Prosecution Insights
Last updated: April 19, 2026
Application No. 18/010,958

BATTERY PACK, AND DEVICE INCLUDING THE SAME

Final Rejection §103
Filed
Dec 16, 2022
Examiner
ROSENBAUM, AMANDA R
Art Unit
1752
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution, Ltd.
OA Round
2 (Final)
60%
Grant Probability
Moderate
3-4
OA Rounds
2y 11m
To Grant
70%
With Interview

Examiner Intelligence

Grants 60% of resolved cases
60%
Career Allow Rate
98 granted / 164 resolved
-5.2% vs TC avg
Moderate +10% lift
Without
With
+10.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
44 currently pending
Career history
208
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
57.4%
+17.4% vs TC avg
§102
14.1%
-25.9% vs TC avg
§112
21.2%
-18.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 164 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment In response to the amendments filed 10/27/2026: Claims 1-7 and 9-10 are pending in the current application. Claims 1, 6-7, and 9 have been amended. Claim 8 is canceled. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-7 and 9-10 are rejected under 35 U.S.C. 103 as being unpatentable over Zacher et al. (DE 102017119467 B4) in view of Hirano et al. (JP 2013062023 A). Regarding claim 1, Zacher teaches a battery pack 4 comprising a battery pack frame, or floor structure 22 including a plurality of accommodating portions (Fig. 1); a plurality of battery cell laminates, or cells laminated together such as rectangular or pouch cells 13/23 accommodated in a respective one of the plurality of accommodating portions (P36.44-46; Fig. 1-2), and an upper plate, or cover, wherein the base has a U-profile and is paired with a lid that covers the plurality of accommodating portions (P28-29; Fig. 2-3), wherein the plurality of accommodating portions are separated by at least one partitioning wall, or pre-tensioning device 4, and a separation space exists between the at least one partitioning wall and the upper plate, wherein a space exists between the plurality of accommodating portions and the upper plate is not partitioned by the partitioning wall, and disposed to form one space, wherein the partition only need support from the base, saving weight and installation space (P29.40-44; Fig. 1). Zacher is silent in teaching a coolant filled in the plurality of accommodating portions; and a heat exchanger liquified the coolant that is vaporized by communicating with the plurality of accommodating portions, wherein the one space is not filled with the coolant; however, Hirano, in a similar field of endeavor teaches a battery pack comprising plurality of battery cells (P29). Hirano teaches a coolant 4 filled in accommodating portion of a plurality of cells 3 and an upper plate, or top plate of condenser 6 and heat exchanger, or heat sink plate with fins 5/5a (or capacitor/cooler/evaporator 6/14/15) that liquifies the coolant that is vaporized by communicating with the accommodating portion of the cells to improve health, lifetime, and safety of a battery (P20-30; Fig. 2-5). A space between the accommodating portion and the upper plate 6a is disposed to form one space, and the one space is not filled with the liquid coolant, i.e., leaving 30% to 20% of the area unfilled to account for pressure change and thermal exchange (P15-16.25; Fig. 1-3.6-8). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the instant application to use the upper plate and heat exchanger of Hirano to cover the plurality of accommodating portions of Zacher, and have a coolant filled in the plurality of accommodating portions, while having the top at least 20-30% of the space below the exchanger not filled with coolant, to improve health, lifetime, and safety of a battery. The rationale to support a conclusion that the claim would have been obvious is that a method of enhancing a particular class of devices (methods, or products) has been made part of the ordinary capabilities of one skilled in the art based upon the teaching of such improvement in other situations. One of ordinary skill in the art would have been capable of applying this known method of enhancement to a "base" device (method, or product) in the prior art and the results would have been predictable to one of ordinary skill in the art. MPEP 2143 C Regarding claim 2, modified Zacher in view of Hirano teaches the coolant is a liquid with insulating characteristics (P24). Regarding claim 3, modified Zacher in view of Hirano teaches the plurality of battery cell laminates directly contacts the coolant (P9.24-25.28; Fig. 1-8) Regarding claim 4, modified Zacher in view of Hirano teaches the coolant that is vaporized directly contacts the heat exchanger 5 (P20-30.39; Fig. 1-8) Regarding claim 5, modified Zacher in view of Hirano teaches the coolant that is liquified is returned to the plurality of accommodating portions (P20-30; Fig. 1-8). Regarding claim 6, modified Zacher in view of Hirano teaches the heat exchanger communicates with the plurality of accommodating portions through a passage formed by the upper plate covering the