Prosecution Insights
Last updated: October 04, 2026
Application No. 18/008,799

THERMOGEL SUSTAINED-RELEASE MICROPARTICLE-BASED DELIVERY TO A PARANASAL AND/OR NASAL CAVITY

Final Rejection §103
Filed
Dec 07, 2022
Priority
Jun 09, 2020 — provisional 63/036,739 +1 more
Examiner
WERTZ, ASHLEE ELIZABETH
Art Unit
1612
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
UNIVERSITY OF PITTSBURGH - OF THE COMMONWEALTH SYSTEM OF HIGHER EDUCATION
OA Round
4 (Final)
53%
Grant Probability
Moderate
5-6
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 53% of resolved cases
53%
Career Allowance Rate
27 granted / 51 resolved
-7.1% vs TC avg
Strong +42% interview lift
Without
With
+42.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
59 currently pending
Career history
107
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
48.4%
+8.4% vs TC avg
§102
6.7%
-33.3% vs TC avg
§112
15.9%
-24.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 51 resolved cases

Office Action

§103
DETAILED ACTION Continued Examination A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 2/25/2026 has been entered. Previous Rejections Applicant’s arguments, filed January 27, 2026, have been fully considered. Rejections and/or objections not reiterated from previous office actions are hereby withdrawn. The following rejections and/or objections are either reiterated or newly applied. They constitute the complete set presently being applied to the instant application. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-4, 8-9, 14, 16-17, 34-36, and 38-39 are rejected under 35 U.S.C. 103 as being as being obvious over Far et al. (ACS Omega, 2020, 5:7432-7439) in view of Cheng et al. (US 2007/0110784 A1). Regarding claim 1, Far discloses poly(lactic-co-glycolic acid) (PLGA) particles loaded with the drug, mometasone furoate, for intranasal drug administration to treat nasal conditions (abstract; pg. 7434). The mometasone furoate is dispersed within the PLGA particles (Fig 2; pg. 7434). Far does not teach the particles are included in a thermoresponsive gel comprising poly(N-isopropylacrylamide). Cheng teaches a thermal reversible gel with the polymers poly(N-isopropylacrylamide) and polyethylene glycol (abstract; claim 2) [0066]. Drug delivery systems are formed by suspending drug-containing particles in the polymer composition and then injecting the composition into a specified site of a subject [0084]. Cheng teaches that this arrangement is conductive for slow release of the biologically active molecule from the gel structure [0073]. A biologically active molecule for incorporation into the polymer composition may be any which causes a physiological change or effect, such as a drug [0074]. Cheng teaches that the polymer combination allows for an implant material that is strong, modifiable and is easily reshaped or removed from the site of implantation [0017] [0043]-[0044] [0049] [0066] [0002]. Since Far generally teaches polymeric materials for drug delivery, it would have been prima facie obvious to include a thermal reversible gel with poly(N-isopropylacrylamide) and polyethylene glycol within the teaches of Far, because Cheng teaches that drug delivery systems formed by suspending drug-containing particles in a polymer composition with poly(N-isopropylacrylamide) and polyethylene glycol allows for slow release of a drug [0073]-[0074]. The ordinarily skilled artisan would have been motivated to use the polymer system with drug containing particles taught by Cheng to allow the particles to be injected into a specified site of a subject to form an implant material that is strong, modifiable and is easily reshaped or removed from the site of implantation [0017] [0043]-[0044] [0049] [0066] [0002] [0074] [0084]. Additionally, it is prima facie obvious to combine prior art elements according to known methods, to yield predictable results. In the instant case, all the claimed elements (e.g., a poly(N-isopropylacrylamide/polyethylene glycol gel with drug containing particles and poly(lactic-co-glycolic acid) mometasone furoate particles) were known in the prior art and one skilled in the art could have combined the elements as claimed by known methods with no change in their respective functions, and the combination yielding nothing more than predictable results (e.g., a thermoresponsive gel) to one of ordinary skill in the