Prosecution Insights
Last updated: October 02, 2026
Application No. 18/012,360

MOBILE NETWORK AUTHENTICATION USING A CONCEALED IDENTITY

Final Rejection §103
Filed
Dec 22, 2022
Priority
Jun 22, 2020 — nonprovisional of PCTEP2020067372
Examiner
HEIBER, SHANTELL LAKETA
Art Unit
2645
Tech Center
2600 — Communications
Assignee
Lenovo (United States) Inc.
OA Round
2 (Final)
77%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
627 granted / 810 resolved
+15.4% vs TC avg
Strong +20% interview lift
Without
With
+19.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
30 currently pending
Career history
849
Total Applications
across all art units

Statute-Specific Performance

§101
5.6%
-34.4% vs TC avg
§103
58.9%
+18.9% vs TC avg
§102
25.5%
-14.5% vs TC avg
§112
4.3%
-35.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 810 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments with respect to the claim(s) have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 29, 33, 37 and 39 is/are rejected under 35 U.S.C. 103 as being unpatentable over Baskaran et al. (Baskaran), U.S. Publication No. 2021/0409939 in view of Li et al. (Li), U.S. Publication No. 2020/0275269 in further view of De Kievit et al. (De Kievit), U.S. Publication No. 2021/0409942. Regarding Claim 29, Baskaran discloses an apparatus for wireless communication, comprising: a memory (as required for carrying out invention and steps discussed in Baskaran); and a processor (as required for carrying out invention and steps discussed in Baskaran) coupled with the memory and configured to cause the apparatus to: receive a first authentication message to authenticate a user equipment (UE), wherein the first authentication message includes an identifier of the UE (i.e., The AMF/SEAF can initiate the authentication by including the received UE ID and UE KDF capabilities in the authentication request message and send the authentication request message to the AUSF; see paragraph [0104] and figure 4); detect that the identifier is a subscription concealed identifier (SUCI) of the UE (i.e., in other words, identity information (UE ID) such as SUCI…see paragraph [0102] and figure 2), the SUCI associated with a fifth generation (5G) 3GPP mobile network, wherein the SUCI indicates that the UE supports 5G capability (i.e., 5G systems as described throughout the Baskaran reference; see paragraph [0002] therefore, the SUCI described in Baskaran is associated with 5G 3GPP and the UE is shown to support 5G capability); transmit an authentication request message to a network function, wherein the authentication request message includes the SUCI (i.e., The AUSF can send the received UE ID and UE KDF capabilities in the authentication information request message to the UDM/ARPF; see paragraph [0105]), wherein the authentication request message indicates an authentication method or authentication type (i.e., UE KDF as described in paragraph [0093]); and receive an authentication response message from the network function (i.e., The UDM/ARPF then sends the network selected KDF in the authentication information response message to the AUSF; see paragraph [0110]). Baskaran fails to disclose with a third generation partnership project (3GPP) mobile network via a non-3GPP access network and wherein the authentication response message includes a subscription permanent identifier (SUPI) of the UE and an authentication vector (AV) for authenticating the UE. Li discloses with a third generation partnership project (3GPP) mobile network via a non-3GPP access network (see figures 2 and 7). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Li’s invention with Baskaran’s invention for improving a secure communication capability of a terminal when the terminal accesses a wireless network using different radio access technologies (see paragraph [0004] of Li). Baskaran and Li fail to disclose wherein the authentication response message includes a subscription permanent identifier (SUPI) of the UE and an authentication vector (AV) for authenticating the UE. De Kievit discloses wherein the authentication response message includes a subscription permanent identifier (SUPI) of the UE and an authentication vector (AV) for authenticating the UE (see paragraph [0091]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider De Kievit’s invention with Baskaran’s and Li’s invention for preventing network attacks as described throughout De Kievit. Regarding Claim 39, Baskaran discloses an apparatus for wireless communication, comprising: a memory (as required for carrying out invention and steps discussed in Baskaran); and a processor (as required for carrying out invention and steps discussed in Baskaran) coupled with the memory and configured to cause the apparatus to: receive, from a network function, an authentication request message to authenticate