Prosecution Insights
Last updated: October 27, 2026
Application No. 18/003,117

SECONDARY BATTERY

Final Rejection §102§103
Filed
Dec 22, 2022
Priority
Mar 24, 2021 — RE 10-2021-0038241 +1 more
Examiner
THOMAS, BRENT C
Art Unit
1724
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Samsung SDI Co., Ltd.
OA Round
2 (Final)
50%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
76%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allowance Rate
222 granted / 441 resolved
-14.7% vs TC avg
Strong +26% interview lift
Without
With
+26.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
25 currently pending
Career history
473
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
69.8%
+29.8% vs TC avg
§102
16.1%
-23.9% vs TC avg
§112
8.6%
-31.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 441 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 6/26/2026 have been fully considered but they are not persuasive. The arguments are presented that Hwangbo would not teach all the limitations of amended claim 1 and dependent claim 6. These arguments are not found persuasive due to the fact that Hwangbo would still teach the limitations of amended claim 1 as detailed in the updated rejection below that relies on the second current collector (80) of Hwangbo as the claimed first current collector. Applicant’s arguments, see page 7, filed 6/26/2026, with respect to the rejection(s) of claim(s) 1-13 under Makino and Hwangbo have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Makino, Hwangbo, and the new prior art of McKinney et al. (US 2011/0059343 A1, hereafter McKinney) as necessitated by the amended claims. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1, 6, and 11-13 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Hwangbo et al. (US 2022/0231345 A1, hereafter Hwangbo). With regard to claim 1, Hwangbo teaches a secondary battery comprising: a can (can 20) [0161, fig. 5]; an electrode assembly (electrode assembly 10) accommodated in the can and including a first uncoated portion (uncoated region 12) extending in a first direction (downward) and a second uncoated portion extending (uncoated region 11) in a second direction (upward) [0031, 0099, 0161-0166, 0182, 0194, fig. 5-7, fig. 13]; a first current collector plate (second current collector 80) electrically connected to the first uncoated portion of the electrode assembly [0031, 0099, 0161-0166, 0182, 0194, 0231 fig. 5-7, fig. 13]; a first terminal portion (terminal 20a) coupled to the can and electrically connected to the first current collector plate (via can 20 in contact with second current collector 80) [0099, 0161-0166, 0182, 0194, 0213-0214, 0231, 0253, fig. 5-7, fig. 13]; and, a second terminal portion (terminal 40) coupled to the can and electrically connected to the second uncoated portion of the electrode assembly [0031, 0099, 0161-0166, 0182, 0194, 0231 fig. 5-7, fig. 13], wherein a portion of the first current collector plate (second current collector 80) and a portion of the can contact one another (as seen in fig. 13) [0099, 0161-0166, 0182, 0194, 0213-0214, 0231, 0253, fig. 5-7, fig. 13]. With regard to claim 6, Hwangbo teaches a positive or negative electrode [0162]. With regard to claim 11, Hwangbo teaches an electrode with an uncoated region (uncoated regions 11) electrically connected to a terminal (terminal 40) including a pillar portion (terminal insert portion 42) extending from a current collector (60) with an area corresponding to the uncoated region (as seen in fig. 7) and penetrating the can, and a terminal surface (terminal exposing portion 41) extending from the pillar portion and located outside the can [0031, 0099, 0161-0166, 0182, 0194-0195, fig. 5-7, fig. 13]. With regard to claim 12, Hwangbo further teaches an insulating portion (gasket 50) between the terminal portion and can [0161, fig. 7]. With regard to claim 13, Hwangbo teaches a positive or negative electrode [0162]. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Makino et al (US 2024/0162474 A1, hereafter Makino) in view of Hwangbo et al. (US 2022/0231345 A1, hereafter Hwangbo), and further in view of McKinney et al. (US 2011/0059343 A1, hereafter McKinney). With regard to claim 1, Makino teaches a secondary battery comprising: a can (can 2) [0069, fig. 1]; an electrode assembly (jelly roll) accommodated in the can and including a first uncoated portion (exposed first conductive sheet) extending in a first direction (upward) [0069-0070, fig. 1]; a first current collector plate (electrode lead plate 6) electrically connected to the first uncoated portion of the electrode assembly [0071, fig. 6]; a first terminal portion (terminal 3) coupled to the can and electrically connected to the first current collector plate [0069, fig. 1]. Makino does not explicitly teach the details of the second terminal portion. However, in the same field of endeavor, Hwangbo teaches an electrode with two uncoated regions (uncoated regions 11 and 12) electrically connected to terminals (cap 30/can 20 and terminal 40) through current collectors [0031, 0099, 0161-0166, 0182, 0194, fig. 5-7, fig. 13]. It would have been obvious to one of ordinary skill in the art at the time the invention was made to use the second uncoated portion and second terminal portion of Hwangbo with the battery of Makino for the benefit of a second terminal portion that allows for increased space efficiency and energy density [Hwangbo 0126]. Makino does not teach a portion of the first current collector plate and a portion of the can contact one another. However, in the same field