-type cathode implies that the anode is p-type). Otake is not relied upon as teaching a light source that emits light of a wavelength band set in advance and the anode electrode has a refractive index of 1.8 or larger and an optical bandgap of 1.9 eV or larger. However, Jin teaches a light source that emits light of a wavelength band set in advance ([0122] The photoactive layer 130G may… transmit light in other wavelength region besides the green wavelength region, that is, light in a blue wavelength region), and the anode electrode has a refractive index of 1.8 or larger ([0019] the plurality of second layers may have the refractive index of about 2.1 to about 2.7) and an optical bandgap of 1.9 eV or larger ([0048] Each of the p-type semiconductor material and the n-type semiconductor material may have an energy bandgap of, for example, about 2.0 to about 2.5 eV). Otake and Jin are considered to be analogous to the claimed invention because they are both in the same field of image sensing. Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have performed a simple substitution of the material used to create the anode of Otake with the semiconductor substrate of Jin with a reasonable expectation of success because both are p-type semiconductors used in image sensing. One would have been motivated in doing so to reduce parasitic absorption and increase efficiency in light guidance. This would have yielded the predictable result of an anode electrode with a refractive index of 1.8 or larger and an optical bandgap of 1.9 eV or larger. Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over Otake et al. (US 16/060509 A1) and Jin et al. (US 2015/0200226 A1) in view of Tanaka et al. (US 2005/0012143 A1). Regarding Claim 3, Otake is not relied upon as teaching that anode electrode includes P-type amorphous silicon carbide, P-type polysilicon carbide, P-type amorphous silicon nitride, or P-type polysilicon nitride. However, Tanaka teaches that anode electrode includes P-type amorphous silicon carbide, P-type polysilicon carbide, P-type amorphous silicon nitride, or P-type polysilicon nitride ([0101] has an anode region 311 made of p-type polysilicon carbide). Otake and Tanaka are considered to be analogous to the claimed invention because they are both in the same field of p type semiconductor materials. Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified the material used to create the anode of Otake to include the material of Tanaka with a reasonable expectation of success because both are p-type. This would have yielded the predictable result of an anode electrode including p-type polysilicon carbide. Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over Otake et al. (US 16/060509 A1) and Jin et al. (US 2015/0200226 A1) in view of Schmidt (US 2005/0156284 A1). Regarding Claim 4, Otake is not relied upon as teaching that a boron concentration in the anode electrode is 1x10^18 cm^-3 or larger. However, Schmidt teaches that a boron concentration in the anode electrode is 1x10^18 cm^-3 or larger ([0151] An example is considered in which the vertical diffusion depth of the p-type region 20 with boron doping is 6 µm and the edge concentration is 5*10^18 cm^-3). Otake and Schmidt are considered to be analogous to the claimed invention because they are both in the same field of p type semiconductor materials. Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified the material used to create the anode of Otake with the boron doping of Schmidt with a reasonable expectation of success because both are p-type. A person of ordinary skill in the art would have been motivated to apply the boron doping concentrations taught by Schmidt to the anode structure of Otake in order to optimize performance. This would use a known technique to improve a similar device. Claims 5, 6, and 7 are rejected under 35 U.S.C. 103 as being unpatentable over Otake et al. (US 16/060509 A1) and Jin et al. (US 2015/0200226 A1) in view of Manda et al. (WO 2018105359 A1). Regarding Claim 5, Otake teaches an insulating film provided on a side opposite to the light absorbing region across the anode electrode ([0124] A fixed charge film 151 is formed at side surfaces inside the isolation region… also on the back surface side Examiner Note: See Fig. 7 element 151, reproduced below). PNG media_image2.png 436 638 media_image2.png Greyscale Otake is not relied upon as teaching that the insulating film has a refractive index lower than the refractive index of the anode electrode. However, Manda teaches that the insulating film has a refractive index lower than the refractive index of the anode electrode ([0034] the insulating film 23 may be smaller in refractive index than the materials that configure the first-conductivity-type layer 32 and the second-conductivity-type layer 34). Otake and Manda are considered to be analogous to the claimed invention because they are both in the same field of light receiving imaging devices. Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have modified the material used to create the film of Otake with the insulating film of Manda with a reasonable expectation of success because both are insulating films used in semiconductor imaging devices. This would have yielded the predictable result of an insulating film with a lower refractive index than the anode. Regarding Claim 6, Otake teaches that the insulating film is an aluminum oxide film, a silicon oxide film, or a hafnium oxide film ([0297] the above-mentioned fixed charge film 151 having a negative fixed charge may include a hafnium nitride film, an aluminum nitride film, a hafnium oxynitride film or an aluminum oxynitride film). Regarding Claim 7, Otake teaches a lens body provided on a side opposite to the light absorbing region across the insulating film in a thickness direction of the light absorbing region ([0086]-[0090] and Figs. 1 and 2, Light is incident from the on-chip lens 23 side (in FIG. 1, the upper side), and is incident on the APD 21 through the wiring layer 22… Light is incident from the on-chip lens 23 side (in FIG. 2, the lower side), and is incident on the APD 21… The present technology is applicable to both the front side illumination type pixel 10 as depicted in FIG. 1 and the backside illumination type pixel 30 as depicted in FIG. 2.). Claims 8 is rejected under 35 U.S.C. 103 as being unpatentable over Otake et al. (US 16/060509 A1) and Jin et al. (US 2015/0200226 A1) in view of Kasai (US 2010/0327387 A1). Regarding Claim 8, Otake is not relied upon as teaching that a voltage for electron amplification is applied between the anode electrode and the first semiconductor region. However, Kasai teaches that a voltage for electron amplification is applied between the anode electrode and the first semiconductor region. ([0026] n the configuration shown in FIG. 2, APD 200 includes a p-n junction formed by highly-doped back-side p-type region 214 and highly-doped back-side n-type region 216. In operation, a reverse bias may be applied to the p-n junction… If the applied reverse bias voltage is large enough… free electrons present in the avalanche region may be accelerated by the electric field present in the avalanche region such that the free electrons may strike other atoms in the avalanche region, in turn creating more free electrons through impact ionization). Otake and Kasai are considered to be analogous to the claimed invention because they are both in the same field of semiconductor imaging devices and electron-multiplying photodetectors. Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to have applied a reverse-bias voltage between the anode electrode and the first (N-type) semiconductor region of Otake with a reasonable expectation of success because Kasai teaches that a reverse-biased PN junction in an avalanche photodiode produces electron multiplication and such biasing techniques are well known in the art. This would have yielded the predictable result of electron amplification within the imaging device. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to EVAN H HAUT whose telephone number is (571)272-7927. The examiner can normally be reached Monday-Thursday 10am-3pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Isam Alsomiri can be reached at (571) 272-6970. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /E.H.H./Patent Examiner, Art Unit 3645 /ISAM A ALSOMIRI/Supervisory Patent Examiner, Art Unit 3645
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Prosecution Timeline

Dec 20, 2022
Application Filed
Dec 20, 2025
Non-Final Rejection — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
Grant Probability
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 0 resolved cases by this examiner. Grant probability derived from career allow rate.

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