a user equipment (UE) (i.e., The AMF/SEAF can initiate the authentication by including the received UE ID and UE KDF capabilities in the authentication request message and send the authentication request message to the AUSF; see paragraph [0104] and figure 4), wherein the authentication request message includes an identifier of the UE and an authentication type (i.e., UE KDF as described in paragraph [0093]); detect that the identifier is a subscription concealed identifier (SUCI) of the UE (i.e., in other words, identity information (UE ID) such as SUCI…see paragraph [0102] and figure 2), the SUCI associated with a fifth generation (5G) 3GPP mobile network, wherein the SUCI indicates that the UE supports 5G capability (i.e., 5G systems as described throughout the Baskaran reference; see paragraph [0002] therefore, the SUCI described in Baskaran is associated with 5G 3GPP and the UE is shown to support 5G capability); de-conceal the SUCI to determine a subscription permanent identifier (SUPI) of the UE (i.e., If the SUCI is received in the authentication information request message, the SIDF (offered by the UDM or located elsewhere) can de-conceal the SUCI to retrieve the SUPI; see paragraph [0106]); and transmit an authentication response message to the network function (i.e., The AUSF can send the received UE ID and UE KDF capabilities in the authentication information request message to the UDM/ARPF; see paragraph [0105]). Baskaran fails to disclose with a third generation partnership project (3GPP) mobile network via a non-3GPP access network and wherein the authentication response message includes the SUPI and an authentication vector (AV) for authenticating the UE. Li discloses with a third generation partnership project (3GPP) mobile network via a non-3GPP access network (see figures 2 and 7). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Li’s invention with Baskaran’s invention for improving a secure communication capability of a terminal when the terminal accesses a wireless network using different radio access technologies (see paragraph [0004] of Li). Baskaran and Li fail to disclose wherein the authentication response message includes the SUPI and an authentication vector (AV) for authenticating the UE. De Kievit discloses wherein the authentication response message includes the SUPI and an authentication vector (AV) for authenticating the UE (see paragraph [0091]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider De Kievit’s invention with Baskaran’s and Li’s invention for preventing network attacks as described throughout De Kievit. Regarding Claim 33, Baskaran, Li and De Kievit disclose the apparatus as described above. Baskaran further discloses wherein the network function comprises a unified data management (UDM) server (see figure 4). Regarding Claim 37, Baskaran, Li and De Kievit disclose the apparatus as described above. Baskaran further discloses wherein the network function comprises an authentication server function (AUSF) (see figure 4). Claim(s) 30 is/are rejected under 35 U.S.C. 103 as being unpatentable over Baskaran, Li and De Kievit in view of Gundavelli et al. (Gundavelli), U.S. Publication No. 2021/0194728. Regarding Claim 30, Baskaran, Li and De Kievit disclose the apparatus as described above. Baskaran, Li and De Kievit fail to disclose wherein the processor is configured to cause the apparatus to detect the SUCI in a portion of a network access identifier (NAI) that is received as part of the first authentication message. Gundavelli discloses wherein the processor is configured to cause the apparatus to detect the SUCI in a portion of a network access identifier (NAI) that is received as part of the first authentication message (see paragraph [0101]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Gundavelli’s invention with Baskaran’s, Li’s and De Kievit’s invention for providing efficient management of communication resources as described throughout Gundavelli. Claim(s) 32 and 34 is/are rejected under 35 U.S.C. 103 as being unpatentable over Baskaran, Li and De Kievit in view of Qiao et al. (Qiao), U.S. Publication No. 2019/0297121. Regarding Claim 32, Baskaran, Li and De Kievit disclose the apparatus as described above. Baskaran, Li and De Kievit fail to disclose wherein the network function comprises a home subscriber server (HSS). Qiao discloses wherein the network function comprises a home subscriber server (HSS) (see paragraph [0311]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Qiao’s invention with Baskaran’s, Li’s and De Kievit’s invention for improving resource utilization by reducing signaling, increasing network capacity and enhancing subscriber experience (see paragraph [0281] of Qiao). Regarding Claim 34, Baskaran, Li and De Kievit disclose the apparatus as described above. Baskaran, Li and De