Prosecution Insights
Last updated: April 19, 2026
Application No. 18/007,172

METHOD FOR MANUFACTURING RESIN PARTICLE DISPERSION FOR TONER

Non-Final OA §103
Filed
Jan 27, 2023
Examiner
SULLIVAN IV, CHARLES COLLINS
Art Unit
1737
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Kao Corporation
OA Round
3 (Non-Final)
66%
Grant Probability
Favorable
3-4
OA Rounds
3y 4m
To Grant
87%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allow Rate
57 granted / 86 resolved
+1.3% vs TC avg
Strong +21% interview lift
Without
With
+21.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
26 currently pending
Career history
112
Total Applications
across all art units

Statute-Specific Performance

§103
60.2%
+20.2% vs TC avg
§102
16.3%
-23.7% vs TC avg
§112
11.7%
-28.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 86 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 1/16/2026 has been entered. Response to Amendment The amendment filed 1/16/2026 has been entered. Claims 1-15 remain pending. Claims 2 and 13-14 are amended. Claim 16 has been added. Response to Arguments Applicant’s arguments, see page 6-8, filed 1/16/2026, with respect to the rejection(s) of claim(s) claims 1-15 under 35 USC 103 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Hirai (JP 2017090573) in view of Kawanishi (US 20030023103). Applicant argues Haki teaches a copolymer having a crystalline portion and an amorphous portion, not a dispersion of an amorphous polyester based resin and a crystalline polyester resin as presently claimed. Examiner agrees, Haki only teaches a single copolymer resin. Hirai is now relied upon to teach the production of a resin particle dispersion comprising an amorphous polyester based resin and a crystalline polyester resin. Haki further teaches the amorphous polyester based resin is a polycondensate of an alcohol and a carboxylic acid in the presence of a hydrocarbon wax, and the crystallin polyester is a polycondensate of an alcohol and a carboxylic acid, as claimed in the New claim 16. Applicant's arguments, see page 7, filed 1/16/2026 have been fully considered but they are not persuasive. Applicant argues while Kawanishi uses a static mixer as a cooling means, Kawanishi is silent to cooling simultaneously with fluidizing, continuously mixing, and continuously discharging. Examiner notes the Instant Application specifically uses a static mixer to perform the simultaneous cooling, fluidizing, continuously mixing, and continuously discharging (Instant Application [0106]-[0114] page 35-38, [0152] page 56-57, [0155] page 57, [0157] page 58). Examiner further notes a static mixer, such as the model 1/4*N30*232*F used in the Instant Examples, is a pipe with fixed resistance member inside it. Therefore, a static mixer would inherently simultaneously fluidize, continuously mix, and continuously discharge the dispersion as it is fed into it. Using the static mixer to also cool the dispersion would simultaneously perform all 4 processes. Kawanishi teaches using a static mixer to rapidly cool liquids as they are mixed in the static mixer. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-4 and 7-16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hirai (JP 2017090573) in view of Kawanishi (US 20030023103). Regarding claims 1-2 and 14-16, Hirai discloses a method of producing a toner from a dispersion, the dispersion comprising a composite polyester resin having a styrene-acrylic segment, the polyester segment including a structural unit derived from a hydrocarbon wax, and a crystalline polyester ([0008],[0010]-[0012]). The composite resin further comprises a structural unit derived from an alcohol component and a structural unit derived from a carboxylic acid ([0019], [0026]). The amorphous resin is produced by mixing the alcohols and carboxylic acids with the hydrocarbon wax, heating and carrying out polycondensation ([0008], [0010], [0026], [0142]-[0143], Table 1 page 35-36). Hirai further discloses the crystalline polyester comprises a structural unit derived from an alcohol component and a structural unit derived from a carboxylic acid component, which are mixed and reacted in a polycondensation reaction ([0069]-[0075]). Hirai further discloses the aqueous dispersion is produced by mixing dispersions the polyester resins, aggregating particles, and fusing the aggregated particles, which are then cooled ([0008], [0155]). Hirai does not disclose the means for cooling the dispersion. Kawanishi teaches a method of mixing an aqueous solution within a closed mixing means ([0022]), specifically a static mixer, which may further be used for cooling of the water based dispersion ([0054], [0068). One of skill in the art would recognize a static mixer would simultaneously fluidize, continuously mix, and continuously discharge the solution. Kawanishi further teaches the cooler may be selected from a double pipe or triple pipe combined with a static mixer depending on the required capacity of heat exchange ([0068]). Kawanishi further teaches closed mixing means have no air phase, and therefore no gas/liquid interface ([0023]), which prevents agglomeration of particles on the surface of bubbles ([0018]). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date to use a closed mixing means such as a static mixer, as taught by Kawanishi, to prevent excess bubble formation and particle agglomeration in the method of Hirai. Regarding claims 3-4, modified Hirai discloses all limitations as set forth above. Kawanishi further teaches when cooling the dispersion a cooling rate should be selected such that the desired temperature is reached in 0.05-10 seconds, preferably 0.05-1 second ([0059]). Regarding claims 7-8, modified Hirai discloses all limitations as set forth above. Hirai further discloses the dispersion is cooled from 80°C to 20°C, a difference of 60°C ([0155]). Regarding claims 9-11, modified Hirai discloses all limitations as set forth above. Hirai further discloses the melting point of the crystalline resins C1 and C2 used in the examples are 85.3°C and 73.6°C, respectively (Table 3 page 37). The dispersion is fused at 80°C ([0155]), which is more than [the melting point of the crystalline resin -15°C] and lower than [the melting point of the crystalline resin +30°C]. The dispersion is then cooled to 20°C ([0155]), which is higher than [the melting point of the crystalline resin -80°C] and lower than [the melting point of the crystalline resin -30°C]. Regarding claim 12, modified Hirai discloses all limitations as set forth above. Hirai further discloses the individual resin dispersions, a1-a13, b1 to b2, and c1-c2 are diluted with water to a concentration 20% solids by mass ([0153]). The resin particle dispersion used to produce the toner is a mix of 90g dispersion a1 (aka 18g resin, 72g water), 180g dispersion b1 (aka 36g resin, 144g water), 30g dispersion c1 (aka 6g resin, 24g water), 52g of water, 150g of 0.1 mass% calcium chloride solution, 30g of dispersion b2 (aka 6g resin, 24g water), and 37g of deionized water mixed with 4.2 g of surfactant ([0155]). This brings the total water to resin ratio to (72+144+24+52+150+24+37) : (18+36+6+6), or 603:66 = 7.62:1. Regarding claim 13, modified Hirai discloses all limitations as set forth above. Hirai further discloses 90g of dispersion a1, aka the amorphous polyester-based resin, and 30g of dispersion c1, aka the crystalline polyester resin, are used in the production of toner 1, a ratio of 75:25 ([0155]). Examples 2-10 further show a range of 270:30 for Toner 2, aka 90:10, to 15:30 for Toner 3, aka 33.3:66.7 (Table 5, page 40-41). Claims 5-6 are rejected under 35 U.S.C. 103 as being unpatentable over Hirai (JP 2017090573) in view of Kawanishi (US 20030023103) as applied to claims 1-4 and 7-16 above, and further in view of Nagashima (US 20170160662). Regarding claims 5-6, modified Hirai discloses all limitations as set forth above. However, Hirai does not disclose a cooling rate of 20°C/second or more. Nagashima teaches a toner production method using a high cooling rate, preferably at least 50°C/min, with an upper limit of 3000°C/min ([0108]-[0110]). In other words cooling at a rate of 50/60 to 3000/60 or 0.83 to 50°C/second. Nagashima further teaches the degree of crystallization of the crystalline resin differs depending on the cooling rate, with increased crystallization occurring when cooled at a rapid rate ([0108]-[0109]). Increased crystallization controls the integration value of stress, which is correlated to the cold offset resistance of the toner ([0025], [0109]). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date to ensure the dispersion of modified Hirai is cooled at a rate of 0.83-50°C/second, as taught by Nagashima, to improve the cold offset resistance of the toner produced by the dispersion. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHARLES COLLINS SULLIVAN IV whose telephone number is (571)272-2208. The examiner can normally be reached M-F 8-4:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Huff can be reached at (571) 272-1385. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /C.C.S./ Examiner, Art Unit 1737 /MARK F. HUFF/ Supervisory Patent Examiner, Art Unit 1737
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Prosecution Timeline

