Prosecution Insights
Last updated: July 17, 2026
Application No. 18/012,865

BATTERY PACK INCLUDING THERMAL SPREAD INHIBITION STRUCTURE

Non-Final OA §103
Filed
Dec 23, 2022
Priority
Nov 23, 2020 — RE 10-2020-0157819 +1 more
Examiner
CHANDLER, KAITY V
Art Unit
1725
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
3 (Non-Final)
64%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
400 granted / 630 resolved
-1.5% vs TC avg
Strong +24% interview lift
Without
With
+23.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
21 currently pending
Career history
649
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
77.1%
+37.1% vs TC avg
§102
9.0%
-31.0% vs TC avg
§112
7.2%
-32.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 630 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 3/19/2026 has been entered. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-5, 8-9, and 11-12 are rejected under 35 U.S.C. 103 as being unpatentable over Roh et al. (US 20160087319 A1) in view of CN 112448066 A (to Wang et al.) – translation attached and relied upon below. With respect to claim 1, Roh teaches a battery pack (Figure 1) comprising: at least one battery module housing (150) configured to receive a plurality of battery cells (120) (Figure 3); a battery pack case (Figure 1, 110) configured to receive the at least one module housing (150/102a); a water tank (Figure 7, 610) located above the at least one module housing (as illustrated) (para. [0064]); and a heat sink (612) located under the at least one module housing (as illustrated) (para. [0064]), wherein the at least one battery module housing (150) is configured to wrap the plurality of battery cells (120) (as illustrated in Figure 3). Roh fails to teach wherein a preexisting through-hole is formed in a first surface of the water tank that faces the at least one battery module housing, wherein a sealing member is added to the preexisting through-hole, wherein the sealing member is made of a material that is melted by high-temperature gas or sparks discharged from the at least one battery module housing, and wherein the water tank is configured to prevent discharge of a coolant from the water tank in a normal state of the battery pack. Wang teaches a battery pack (Figure 1, 10) comprising: a water tank (21) located above the at least one battery module (10) (as illustrated); and teaches wherein a preexisting through-hole/(drainage opening (212)) is formed in a first surface of the water tank (21) that faces the at least one battery module (10), wherein a sealing member (213) is added to the preexisting through-hole (212). wherein the sealing member/(thermosensitive component (213)) is made of a material that is melted by high-temperature gas (page 5, 4th paragraph) or sparks discharged from the at least one battery module housing, and wherein the water tank is configured to prevent discharge of a coolant from the water tank in a normal state of the battery pack in order to provide a cooling apparatus that is capable of providing a rapid cooling response of the battery cells in the abnormal state (page 5, 3rd & 4th paragraphs). It would have been obvious to one having ordinary skill in the art at the time of filing for the invention to replace the water tank in Roh with that of Wang such that the water tank comprises a preexisting through-hole that is formed in a first surface of the water tank that faces the at least one module housing, wherein a sealing member is added to the preexisting through-hole, wherein the sealing member is made of a material that is melted by high-temperature gas or sparks discharged from the at least one battery module housing, and wherein the water tank is configured to prevent discharge of a coolant from the water tank in a normal state of the battery pack, in order to provide a cooling apparatus that is capable of providing a rapid cooling response of the battery cells in the abnormal state. With respect to claim 2, Roh teaches wherein a flow path configured to guide flow of a coolant introduced into and discharged from the heat sink (Figure 7, 612) is formed in the heat sink (612) (para. [0064]). With respect to claim 3, Wang further teaches wherein the water tank (Figure 1, 21) is configured to have a size that covers an upper surface of the at least one battery module housing (as illustrated). With respect to claim 4, Roh in view of Wang would require that the water tank (21) (of Wang et al.) would need to be attached to an inside of an upper surface of the battery pack housing (110) (Figure 1) (of Roh et al.) in order to allow for the cooling liquid exiting the preexisting holes (212) to directly contact the battery modules (102) – therefore, it would have been obvious to one having ordinary skill in the art at the time of filing for the invention to attach the water tank of Wang to an inside of an upper surface of the battery pack housing in Roh in order to allow for the cooling liquid exiting the preexisting holes (212) to directly contact the battery modules. With respect to claim 5, Roh teaches wherein the battery pack case (Figure 7 & 8) (outer housing – not numbered) is configured to have a structure in which an upper part of the battery pack case is open (as illustrated), and wherein the water tank (610) is coupled to the battery pack case/(outer housing – not numbered) so as to cover the open upper surface of the battery pack case/(outer housing) (as illustrated). With respect to claim 8, Wang further teaches wherein the preexisting through-hole (212) is opened as a result of melting of the sealing member/(thermosensitive