of endeavor, McKinney teaches a current collector with extensions with folds in contact with a can [0118]. It would have been obvious to one of ordinary skill in the art at the time the invention was made to use the current collector extensions in contact with a can with the battery of Makino for the benefit of maximizing electrical contact [McKinney 0118]. PNG media_image1.png 482 674 media_image1.png Greyscale With regard to claim 2, Makino teaches the terminal portion includes a cap-up (raised area of terminal 3), the can further includes a can curling portion (curved edge of can 2) provided in an inward direction, and the first current collector plate further includes a current collector curling portion (protrusion 6a wrapping around terminal 3) provided in an inward direction between the can curling portion and the cap up [0069-0072, fig. 1]. With regard to claim 3, Makino teaches the curling portion (protrusion 6a wrapping around terminal 3) covers a bottom, side, and upper surface of the cap up (covers 3 sides of terminal 3 as seen in fig. 1) [0069-0072, fig. 1]. With regard to claim 4, Makino teaches the curling portion (protrusion 6a wrapping around terminal 3) is exposed to the outside of the can and the cap-up (as seen in fig. 1) [0069-0072, fig. 1]. With regard to claim 5, Makino teaches the cap-up (raised area of terminal 3) may include a vent notch [0004, 0022, 0077] but does not explicitly teach it is located on the bottom surface. However, this would be an obvious variant to one of ordinary skill in the art since it would perform the same function of rupturing to release pressure and only require a rearrangement of parts. See MPEP 2144.04 VI. With regard to claim 6, Makino teaches positive and negative terminals [0002] therefore the first terminal would necessarily be positive or negative. With regard to claim 7, Makino teaches the terminal portion includes a cap-up (raised area of terminal 3), the cap up further includes a cap up seaming portion provided in an outward direction (inner surfaces in contact with protrusion 6a), the can further includes a can seaming portion (end side 2a) provided in an outward direction of an end portion (upper end of can 2), and the first current collector plate further includes a current collector plate seaming portion (protrusion 6a wrapping around terminal 3) provided in an outward direction between the cap up seaming portion and the can seaming portion [0069-0072, fig. 1]. With regard to claim 8, Makino teaches the current collector plate seaming portion (protrusion 6a wrapping around terminal 3) covers an inner (lower), side (inner sidewall), and outer (upper) surface of the can seaming portion (end side 2a) [0069-0072, fig. 1]. With regard to claim 9, Makino teaches the cap up seaming portion (inner surfaces of terminal 3 in contact with protrusion 6a) covers an inner (lower interior wall), side (sidewall), and outer (upper interior wall) of the current collector plate seaming portion (protrusion 6a wrapping around terminal 3) [0069-0072, fig. 1]. With regard to claim 10, Makino teaches the cap-up (raised area of terminal 3) may include a vent notch [0004, 0022, 0077] but does not explicitly teach it is located on the bottom surface. However, this would be an obvious variant to one of ordinary skill in the art since it would perform the same function of rupturing to release pressure and only require a rearrangement of parts. See MPEP 2144.04 VI. With regard to claims 11-12, Makino does not explicitly teach the details of the second terminal portion. However, in the same field of endeavor, Hwangbo teaches an electrode with an uncoated region (uncoated regions 11) electrically connected to a terminal (terminal 40) including a pillar portion (terminal insert portion 42) extending from a current collector (60) with an area corresponding to the uncoated region (as seen in fig. 7) and penetrating the can, and a terminal surface (terminal exposing portion 41) extending from the pillar portion and located outside the can [0031, 0099, 0161-0166, 0182, 0194-0195, fig. 5-7, fig. 13]. Hwangbo further teaches an insulating portion (gasket 50) between the terminal portion and can (claim 12) [0161, fig. 7]. It would have been obvious to one of ordinary skill in the art at the time the invention was made to use the second uncoated portion and second terminal portion of Hwangbo with the battery of Makino for the benefit of a second terminal portion that allows for increased space efficiency and energy density [Hwangbo 0126]. With regard to claim 13, Makino teaches positive and negative terminals [0002] therefore the second terminal would necessarily be positive or negative. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRENT C THOMAS whose telephone number is (571)270-7737. The examiner can normally be reached Flexible schedule, typical hours 11-7 M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Miriam Stagg can be reached at (571)270-5256. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BRENT C THOMAS/Examiner, Art Unit 1724 /BRIAN R OHARA/Examiner, Art Unit 1724
Read full office action

Prosecution Timeline

Dec 22, 2022
Application Filed
Mar 27, 2026
Non-Final Rejection mailed — §102, §103
Jun 26, 2026
Response Filed
Sep 30, 2026
Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
50%
Grant Probability
76%
With Interview (+26.1%)
3y 10m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 441 resolved cases by this examiner. Grant probability derived from career allowance rate.

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