Prosecution Insights
Last updated: October 02, 2026
Application No. 18/004,963

ELECTROLYTIC IRON FOIL

Non-Final OA §103
Filed
Jan 10, 2023
Priority
Jul 16, 2020 — JP 2020-121832 +1 more
Examiner
CORNO JR, JAMES ANTHONY JOHN
Art Unit
1722
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Toyo Kohan Co., Ltd.
OA Round
3 (Non-Final)
38%
Grant Probability
At Risk
3-4
OA Rounds
0m
Est. Remaining
75%
With Interview

Examiner Intelligence

Grants only 38% of cases
38%
Career Allowance Rate
56 granted / 146 resolved
-26.6% vs TC avg
Strong +36% interview lift
Without
With
+36.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
40 currently pending
Career history
187
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
68.0%
+28.0% vs TC avg
§102
12.4%
-27.6% vs TC avg
§112
15.6%
-24.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 146 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on April 13, 2026, has been entered. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 2, and 4-7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tsukamoto et al (JP H06-310147 A; all citations refer to the English translation attached to the office action mailed July 23, 2025) in view of Nagata et al. (US 2021/0273232 A1), Liu et al. ("Structure and mechanical properties of iron foil electrodeposited in super gravity field," Surface & Coatings Technology 204(20), pp. 3135-3140, July 2010), Ueda (US 2012/0202101 A1), and Unno et al. (US 2018/0229476 A1). Regarding claim 1, Tsukamoto teaches an electrolytic iron foil with a thickness of 35 µm or less (Tsukamoto Claim 1), which overlaps the range of the instant claim. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Tsukamoto does not teach any particular crystallite size. Nagata teaches that surface hardness should be as low as possible to improve penetration of the electrode material and electrical characteristics of the battery (Nagata [0085]). Liu teaches that the strength and hardness of metal foils is controlled by grain size (Liu Introduction and Fig. 7). Liu teaches that grain size is calculated using the Scherrer equation (for calculating crystallite size) using the (110) peak of iron at approximately 2θ=45° (Liu 3.3. Crystal structure, final paragraph; and Fig. 5a). Crystallite size is therefore a recognized result-effective variable for controlling foil hardness. “[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation.” In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to optimize crystallite size as measured by Liu to achieve the appropriate foil hardness, including values within the range of the instant claim. Tsukamoto does not teach that the iron content of the foil is at least 80 wt%. Tsukamoto teaches that iron is desirable because it is extremely inexpensive (Tsukamoto [0006]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to use as much iron as possible, including more than 80 wt%, to reduce the price of the foil as much as possible. Modified Tsukamoto does not teach any particular crystal grain size. Ueda teaches that the negative electrode current collector should have an elongation of 5-15% to prevent separation of the active material and damage to the current collector during bending of the battery (Ueda [0051]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to select an elongation of 5-15% to prevent separation of the active material and damage to the current collector. Unno teaches that, in order to achieve elongation ~10µm for thin foils, grain size should be 1-10 µm (Unno Abstract, [0027], and [0040]-[0041]), which falls within the range of the instant claim. It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to select a grain size in the range taught by Unno to achieve the desired elongation described by Ueda. Regarding claim 2, modified Tsukamoto does not teach any particular orientation index of the surfaces. However, at least one orientation index must necessarily be at least 1, since perfectly random orientations would match the theoretical values, and any deviation from perfect randomness will necessarily result in at least one of the values increasing. Regarding claim 4, modified Tsukamoto does not teach any particular elongation. Ueda teaches that the negative electrode current collector should have an elongation of 5-15%, which falls within the range of the instant claim, to prevent separation of the active material and damage to the current collector during bending of the battery (Ueda [0051]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant invention to select an elongation of 5-15% to prevent separation of the active material and damage to the current collector. Regarding claim 5, modified Tsukamoto teaches that tensile strength should be more than 500 MPa (Nagata [0010]), which falls within the range of the instant claim. Regarding claims 6 and 7, modified Tsukamoto teaches that the foil is used as a current collector in a non-aqueous battery (Tsukamoto [0011]-[0014]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMES A CORNO JR whose telephone number is (571)270-0745. The examiner can normally be reached M-F 9:00 am - 5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Niki Bakhtiari can be reached at (571) 272-3433. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /J.A.C/ Examiner, Art Unit 1722 /ANCA EOFF/ Primary Examiner, Art Unit 1722
Read full office action

Prosecution Timeline

Jan 10, 2023
Application Filed
Jul 23, 2025
Non-Final Rejection mailed — §103
Oct 23, 2025
Response Filed
Dec 12, 2025
Final Rejection mailed — §103
Apr 13, 2026
Response after Non-Final Action
May 12, 2026
Request for Continued Examination
May 14, 2026
Response after Non-Final Action
Aug 27, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Patent 12640394
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3y 11m to grant Granted May 26, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
38%
Grant Probability
75%
With Interview (+36.2%)
3y 3m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 146 resolved cases by this examiner. Grant probability derived from career allowance rate.

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