component (213)) (as illustrated), and wherein a coolant received in the water tank (21) is sprayed to an outer surface of the at least one battery module housing through the through-hole (212) (page 5, 4th paragraph). With respect to claim 9, Wang further teaches wherein the preexisting through-hole (212) is a plurality of holes (212) formed in the first surface so as to be uniformly dispersed (as illustrated in Figure1). With respect to claim 11, Wang further teaches wherein the preexisting through-hole (212) is filled/covered with the sealing member/(thermosensitive component (213)) (Figure 1), and wherein the sealing member/(thermosensitive component (213)) comprises an extension portion having a width that appear to be equal to a circumference/dimension of the preexisting through-hole (212) (page 5, 4th paragraph) – it would have been obvious to one having ordinary skill in the art at the time of filing for the invention to adjust the height and width of the sealing member/(thermosensitive component (213)) in Wang et al. such that the sealing member/(thermosensitive component (213)) comprises an extension portion having a width that is greater than a circumference of the preexisting through-hole (212) in order optimize and control the coolant flow from the water tank to the battery modules. Further, change in size and shape is not patently distinct over the prior art absent persuasive evidence that the particular configuration of the claimed invention is significant. See In re Rose, 220 F.2d 459, 105 USPQ 237 (CCPA 1955); In re Rinehart, 531 F.2d 1048, 189 USPQ 143 (CCPA 1976); In re Dailey, 357 F.2d 669, 149 USPQ 47 (CCPA 1966). MPEP 2144.04 IV A.(size) MPEP 2144.04 IV B (Shape). With respect to claim 12, Roh teaches wherein each of the plurality of battery cells (Figure 1, 104) is a pouch-shaped battery cell, a prismatic battery cell (as illustrated), or a cylindrical battery cell. Claims 10 and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Roh et al. (US 20160087319 A1) in view of CN 112448066 A (to Wang et al.), as applied to claim 1 above, and further in view of Champagne et al. (US 2018/0337433 A1). With respect to claim 10, Roh discloses all claim limitations as set forth above including wherein the at least one battery module housing (150) is a plurality of module housings (as illustrated in Figures 1 and 6), but Roh fails to teach wherein a partition wall is added between the plurality of battery module housings (150). Champagne teaches a plurality of battery modules (10) (Figure 2) wherein each battery module comprises a housing (14), and wherein a partition wall/(cooling plate (22)) is added between the plurality of battery module housings (14) in order to provide a cooling mechanism in-between the battery modules and help prevent damage due to thermal-runaway (para. [0020]). It would have been obvious to one having ordinary skill in the art at the time of filing for the invention to provide a partition wall between the plurality of battery module housings of Roh, as taught by Champagne, in order to provide a cooling mechanism in-between the battery modules and help prevent damage due to thermal-runaway. With respect to claim 13, Wang further teaches wherein the preexisting through-hole (212) is one of a plurality of preexisting through-holes (212) formed in the first surface of the water tank (21) (as illustrated in Figure 1), and wherein the plurality of preexisting through-holes (212) are uniformly dispersed to overlap the plurality of battery module housings (10) (as illustrated) and not overlap the partition wall – it would have been obvious to one having ordinary skill in the art at the time of filing for the invention to have the preexisting through-holes (212) not overlap the partition wall in modified Roh et al. since the purpose of the pre-existing through holes (212) is to provide liquid to directly contact and cool the battery modules (10) (as illustrated). Claims 14-15 are rejected under 35 U.S.C. 103 as being unpatentable over Roh et al. (US 20160087319 A1) in view of CN 112448066 A (to Wang et al.), as applied to claim 1 above, and further in view of JP 2010144150 (to Hino et al.) – translation attached and relied upon below. With respect to claims 14-15, wherein, when a temperature of the at least one battery module housing is increased due to a thermal runaway state, a coolant filled in the water tank is evaporated and transformed into a high pressure state, and is sprayed to an outer surface of the at least one battery module housing through the preexisting through-hole as the preexisting through-hole is opened due to the temperature of the at least one battery module housing melting the sealing member – Wang teaches wherein the water drainage port (212) is covered by a sealing member/(heat-sensitive member) (213) that may comprise a paraffin, resin, or hot-melt alloy comprising for example Bi58Sn42 (page 5, 3rd & 4th paragraph). Hino teaches that Bi58Sn42 has a melting point of 139oC (page 9, lines 17-19). Therefore, during an abnormal state of the battery, the temperature of the coolant/water in the tank of Roh in view of Wang would undergo elevated temperatures well above the boiling point of water, which would lead to at least some evaporation of the water, and would lead to melting and opening of the sealing member during an abnormal state of the battery. Response to Arguments Applicant's arguments filed 3/19/2026 have been fully considered but they are not persuasive. On Page 8 of the Remarks, Applicant argues: However, both Roh and Wang fail to disclose