Prosecution Insights
Last updated: May 29, 2026
Application No. 18/007,136

METHODS OF COMMUNICATION, TERMINAL DEVICES, NETWORK DEVICES AND COMPUTER READABLE MEDIA

Final Rejection §103
Filed
Jan 27, 2023
Priority
Jul 28, 2020 — nonprovisional of PCTCN2020105315
Examiner
WASEL, SHIMA MOHAMED
Art Unit
2475
Tech Center
2400 — Computer Networks
Assignee
NEC Corporation
OA Round
4 (Final)
68%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
15 granted / 22 resolved
+10.2% vs TC avg
Strong +46% interview lift
Without
With
+45.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
19 currently pending
Career history
52
Total Applications
across all art units

Statute-Specific Performance

§103
98.6%
+58.6% vs TC avg
§102
0.7%
-39.3% vs TC avg
§112
0.7%
-39.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 22 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Claims 18 and 38-39 have been amended. Claims 18, 38-39, and 44-49 are pending. 1. Applicant's arguments with respect to the claim(s) have been considered but are moot in view of the new ground(s) of rejection. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 18, 38-39, 44, 46, and 48 are rejected under 35 U.S.C. 103 as being unpatentable over DENG (US 20220369173, hereinafter, “DENG”, provided in the IDS by the applicant) in view of LEE et al. (US 20200389886, hereinafter, “LEE”), and further in view of Tsai et al. (US 20190297547, hereinafter, “Tsai”). Claim 18. DENG teaches: A method of a terminal device, the method comprising: - See Fig. 3 receiving, from a first network device, a radio resource control (RRC) reconfiguration message for conditionally configuring a primary secondary cell (PSCell) of a secondary cell group (SCG), - See Fig.3, ¶ [0060], (“In step 7, the MN transmits a signaling for PSCell conditional change to the UE. The MN may transmit multiple PSCcell conditional change information at one time via an RRC reconfiguration signaling…to transmit multiple PSCcell conditional change information in sequence. The PSCell conditional change information includes an identity of a candidate PSCell, a trigger condition for PSCell change”); ¶ [0040], (“in the process of performing the PSCell change, once detecting that a candidate PCell meets the conditional handover trigger condition, the UE starts to perform the PCell handover, and the candidate PCell is not configured with SCG or configured with SCG relevant to other PSCells.”) the RRC reconfiguration message comprising information of a plurality of candidate PSCells; - See Fig.3, ¶ [0060], (“The MN may transmit multiple PSCcell conditional change information at one time via an RRC reconfiguration signaling, or use multiple RRC reconfiguration signalings to transmit multiple PSCcell conditional change information in sequence…Different candidate PSCells may have different or a same trigger condition for PSCell change.”) selecting a target PSCell to be switched from the plurality of candidate PSCells; - See Fig.3, ¶ [0062], (“In step 9, the UE finds that at least one candidate PSCell meets the trigger condition. If there are multiple candidate PSCells that meet the trigger condition, the UE may select the candidate PSCell with highest signal quality as the target PSCell for the change”) transmitting, to the first network device, an uplink message which comprises information indicating the selected target PSCell. - See Fig. 3, ¶ [0063], (“In step 10, the UE indicates to the MN the determined target PSCell, i.e., the target PSCell that the UE will access. The UE may indicate the determined target PSCell to the MN via RRC signaling, for example, indicating an identity of the determined target PSCell.”, The RRC signaling from the UE to the MN (master node (eq. network device)) is an uplink message.) DENG does not explicitly teach: applying a configuration of the SCG without initiating Random Access (RA) in a case where the terminal device receives the RRC reconfiguration message via Signaling Radio Bearer (SRB)1; and However, LEE teaches: applying a configuration of the SCG without initiating Random Access (RA) in a case where the terminal device receives the RRC reconfiguration message via Signaling Radio Bearer (SRB)1; - See Fig 14, ¶ [0215 - 0216], (“2> if rach-SkipSCG is configured: 3> configure lower layers to apply the rach-SkipSCG for the target SCG…¶ [0222] 3> initiate the random access procedure on the PSCell, if rach-SkipSCG is not configured”, The random access procedure is not initiated if rach-SkipSCG is configured.) and It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified DENG with LEE to include applying a configuration of the SCG without initiating Random Access, as taught by LEE. One of ordinary skill in the art would have been motivated to make this modification to reduce latency related to dual connectivity, as suggested by LEE, In DC (Dual connectivity), an SCG can be established, reconfigured or released by using an RRCConnectionReconfiguration message. In case random access to the primary SCell (PSCell) or if rach-SkipSCG is configured is required upon SCG reconfiguration, E-UTRAN employs the SCG change procedure. - ¶ [0090] Combination of DENG and LEE does not explicitly teach: applying a configuration of the SCG without initiating Random Access (RA) in a case where the terminal device receives the RRC reconfiguration message via