Prosecution Insights
Last updated: August 18, 2026
Application No. 18/003,595

Compound of Formula (I), a Semiconductor Material Comprising at Least One Compound of Formula (I), a Semiconductor Layer Comprising at Least One Compound of Formula (I) and an Electronic Device Comprising at Least One Compound of Formula (I)

Final Rejection §102§DP
Filed
Dec 28, 2022
Priority
Jul 28, 2020 — EU 20188131.5 +2 more
Examiner
KOSACK, JOSEPH R
Art Unit
3991
Tech Center
3900
Assignee
Novaled GmbH
OA Round
2 (Final)
75%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
69%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
967 granted / 1292 resolved
+14.8% vs TC avg
Minimal -6% lift
Without
With
+-5.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
17 currently pending
Career history
1307
Total Applications
across all art units

Statute-Specific Performance

§101
3.2%
-36.8% vs TC avg
§103
27.7%
-12.3% vs TC avg
§102
22.7%
-17.3% vs TC avg
§112
29.8%
-10.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1292 resolved cases

Office Action

§102 §DP
DETAILED ACTION Claims 1, 2, and 7-15 are pending in the present application. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Amendments The amendment filed on June 11, 2026 has been acknowledged and has been entered into the present application file. Rejections Overcome The previous rejections over 35 U.S.C. 112, 102, and 103 have been overcome by Applicant’s reply. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 2, 7, and 8 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Perez et al. (Tetrahedron Letters, 2009, 960-962). Perez et al. teaches the compound PNG media_image1.png 248 362 media_image1.png Greyscale , which reads on the claims where n is 2, M is Co(II), R1 is PNG media_image2.png 58 66 media_image2.png Greyscale , R2 is H, and R3 is C1 alkyl. See Scheme 1, compound 1a, page 960. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1, 2, and 8-15 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-5 and 11-16 of copending Application No. 18/003,615 (reference application). Although the claims at issue are not identical, they are not patentably distinct from each other because of the following reasons. The ‘615 application claims compounds such as formula E33 in claim 11: PNG media_image3.png 160 128 media_image3.png Greyscale , which corresponds to the present claims where R1 is C6 aryl substituted by C1 fully fluorinated alkyl, R2 is H, and R3 is C5 heteroaryl substituted by C1 fully fluorinated alkyl. Claims 2 and 12-16 map to present claims 2 and 11-15 respectively. For present claim 8, R1 is D3. For present claim 9, the compound is E35. For present claim 10, compounds G64-G66 match the above compound where M is Fe, Al, and Cu. Claim 2 of the ‘615 application allows for Cu(II), Fe(III), and Al(III) to be M. Therefore, claim 10 is anticipated. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Claims 1, 2, 8, and 11-15 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 17-33 of copending Application No. 18/692,191 (reference application). Although the claims at issue are not identical, they are not patentably distinct from each other because of the following reasons. The ‘191 application claims compounds including PNG media_image4.png 170 134 media_image4.png Greyscale as shown in claim 24. This compound reads on the pending claims where M is Cu, m is 0, n is 2, R2 is C1 alkyl, and R1 and R3 are C6 aryl groups substituted by C1 fully fluorinated alkyl. With respect to present claim 8, R1 is D3. With respect to present claims 11-15, claims 26, 27, and 30-33 of the ‘191 application claim semiconductor materials and electronic devices including batteries with the same compounds. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Response to Arguments On page 17 of the remarks, the Applicant states that the Applicant is prepared to file a terminal disclaimer upon indication that the claims are otherwise allowable, and asks that the rejections be withdrawn or held in abeyance pending resolution of the other rejections. However, it is the policy of the Office that all applicable rejections be made and maintained in order to promote compact prosecution. Therefore, the rejections are maintained. Conclusion Claims 1, 2, and 7-15 are rejected. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Joseph Kosack whose telephone number is (571)272-5575. The examiner can normally be reached M-F 8:00-4:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Patricia Engle can be reached at 571-272-6660. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOSEPH R KOSACK/Primary Examiner, Art Unit 3991
Read full office action

Prosecution Timeline

Dec 28, 2022
Application Filed
Feb 11, 2026
Non-Final Rejection mailed — §102, §DP
Jun 11, 2026
Response Filed
Aug 04, 2026
Final Rejection mailed — §102, §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
75%
Grant Probability
69%
With Interview (-5.6%)
2y 7m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1292 resolved cases by this examiner. Grant probability derived from career allowance rate.

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