Prosecution Insights
Last updated: October 02, 2026
Application No. 18/003,776

COMPOSITIONS COMPRISING PEROVSKITE AND NON-PEROVSKITE

Non-Final OA §103
Filed
Dec 29, 2022
Priority
Jul 02, 2020 — provisional 63/047,426 +2 more
Examiner
RUMP, RICHARD M
Art Unit
1759
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Alliance for Energy Innovation, LLC
OA Round
3 (Non-Final)
75%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
809 granted / 1085 resolved
+9.6% vs TC avg
Strong +20% interview lift
Without
With
+20.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
33 currently pending
Career history
1112
Total Applications
across all art units

Statute-Specific Performance

§101
2.0%
-38.0% vs TC avg
§103
48.4%
+8.4% vs TC avg
§102
27.7%
-12.3% vs TC avg
§112
17.9%
-22.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1085 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Application Claims 1-5, 7 and 9-12 (13 and 19-35 are withdrawn) are pending and presented for examination. A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 29 June 2026 has been entered. Response to Arguments Applicant’s remarks dated 29 June 2026 (hereinafter, “Remarks at __”) are acknowledged and entered. The rejection of claims 1, 2, 4-6, 8 and 10-12 under 35 U.S.C. 103 over Wang is WITHDRAWN over the instant amendment as Wang does not disclose or reasonably suggest x+y<=0.70, 0.25<=x<=0.45 and 0.25<=y<=0.45. The dependent rejection of claim 3 over the same in further view of Saliba is WITHDRAWN as the base rejection was withdrawn. The rejection of claims 1-3 and 5-10 under 35 U.S.C. 103 over Stoddard in view of Ma is WITHDRAWN over the instant amendment as neither Stoddard or Ma disclose or reasonably suggest x+y<=0.70, 0.25<=x<=0.45 and 0.25<=y<=0.45. The dependent rejection of claim 3 over the same in further view of Saliba is WITHDRAWN as the base rejection was withdrawn. As si the dependent rejection of the same for claim 11 in further view of Yuan as the base rejection was withdrawn. Applicant’s request for rejoinder is noted, but is premature as claim 1 does not yet contain allowable subject matter that is carried through to the independent claims. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-5, 7 and 9-11 are rejected under 35 U.S.C. 103 as being unpatentable over US PG Pub No. 20190312155 to Saliba et al. (hereinafter, “Saliba at __”) in view of Ma (claim 11 is evidenced by Yuan). Regarding claims 1-5, 7 and 9, Saliba discloses a composition comprising: A triple cation perovskite of Ai1aAi2bAi3cAogMX3 wherein a, b, c, and g are all greater than 0 and Ai1, Ai2, and Ai3 (Saliba at [0062], [0063] & [0073]-[0075]) can be cations selected from the group consisting of Na, K, Rb, or Cs (Saliba at [0054], all components are selected from a finite group of ingredients which is prima facie obvious per KSR v Teleflex 550 US 398 (2007)) and the organic can be Ao=MA, FA, or GUA) such that all of the possibilities for the inorganic and organic cations are covered and the values for x and y are broadly covered such that a prima facie case of obviousness exists (see MPEP 2144.05), so x+y can be <=0.70, x and y can both be between 0.25 and 0.45 or 0.33 exactly, and X can be I or Br (Saliba at [0061]) and M=Pb can be present (Saliba at [0037]). However, Saliba does not expressly state the presence a non-perovskite phase in the layer. Ma also in a solar cell PV material discloses that a mixed a/d (perovskite/non-perovskite) phase may be formed (Ma at "Abstract") utilizing the trihalide perovskite. Therefore, it would have been obvious to one of ordinary skill in the art prior to the effective filing date of the instantly claimed invention to modify the phase of the material of Saliba to produce the mixed phase of Ma. The teaching or suggested motivation in doing so being lower wavelength of NIR emissions and structural stability (Ma at 800 R col). Turning to claim 10, the perovskite is present at 1.2 times the non-perovskite which is thusly less than 50% (Ma at "Abstract"). While the claim says "by volume", given the mass difference the volume difference would be equally expected to be below 50%. As to claim 11, ion migration is suppressed with a decrease in grain size (Ma at 800 R col) as evidenced by Yuan (at "Figure 5"). Claim 12 is rejected under 35 U.S.C. 103 as being unpatentable over Saliba in view of Ma as applied to claim 1 above, and in further view of “An optimized perovskite solar cell designs for high conversion efficiency” to Hima et al. (hereinafter, “Hima at __”). Regarding claim 12, neither Saliba or Ma expressly state a composition thickness. Hima, also in solar cell perovskite materials, discloses thicknesses between 200 and 200 and 800 nm (Hima at “Fig. 2(d)”). Therefore, it would have been obvious to one of ordinary skill in the art prior to the effective filing date of the instantly claimed invention to set the thickness of Hima in the composition of Saliba. The teaching or suggested motivation in doing so being maximizing PCE (Id.). Conclusion Claims 1-5, 7 and 9-12 are rejected. Any inquiry concerning this communication or earlier communications from the examiner should be directed to RICHARD M RUMP whose telephone number is (571)270-5848. The examiner can normally be reached Monday-Thursday 06:45 AM to 04:45 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Curtis Mayes can be reached at 571-272-1234. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. RICHARD M. RUMP Primary Examiner Art Unit 1759 /RICHARD M RUMP/ Primary Examiner, Art Unit 1759
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Prosecution Timeline

Show 4 earlier events
Jun 17, 2026
Examiner Interview Summary
Jun 17, 2026
Applicant Interview (Telephonic)
Jun 29, 2026
Request for Continued Examination
Jun 30, 2026
Response after Non-Final Action
Jul 17, 2026
Non-Final Rejection mailed — §103
Sep 10, 2026
Applicant Interview (Telephonic)
Sep 10, 2026
Examiner Interview Summary
Sep 22, 2026
Response Filed

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
75%
Grant Probability
95%
With Interview (+20.1%)
2y 6m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1085 resolved cases by this examiner. Grant probability derived from career allowance rate.

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