art. MPEP 2143.A. Claims 2-4 are rendered prima facie obvious because Far discloses the therapeutic agent mometasone furoate (MF) (abstract; pg. 7434). Claims 8-9 are rendered prima facie obvious because it would have been obvious to include the polymers taught by Cheng, as previously discussed, and Cheng teaches the polymer combination poly(N-isopropylacrylamide) and polyethylene glycol (claim 2) [0066]. Claim 14 is rendered prima facie obvious because Cheng discloses suspending drug-containing particles in the polymer composition and that the composition is a mixture of the components [0033] [0084] [0089]-[0097] (i.e., it would be reasonably expected that the particles would be homogeneously distributed). Claims 16-17 and 39 are rendered prima facie obvious because Cheng discloses that the composition is in a freeze-dried (i.e., lyophilized powder) form [0091]. Claims 34 and 35 are rendered prima facie obvious because Far discloses that the particles have a size distribution from around 60 nm to around 400 nm (pg. 7434, Figure 3A). In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. Similarly, a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close. See MPEP 2144.05 A. Regarding claim 36, while the system being configured for releasing the therapeutic agent for up to four weeks is not explicitly disclosed by the prior art, a chemical composition and its properties are inseparable. MPEP 2112.01 II. Therefore, because the combined teachings of the prior art disclose a system with the same components (e.g., PEG–PNIPAAm gel and PLGA particles with mometasone furoate), the properties the applicant discloses and/or claims (release up to four weeks) are necessarily present. Claim 38 is rendered prima facie obvious because Far discloses that the PLGA has a ratio of lactide to glycolide of 50:50 (pg. 7433, Section 2.1 Materials). Claim 37 is rejected under 35 U.S.C. 103 as being as being obvious over Far et al. (ACS Omega, 2020, 5:7432-7439) in view of Cheng et al. (US 2007/0110784 A1) and further in view of Mundari et al. (Journal of Controlled Release, 2008, 125:193–209). The 35 U.S.C. 103 rejection over Far in view of Cheng was previously discussed. The combined teachings of the prior art do not disclose the PLGA has a weight average molecular weight of 4 kDa to 8 kDa, as recited in claim 37. Mundari teaches that PLGA polymers in the molecular weight range of 5–15 kDa are used for the delivery of active agents (pg. 203, right column, bottom) and that the molecular weight of PLGA influences the release characteristics (i.e., degradation time) of the delivery system (abstract; pg. 202, left column, second full paragraph). PLGA is recognized to have different effects (i.e., degradation time) with different molecular weights used. Thus, the general condition (molecular weight of PLGA) is known in the art and the weight of PLGA is recognized to be result effective. As such, result effective variables can be optimized by routine experimentation, and it would have been prima facie obvious to optimize the molecular weight of PLGA, within the combined teachings of the prior art, to achieved the desired release characteristics. See MPEP 2144.05. Response to Arguments Applicant's arguments filed 01/27/2026 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Ashlee E Wertz whose telephone number is (571)270-7663. The examiner can normally be reached Monday - Friday, 8 AM - 5 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sahana Kaup can be reached at 571-272-6897. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ASHLEE E WERTZ/Examiner, Art Unit 1612 /SAHANA S KAUP/Supervisory Primary Examiner, Art Unit 1612
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Prosecution Timeline

Show 2 earlier events
Jun 24, 2025
Response Filed
Aug 28, 2025
Final Rejection mailed — §103
Jan 27, 2026
Response after Non-Final Action
Feb 25, 2026
Request for Continued Examination
Mar 03, 2026
Response after Non-Final Action
Apr 22, 2026
Non-Final Rejection mailed — §103
Aug 18, 2026
Response Filed
Oct 01, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
53%
Grant Probability
95%
With Interview (+42.1%)
3y 4m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 51 resolved cases by this examiner. Grant probability derived from career allowance rate.

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