plurality of accommodating portions (P28-30.39; Fig. 1-8). Regarding claim 7, modified Zacher in view of Hirano teaches the heat exchanger is a cooling plate, or a heat sink 5 (Hirano; P19-21; Fig. 1-3) between an upper plate covering the plurality of accommodating portions and the plurality of accommodating portions in light of modified Zacher (P29.40-44; Fig. 1). Regarding claim 9, modified Zacher in view of Hirano teaches the heat exchanger communicates with the separation space (P20-30). Regarding claim 10, modified Zacher teaches a device comprising the battery pack of claim 1 (P9). Response to Arguments Applicant's arguments filed 10/27/2025 have been fully considered but they are not persuasive. Applicant argues: According to Hirano, a plurality of cells 3 are arranged in a single space. In contrast, claim 1 now recites the plurality of accommodating portions are separated by at least one partitioning wall and a cell stack is arranged in each of the accommodating portions. This enables efficient cooling of a larger number of cell stacks with a simple structure. Therefore, the combination of Zacher and Hirano does not result in the subject matter of claim 1. This argument is not persuasive. Zacher, not Hirano, is relied on for teaching the plurality of accommodating portions are separated by at least one partitioning wall and a cell stack is arranged in each of the accommodating portions. Disclosed examples and preferred embodiments do not constitute a teaching away from a broader disclosure or nonpreferred embodiments. Hirano teaches using the cooling system within a vehicle battery pack with a goal of minimizing space used (P8-10.25). Hirano teaches any configuration can be used to house any number/groups of cells (P10.25-27). Zacher teaches to further minimize the size of a battery pack comprising a plurality of groups of batteries within a battery pack of a vehicle to include at least one partitioning wall (P1-4.11.25.29.51). Similarly, Zacher, teaching the accommodating portions separated by partitioning walls, would be motivated to use the cooling structure of Hirano as a space saving method of cooling the battery pack in a vehicle. Thus, reasonable expectation for success of the combination exists. Accordingly, the argument is piecemeal analysis that does not take the combination into account. In response to the applicants argument again the references individually, one cannot show nonobviousness by attacking references individually where the rejections are based on combinations of references. The examiner notes that a person of ordinary skill in the art is also a person of ordinary creativity, not an automaton, and that a person of ordinary skill in the art will be able to fit the teachings of multiple patents together taking into account the inferences and creative steps that a person of skill in the art would employ. MPEP 2141.03 I "The test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference.... Rather, the test is what the combined teachings of those references would have suggested to those of ordinary skill in the art." Combining the teachings of references does not involve an ability to combine their specific structures. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Gao et al. (US 20210066768) teaches a coolant 3 filled in accommodating portion of a plurality of cells 2 and a heat exchanger, or condenser 5 liquified the coolant that is vaporized by communicating with the plurality of accommodating portions to improve health, lifetime, and safety of a battery (P23-31; Fig. 1-4). Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Amanda Rosenbaum whose telephone number is (571)272-8218. The examiner can normally be reached Monday-Friday 9:00 am-5 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nicholas A. Smith can be reached at (571) 272-8760. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Amanda Rosenbaum/ Examiner, Art Unit 1752 /Helen Oi K CONLEY/ Primary Examiner, Art Unit 1752
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Prosecution Timeline

Dec 16, 2022
Application Filed
Jul 16, 2025
Non-Final Rejection — §103
Oct 02, 2025
Applicant Interview (Telephonic)
Oct 03, 2025
Examiner Interview Summary
Oct 27, 2025
Response Filed
Feb 16, 2026
Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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COMPONENT FOR SOLID OXIDE FUEL CELL
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Patent 12567649
BATTERY MODULE AND ENERGY STORAGE SYSTEM INCLUDING THE SAME
2y 5m to grant Granted Mar 03, 2026
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SOLID-STATE BATTERY
2y 5m to grant Granted Dec 30, 2025
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BATTERY UNIT
2y 5m to grant Granted Dec 30, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
60%
Grant Probability
70%
With Interview (+10.4%)
2y 11m
Median Time to Grant
Moderate
PTA Risk
Based on 164 resolved cases by this examiner. Grant probability derived from career allow rate.

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