Prosecution Insights
Last updated: April 19, 2026
Application No. 18/012,331

HETEROCYCLIC COMPOUND AND ORGANIC LIGHT-EMITTING DEVICE USING SAME

Non-Final OA §102§103
Filed
Dec 22, 2022
Examiner
CLARK, GREGORY D
Art Unit
1786
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Lt Materials Co. Ltd.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
3y 2m
To Grant
93%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
1016 granted / 1202 resolved
+19.5% vs TC avg
Moderate +8% lift
Without
With
+8.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
44 currently pending
Career history
1246
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
50.0%
+10.0% vs TC avg
§102
29.6%
-10.4% vs TC avg
§112
8.8%
-31.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1202 resolved cases

Office Action

§102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-4, 6-10 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Kim (US 2021/0083201). Regarding Claims 1-4, Kim teaches a material represented by Compd 28 (page 15): PNG media_image1.png 218 398 media_image1.png Greyscale Comds 28 reads on applicant Formula 1 wherein Ra = phenyl; R2-R7 = H; p = 0, A = phenyl(biphenyl)amine; Rb = H (per claims 1-2). Comds 28 reads on applicant Formula 2 and 8 wherein Ra1 = phenyl; R12-R17 = H; p = 0; a =0, Ar1 = phenyl; b = 1 L2 = phenylene, Ar2 = phenyl; Rb = H (per claims 3-4) Regarding Claim 6, Kim teaches Compd 33 (page 16) PNG media_image2.png 298 398 media_image2.png Greyscale Compd 33 is identical to B1-2 (per claim 6). Regarding Claims 7-10, Kim teaches an OLED: [0122] the first electrode of the organic light-emitting device may be an anode, [0123] the second electrode of the organic light-emitting device may be a cathode, [0124] the organic layer may include at least one heterocyclic compound represented by Formula 1 (Compds 28 and 33). [0125] the organic layer may further include a hole transport region between the first electrode and the emission layer and an electron transport region between the emission layer and the second electrode, [0126] the hole transport region may include a hole injection layer, a hole transport layer, an emission auxiliary layer, an electron blocking layer, or any combination thereof, and [0127] the electron transport region may include a hole blocking layer, an electron transport layer, an electron injection layer, or any combination thereof (per claim 10). [0128] In one embodiment, the hole transport region may include the heterocyclic compound (Compds 28 and 33) (per claims 7-9) . [0129] In one or more embodiments, the hole transport region includes a hole transport layer, which includes the heterocyclic compound. [0130] In one or more embodiments, the emission layer may include the heterocyclic compound. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Kim (US 2021/0083201) in view of Park (US 2020/0403165). Regarding Claim 5, Kim teaches Compd 28 used in an OLED (paragraph 117). Compd 28 can contain deuterium but the amount is not indicated. Park teaches an OLED (abstract). Parks teaches that studies have been made to introduce a deuterium-substituted compound as a material in the light emitting layer in order to improve the longevity and stability of the organic light emitting diode (paragraph 9). Compounds substituted with deuterium are known to exhibit differences in thermodynamic behavior from those bonded with hydrogen because the atomic mass of deuterium is twice as great as that of hydrogen, which results in lower zero point energy and lower vibration energy level (paragraph 10). Physicochemical properties involving deuterium, such as chemical bond lengths, etc., appear to be different from those involving hydrogen for hydrogen. In particular, the van der Waals radius of deuterium is smaller than that of hydrogen, because of the smaller stretching amplitude of the C-D bond compared to the C—H bond. Generally, the C-D bond is shorter and stronger than the C—H bond. Upon deuterium substitution, the ground state energy is lowered and a short bond length is formed between the carbon atom and the deuterium atom. Accordingly, the molecular hardcore volume becomes smaller, thereby reducing the electron polarizability can be reduced, and the thin film volume can be increased by weakening the intermolecular interaction (paragraph 11). Deuterium substitution provides the effect of reducing the crystallinity of the thin film, that is, it makes the thin film amorphous. Generally, a compound having deuterium substitution may be advantageously used to increase the life span and driving characteristics of an OLED and further improve the thermal resistance ( paragraph 12). The office regards that above teaching as a positive recitation showing the clear advantages of substituting at least one hydrogen atom(s) with deuterium atoms in an OLED compound. The expectation of one or ordinary skill in the art is to achieve a device with a low-voltage driving and long life span. Therefore, with the expectation of achieve said low-voltage driving and long life span in the device, it would have been obvious to one of ordinary skill in the art before the filing date of invention to have incorporated deuterium in Compd 28 at a sufficient level to optimize low-voltage driving and long life span which would have overlapped a portion of the claimed range, absent unexpected results (per claim 5). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to GREGORY D CLARK whose telephone number is (571)270-7087. The examiner can normally be reached on 8AM-4PM M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Chriss can be reached on 571-272-7783. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GREGORY D CLARK/Primary Examiner, Art Unit 1786
Read full office action

Prosecution Timeline

Dec 22, 2022
Application Filed
Feb 03, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604655
POLYMER, QUANTUM DOT COMPOSITION AND LIGHT-EMITTING DEVICE EMPLOYING THE SAME
2y 5m to grant Granted Apr 14, 2026
Patent 12584066
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Patent 12584067
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Patent 12581793
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
93%
With Interview (+8.2%)
3y 2m
Median Time to Grant
Low
PTA Risk
Based on 1202 resolved cases by this examiner. Grant probability derived from career allow rate.

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