Jan 27, 2023
Application Filed
May 30, 2025
Non-Final Rejection — §103
Aug 04, 2025
Interview Requested
Aug 13, 2025
Examiner Interview Summary
Aug 13, 2025
Applicant Interview (Telephonic)
Aug 25, 2025
Response Filed
Oct 08, 2025
Final Rejection — §103
Jan 16, 2026
Request for Continued Examination
Jan 23, 2026
Response after Non-Final Action
Feb 18, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12578665
TONER PRODUCING METHOD
2y 5m to grant Granted Mar 17, 2026
Patent 12570847
METHOD FOR PRODUCING COMPOSITE RESIN PARTICLE DISPERSION, METHOD FOR PRODUCING PRESSURE-SENSITIVE ADHESIVE, METHOD FOR PRODUCING PRESSURE-RESPONSIVE RESIN, METHOD FOR PRODUCING TONER FOR ELECTROSTATIC CHARGE IMAGE DEVELOPMENT, AND COMPOSITE RESIN PARTICLE DISPERSION
2y 5m to grant Granted Mar 10, 2026
Patent 12554209
TONER PARTICLE WITH AMORPHOUS POLYESTER RESIN
2y 5m to grant Granted Feb 17, 2026
Patent 12523944
ELECTROSTATIC CHARGE IMAGE DEVELOPING TONER, ELECTROSTATIC CHARGE IMAGE DEVELOPER, TONER CARTRIDGE, PROCESS CARTRIDGE, IMAGE FORMING APPARATUS, AND IMAGE FORMING METHOD
2y 5m to grant Granted Jan 13, 2026
Patent 12504700
TONER
2y 5m to grant Granted Dec 23, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
66%
Grant Probability
87%
With Interview (+21.1%)
3y 4m
Median Time to Grant
High
PTA Risk
Based on 86 resolved cases by this examiner. Grant probability derived from career allow rate.

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