Signaling Radio Bearer (SRB)1; However, Tsai teaches: applying a configuration of the SCG without initiating Random Access (RA) in a case where the terminal device receives the RRC reconfiguration message - in ¶ [0098], (“the RRCReconfiguration message may be associated with one or more of: Signalling radio bearer: SRB1”); ¶ [0075], (“if rach-SkipSCG is configured is required upon SCG reconfiguration, E-UTRAN employs the SCG change procedure (i.e. an RRCConnectionReconfiguration message including the mobilityControlInfoSCG).”) via Signaling Radio Bearer (SRB)1; - in ¶ [0098], (“the RRCReconfiguration message may be associated with one or more of: Signalling radio bearer: SRB1”) It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified DENG and LEE with Tsai to include in a case where the terminal device receives the RRC reconfiguration message via SRB1, as taught by Tsai. One of ordinary skill in the art would have been motivated to make this modification to improve reliability, as suggested by Tsai, RACH-less HO procedure may result in high HO performance, lower latency, higher efficiency and/or higher reliability. - ¶ [0126] Claim 38. DENG teaches: A method of a first network device, the method comprising: - See Fig.3 transmitting, to a terminal device, a radio resource control (RRC) reconfiguration message for conditionally configuring a primary secondary cell (PSCell) of a secondary cell group (SCG), - See Fig.3, ¶ [0060], (“In step 7, the MN transmits a signaling for PSCell conditional change to the UE. The MN may transmit multiple PSCcell conditional change information at one time via an RRC reconfiguration signaling, or use multiple RRC reconfiguration signalings to transmit multiple PSCcell conditional change information in sequence. The PSCell conditional change information includes an identity of a candidate PSCell, a trigger condition for PSCell change, and radio resources configured for the UE by the candidate SN.”); ¶ [0040], (“in the process of performing the PSCell change, once detecting that a candidate PCell meets the conditional handover trigger condition, the UE starts to perform the PCell handover, and the candidate PCell is not configured with SCG or configured with SCG relevant to other PSCells.”) the RRC reconfiguration message comprising information of a plurality of candidate PSCells and the terminal device applying a configuration of the SCG without initiating Random Access (RA) in a case where the terminal device receives the RRC reconfiguration message via Signaling Radio Bearer (SRB)1; - See Fig.3, ¶ [0060], (“The MN may transmit multiple PSCcell conditional change information at one time via an RRC reconfiguration signaling, or use multiple RRC reconfiguration signalings to transmit multiple PSCcell conditional change information in sequence…Different candidate PSCells may have different or a same trigger condition for PSCell change.”) and receiving, from the terminal device, an uplink message which comprises information indicating the selected target PSCell. - See Fig. 3, ¶ [0063], (“In step 10, the UE indicates to the MN the determined target PSCell, i.e., the target PSCell that the UE will access. The UE may indicate the determined target PSCell to the MN via RRC signaling, for example, indicating an identity of the determined target PSCell.”) DENG does not explicitly teach: the RRC reconfiguration message comprising information of a plurality of candidate PSCells and the terminal device applying a configuration of the SCG without initiating Random Access (RA) in a case where the terminal device receives the RRC reconfiguration message via Signaling Radio Bearer (SRB)1; However, LEE teaches: the RRC reconfiguration message comprising information of a plurality of candidate PSCells and the terminal device applying a configuration of the SCG without initiating Random Access (RA) in a case where the terminal device receives the RRC reconfiguration message via Signaling Radio Bearer (SRB)1;- See Fig 14, ¶ [0205], (“the received RRCConnectionReconfiguration message includes radioResourceConfigDedicated including drb-ToAddModList:…¶ [0210] 3> perform PSCell addition or modification;…¶ [0215 - 0216], (“2> if rach-SkipSCG is configured: 3> configure lower layers to apply the rach-SkipSCG for the target SCG;…¶ [0222] 3> initiate the random access procedure on the PSCell, if rach-SkipSCG is not configured”, The random access procedure is not initiated if rach-SkipSCG is configured.) It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified DENG with LEE to include applying a configuration of the SCG without initiating Random Access, as taught by LEE. One of ordinary skill in the art would have been motivated to make this modification to reduce latency related to dual connectivity, as suggested by LEE, In DC (Dual connectivity), an SCG can be established, reconfigured or released by using an RRCConnectionReconfiguration message. - ¶ [0090] Combination of DENG and LEE does not explicitly teach: the RRC reconfiguration message comprising information of a plurality of candidate PSCells and the terminal device applying a configuration of the SCG without initiating Random Access (RA) in a case where the terminal device receives the RRC reconfiguration message via Signaling Radio Bearer (SRB)1; However, Tsai teaches: the RRC reconfiguration message comprising