that a sealing member is added to the preexisting through-hole, the sealing member is made of a material that is melted by high- temperature gas or sparks discharged from the at least one battery module housing, and the water tank is configured to prevent discharge of a coolant from the water tank in a normal state of the battery pack, as recited in claim 1. Rather, both Roh and Wang provide a coolant circulating system that is simply able to provide a flow of the coolant. In fact, Wang provides the liquid circulation cooling system 20 with flow channels 211 on the top surface of the battery box to provide cooling, whereby there is inflow and discharge of fluid from the water tank 21 even during a normal state of the battery box. Thus, Roh and Wang fails to disclose preventing discharge of a coolant from the water tank in a normal state of the battery pack. Examiner respectfully disagrees. As set forth above, Roh teaches a battery pack (Figure 1) comprising: at least one battery module housing (150) configured to receive a plurality of battery cells (120) (Figure 3); a battery pack case (Figure 1, 110) configured to receive the at least one module housing (150/102a); a water tank (Figure 7, 610) located above the at least one module housing (as illustrated) (para. [0064]); and a heat sink (612) located under the at least one module housing (as illustrated) (para. [0064]), wherein the at least one battery module housing (150) is configured to wrap the plurality of battery cells (120) (as illustrated in Figure 3). Since Roh fails to teach wherein a preexisting through-hole is formed in a first surface of the water tank that faces the at least one battery module housing, wherein a sealing member is added to the preexisting through-hole, wherein the sealing member is made of a material that is melted by high-temperature gas or sparks discharged from the at least one battery module housing, and wherein the water tank is configured to prevent discharge of a coolant from the water tank in a normal state of the battery pack. Wang was relied upon to teach the missing feature. Wang teaches a battery pack (Figure 1, 10) comprising: a water tank (21) located above the at least one battery module (10) (as illustrated); and teaches wherein a preexisting through-hole/(drainage opening (212)) is formed in a first surface of the water tank (21) that faces the at least one battery module (10), wherein a sealing member (213) is added to the preexisting through-hole (212). wherein the sealing member/(thermosensitive component (213)) is made of a material that is melted by high-temperature gas (page 5, 4th paragraph) or sparks discharged from the at least one battery module housing, and wherein the water tank is configured to prevent discharge of a coolant from the water tank in a normal state of the battery pack in order to provide a cooling apparatus that is capable of providing a rapid cooling response of the battery cells in the abnormal state (page 5, 3rd & 4th paragraphs). Therefore, it would have been obvious to one having ordinary skill in the art at the time of filing for the invention to replace the water tank in Roh with that of Wang such that the water tank comprises a preexisting through-hole that is formed in a first surface of the water tank that faces the at least one module housing, wherein a sealing member is added to the preexisting through-hole, wherein the sealing member is made of a material that is melted by high-temperature gas or sparks discharged from the at least one battery module housing, and wherein the water tank is configured to prevent discharge of a coolant from the water tank in a normal state of the battery pack, in order to provide a cooling apparatus that is capable of providing a rapid cooling response of the battery cells in the abnormal state. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KAITY V CHANDLER whose telephone number is (571)272-8520. The examiner can normally be reached M-F 9:00AM-6:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, BASIA RIDLEY can be reached at 571-272-1453. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KAITY V CHANDLER/ 4/20/2026Primary Examiner, Art Unit 1725
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Prosecution Timeline

Show 6 earlier events
Dec 19, 2025
Final Rejection mailed — §103
Feb 19, 2026
Response after Non-Final Action
Mar 19, 2026
Request for Continued Examination
Mar 22, 2026
Response after Non-Final Action
Apr 23, 2026
Non-Final Rejection mailed — §103
Jun 26, 2026
Interview Requested
Jul 08, 2026
Examiner Interview Summary
Jul 08, 2026
Applicant Interview (Telephonic)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12676360
BATTERY THERMAL MANAGEMENT
3y 6m to grant Granted Jul 07, 2026
Patent 12671128
BATTERY MODULE, AND BATTERY PACK AND VEHICLE COMPRISING SAME
3y 5m to grant Granted Jun 30, 2026
Patent 12665187
SECONDARY BATTERY, ELECTRONIC DEVICE, VEHICLE, AND METHOD FOR MANUFACTURING SECONDARY BATTERY
3y 9m to grant Granted Jun 23, 2026
Patent 12662375
ENHANCED GASIFICATION SYSTEM AND METHOD
3y 3m to grant Granted Jun 23, 2026
Patent 12658432
COMPOSITE POSITIVE ELECTRODE MATERIAL AND PREPARATION METHOD THEREOF, POSITIVE ELECTRODE PLATE, SECONDARY BATTERY, AND ELECTRIC APPARATUS
1y 6m to grant Granted Jun 16, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
64%
Grant Probability
87%
With Interview (+23.6%)
3y 4m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 630 resolved cases by this examiner. Grant probability derived from career allowance rate.

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