Kievit fail to disclose wherein the processor is configured to cause the apparatus to select the UDM server based on routing information associated with the SUCI. Qiao discloses wherein the processor is configured to cause the apparatus to select the UDM server based on routing information associated with the SUCI (see paragraph [0190]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Qiao’s invention with Baskaran’s, Li’s and De Kievit’s invention for improving resource utilization by reducing signaling, increasing network capacity and enhancing subscriber experience (see paragraph [0281] of Qiao). Claim(s) 35 is/are rejected under 35 U.S.C. 103 as being unpatentable over Baskaran, Li and De Kievit in view of Pocha et al. (Pocha), U.S. Patent No. 10,735,995. Regarding Claim 35, Baskaran, Li and De Kievit disclose the apparatus as described above. Baskaran, Li and De Kievit fail to disclose wherein the apparatus is configured with a service-based interface (SBI) to represent an authentication server function (AUSF) and communicate directly with the UDM server. Pocha discloses wherein the apparatus is configured with a service-based interface (SBI) to represent an authentication server function (AUSF) and communicate directly with the UDM server (see figure 1B and col. 4, lines 41-56). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Pocha’s invention with Baskaran’s, Li’s and De Kievit’s invention for providing flexibility and efficient resource utilization. Claim(s) 36 is/are rejected under 35 U.S.C. 103 as being unpatentable over Baskaran, Li, De Kievit and Pocha in view of Liu, U.S. Publication 2021/0136582. Regarding Claim 36, Baskaran, Li, De Kievit and Pocha disclose the apparatus as described above. Baskaran, Li, De Kievit and Pocha fail to disclose wherein the authentication request message comprises one of: a Nudm_UEAuthentication_Get request message; or an authentication and key agreement (AKA) AV request message. Liu discloses wherein the authentication request message comprises one of: a Nudm_UEAuthentication_Get request message; or an authentication and key agreement (AKA) AV request message (see paragraphs [0094] and [0141]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Liu’s invention with Baskaran’s, Li’s, De Kievit’s and Pocha’s invention for establishing a secure association as described throughout Liu. Claim(s) 38 and 41 is/are rejected under 35 U.S.C. 103 as being unpatentable over Baskaran, Li and De Kievit in view of Liu. Regarding Claim 38, Baskaran, Li and De Kievit disclose the apparatus as described above. Baskaran, Li and De Kievit fail to disclose wherein the authentication request message comprises one of: a Nausf_UEAuthentication_ Authenticate request message; or an authentication and key agreement (AKA) AV request message. Liu discloses wherein the authentication request message comprises one of: a Nausf_UEAuthentication_ Authenticate request message; or an authentication and key agreement (AKA) AV request message (see paragraphs [0094] and [0141]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Liu’s invention with Baskaran’s, Li’s and De Kievit’s invention for establishing a secure association as described throughout Liu. Regarding Claim 41, Baskaran, Li and De Kievit disclose the apparatus as described above. Baskaran, Li and De Kievit fail to disclose wherein the authentication request message comprises one of: a Nudm_UEAuthentication_Get request message; or a Nausf_UEAuthentication_Authenticate request message; or an authentication and key agreement (AKA) AV request message. Liu discloses wherein the authentication request message comprises one of: a Nudm_UEAuthentication_Get request message; or a Nausf_UEAuthentication_Authenticate request message; or an authentication and key agreement (AKA) AV request message (see paragraphs [0094] and [0141]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Liu’s invention with Baskaran’s, Li’s and De Kievit’s invention for establishing a secure association as described throughout Liu. Claim(s) 40 is/are rejected under 35 U.S.C. 103 as being unpatentable over Li in view of Baskaran in further view of De Kievit. Regarding Claim 40, Li discloses an apparatus for wireless communication, comprising: a memory (as required for carrying out invention and steps discussed in Li); and a processor (as required for carrying out invention and steps discussed in Li) coupled with the memory and configured to cause the apparatus to: receive, from a first network function, an authentication request message to authenticate a user equipment (UE) (i.e., The N3IWF forwards the registration request message to the AMF-1; see paragraph [0224]) with a mobile network via a non-3GPP access network (shown in figures 2 and 7), wherein the authentication request message includes an identifier of the UE (i.e., the