information of a plurality of candidate PSCells and the terminal device applying a configuration of the SCG without initiating Random Access (RA) in a case where the terminal device receives the RRC reconfiguration message via Signaling Radio Bearer (SRB)1; - in ¶ [0075], (“if rach-SkipSCG is configured is required upon SCG reconfiguration, E-UTRAN employs the SCG change procedure (i.e. an RRCConnectionReconfiguration message including the mobilityControlInfoSCG).”); ¶ [0078], (“an rach-SkipSCG field associated with the exemplary MobilityControlInfo information element 600 may indicate whether random access procedure for the target PSCell is skipped.”) via Signaling Radio Bearer (SRB)1; - in ¶ [0098], (“the RRCReconfiguration message may be associated with one or more of: Signalling radio bearer: SRB1”) It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified DENG and LEE with Tsai to include in a case where the terminal device receives the RRC reconfiguration message via SRB1, as taught by Tsai. One of ordinary skill in the art would have been motivated to make this modification to improve reliability, as suggested by Tsai, RACH-less HO procedure may result in high HO performance, lower latency, higher efficiency and/or higher reliability. - ¶ [0126] Claim 44. Combination of DENG and LEE teaches The method according to claim 18, - refer to the indicated claim for reference(s). DENG teaches: wherein the information indicating the selected target PSCell is forwarded to a second network device which configures the selected target PSCell. – See Fig. 3, ¶ [0063], (“the UE indicates to the MN the determined target PSCell, i.e., the target PSCell that the UE will access…for example, indicating an identity of the determined target PSCell. In response to receiving the indication information, the MN may forward data of a data radio bearer set up by the UE to the target SN”) Claim 39 is the apparatus claim corresponding to the method claim of claim 18 and is rejected under the same rationale as Claim 18 since they recite nearly identical limitations. Claims 46, 48 are rejected under the same rationale as Claim 44 since they recite nearly identical limitations. Claims 45, 47, 49 are rejected under 35 U.S.C. 103 as being unpatentable over DENG (US 20220369173, hereinafter, “DENG”, provided in the IDS by the applicant) in view of LEE et al. (US 20200389886, hereinafter, “LEE”), and further in view of Tsai et al. (US 20190297547, hereinafter, “Tsai”) and Eklöf et al. (US 20230300691, hereinafter, “Eklöf”). Claim 45. Combination of DENG and LEE teaches The method according to claim 18, - refer to the indicated claim for reference(s). Combination of DENG, LEE, and Tsai does not explicitly teach: comprising: transmitting ULlnformationTransferMRDC message which includes an embedded RRCReconfigurationComplete message which includes the information indicating the selected target PSCell to the first network device. However, Eklöf teaches: comprising: transmitting ULlnformationTransferMRDC message which includes an embedded RRCReconfigurationComplete message which includes the information indicating the selected target PSCell to the first network device. – in ¶ [0167], (“the UE applies the RRCReconfiguration (whose condConfigld=7) message, sets an RRCReconfigurationComplete, and includes within an ULInformationTransferMRDC in LTE format, setting the second identifier=7, which is the value of the condConfigld associated to the target cell…¶ [0169] (e.g. RRCReconfigurationComplete) message 66 is embedded in a third RRC message…the third RRC message may be an ULInformationTransferMRDC.”) It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified DENG, LEE, and Tsai with Eklöf to include transmitting ULlnformationTransferMRDC message, as taught by Eklöf. One of ordinary skill in the art would have been motivated to make this modification to improve dual connectivity, as suggested by Eklöf, Conditional configuration of multiple candidate target cells for multi-connectivity would advantageously improve the robustness of multi-connectivity configuration. - ¶ [0003] Claims 47, 49 are rejected under the same rationale as Claim 45 since they recite nearly identical limitations. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Shima Wasel whose telephone number is (703)756-4725. The examiner can normally be reached Monday - Friday 8:00 am - 5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Khaled Kassim can be reached at (571) 270-3770. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHIMA WASEL/Patent Examiner, Art Unit 2475 /KHALED M KASSIM/supervisory patent examiner, Art Unit 2475
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Prosecution Timeline

Show 4 earlier events
Jul 18, 2025
Response Filed
Aug 20, 2025
Final Rejection mailed — §103
Nov 20, 2025
Response after Non-Final Action
Dec 22, 2025
Request for Continued Examination
Jan 08, 2026
Response after Non-Final Action
Jan 20, 2026
Non-Final Rejection mailed — §103
Apr 20, 2026
Response Filed
May 06, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

5-6
Expected OA Rounds
68%
Grant Probability
99%
With Interview (+45.5%)
3y 3m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 22 resolved cases by this examiner. Grant probability derived from career allowance rate.

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