registration request message carries temporary identity information of the terminal, for example, a GUTI or key identifier information ngKSI; see paragraph [0221]); select a second network function based on the identifier (i.e., The AMF-1 determines the AMF-2 based on the information in the GUTI; see paragraph [0225]); transmit the authentication request message to the second network function (i.e., The AMF-1 forwards the registration request message to the AMF-2; see paragraph [0226]); receive an authentication response message from the second network function (i.e., The AMF-2 sends the new key nKamf to the AMF-1; see paragraph [0229]); and transmit the authentication response message to the first network function (i.e., The AMF-1 sends the NAS SMC message to the terminal; see paragraph [0238] and figure 7C, S315). Li fails to disclose detect that the identifier is a subscription concealed identifier (SUCI) for the UE, the SUCI associated with a fifth generation (5G) 3GPP mobile network, wherein the SUCI indicates that the UE supports 5G capability and wherein the authentication response message includes a subscription permanent identifier (SUPI) for the UE and an authentication vector (AV) for authenticating the UE. Baskaran discloses detect that the identifier is a subscription concealed identifier (SUCI) for the UE (i.e., in other words, identity information (UE ID) such as SUCI…see paragraph [0102] and figure 2), the SUCI associated with a fifth generation (5G) 3GPP mobile network, wherein the SUCI indicates that the UE supports 5G capability (i.e., 5G systems as described throughout the Baskaran reference; see paragraph [0002] therefore, the SUCI described in Baskaran is associated with 5G 3GPP and the UE is shown to support 5G capability). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Baskaran’s invention with Li’s invention for more efficient, secure security as described throughout Baskaran. Li and Baskaran fail to disclose wherein the authentication response message includes a subscription permanent identifier (SUPI) for the UE and an authentication vector (AV) for authenticating the UE. De Kievit discloses wherein the authentication response message includes a subscription permanent identifier (SUPI) for the UE and an authentication vector (AV) for authenticating the UE (see paragraph [0091]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider De Kievit’s invention with Li’s and Baskaran’s invention for preventing network attacks as described throughout De Kievit. Claim(s) 42 is/are rejected under 35 U.S.C. 103 as being unpatentable over Li, Baskaran and De Kievit in view of Liu. Regarding Claim 42, Li, Baskaran and De Kievit disclose the apparatus as described above. Li, Baskaran and De Kievit fail to disclose wherein the authentication request message comprises one of: a Nudm_UEAuthentication_Get request message; or a Nausf_UEAuthentication_Authenticate request message; or an authentication and key agreement (AKA) AV request message. Liu discloses wherein the authentication request message comprises one of: a Nudm_UEAuthentication_Get request message; or a Nausf_UEAuthentication_Authenticate request message; or an authentication and key agreement (AKA) AV request message (see paragraphs [0094] and [0141]). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Liu’s invention with Li’s, Baskaran’s and De Kievit’s invention for establishing a secure association as described throughout Liu. Allowable Subject Matter Claims 21 and 23-27 are allowed. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHANTELL LAKETA HEIBER whose telephone number is (571)272-0886. The examiner can normally be reached on M-F from 9am to 5pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anthony Addy, can be reached at telephone number 571-272-7795. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from Patent Center. Status information for published applications may be obtained from Patent Center. Status information for unpublished applications is available through Patent Center for authorized users only. Should you have questions about access to Patent Center, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) Form at https://www.uspto.gov/patents/uspto-automated- interview-request-air-form. /SHANTELL L HEIBER/Primary Examiner, Art Unit 2645 August 26, 2026
Read full office action

Prosecution Timeline

Dec 22, 2022
Application Filed
May 16, 2025
Response after Non-Final Action
Mar 11, 2026
Non-Final Rejection mailed — §103
Jul 13, 2026
Response Filed
Aug 31, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
77%
Grant Probability
97%
With Interview (+19.8%)
3y 0m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 810 resolved cases by this examiner. Grant probability derived from career allowance rate.

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