Prosecution Insights
Last updated: July 17, 2026
Application No. 18/012,887

ELECTROLYTE FOR RECHARGEABLE LITHIUM BATTERY AND RECHARGEABLE LITHIUM BATTERY INCLUDING THE SAME

Final Rejection §102§103
Filed
Jun 05, 2023
Priority
Mar 22, 2021 — RE 10-2021-0036687 +1 more
Examiner
USYATINSKY, ALEXANDER
Art Unit
1751
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Samsung SDI Co., Ltd.
OA Round
2 (Final)
83%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
740 granted / 893 resolved
+17.9% vs TC avg
Strong +19% interview lift
Without
With
+19.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
31 currently pending
Career history
924
Total Applications
across all art units

Statute-Specific Performance

§103
81.0%
+41.0% vs TC avg
§102
2.5%
-37.5% vs TC avg
§112
11.9%
-28.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 893 resolved cases

Office Action

§102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims Status. This Office Action is responsive to the amendment filed on 03/19/2026. Claims 1-16 were pending. Claim 7 has been cancelled. Claims 1 and 8 have been amended. Claims 1-6 and 8-16 are now pending. Claims 1-6 and 8-16 are presented for examination. Applicant's arguments have been considered. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-11, 15 and 16 are rejected under 35 U.S.C. 103 as being obvious over KR 20190064272 to Park (Park, machine translation) in view of JP2006164759 to Takeuchi (Takeuchi, machine translation). Regarding claim 1, Park discloses an electrolyte for a rechargeable lithium battery, comprising a non-aqueous organic solvent, a lithium salt, and an additive, wherein the additive is a composition including a first compound represented by Chemical Formula (A and A1) and a second compound represented by Chemical Formula (B, X=F, Cl, Br) (Claims 1, 5 and 7). PNG media_image1.png 200 400 media_image1.png Greyscale Compound A Compound B PNG media_image2.png 200 400 media_image2.png Greyscale Compound A1 Park does not expressly disclose isocyanate compound 1A (see below), wherein Ra, Rb, R°, Rd, and Re are each independently hydrogen, a halogen, a hydroxyl group, a cyano group, a nitro group, a substituted or unsubstituted C1 to C20 alkyl group, a substituted or unsubstituted C1 to C20 alkoxy group, a substituted or unsubstituted C2 to C20 alkenyl group, a substituted or unsubstituted C2 to C20 alkynyl group, a substituted or unsubstituted C3 to C20 cycloalkyl group, a substituted or unsubstituted C6 to C20 aryl group, or a substituted or unsubstituted C2 to C20 heteroaryl group. PNG media_image3.png 200 400 media_image3.png Greyscale Takeuchi teaches a non-aqueous electrolyte for a rechargeable lithium battery, comprising a non-aqueous organic solvent (claims 1, 7), a lithium salt (para 4), and an isocyanate containing additive of general formula I or II. Specifically, Takeuchi teaches compound of Chemical formula (V), which reads on claimed formula 1A for R=H (re claim 8). PNG media_image4.png 200 400 media_image4.png Greyscale In addition, Takeuchi teaches that using non-aqueous electrolyte containing isocyanate compounds including compound (V) improve cycle characteristics of the solution, and an electrochemical device (battery, para 12)). It would have been obvious to one or ordinary skill in the art before the effective filing date of the claimed invention to modify the electrolyte solution of Park with the compound of formula (V) as taught by Takeuchi, in order to improve cycle characteristics of the solution, and an electrochemical device. Regarding claim 2 and 3, Park discloses wherein the content ratio of the compound (A) to the compound (B) in the range 1:1 to 1:5. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a case of obviousness exists where the claimed ranges and prior art ranges do not overlap but are close enough that one skilled in the art would have expected them to have the same properties. MPEP 2144.05. Therefore, it would have been obvious to one or ordinary skill in the art before the effective filing date of the claimed invention to optimize a ratio of compound of Formula A with isocyanate compounds in order, in order to avoid formation of the oxide-containing film and the metal material and prevent swelling and shrinkage of the anode active material layer during charge and discharge and decomposition reaction of the electrolytic solution. Regarding claim 4, 5 and 6, Park discloses a content of each of compounds A and B in a range 0.01 wt.% to 5 wt.%. Therefore, it would have been obvious to one or ordinary skill in the art before the effective filing date of the claimed invention to optimize content of each compound of Formula A, isocyanate compounds and composition of the above mentioned compounds in order to avoid formation of the oxide-containing film and the metal material and prevent swelling and shrinkage of the anode active material layer during charge and discharge and decomposition reaction of the electrolytic solution. Regarding claim 9, modified Park discloses compound 1A-2 (Takeuchi, compound 5). Regarding claim 10 and 11, Park disloses compound of Formula (A1): PNG media_image2.png 200 400 media_image2.png Greyscale Regarding claim 15, Park discloses compound (A1, above). Regarding claim 16, Park discloses a rechargeable lithium battery (claim 3) comprising a positive electrode including a positive electrode active material (para82- 85) a negative electrode including a negative electrode active material (para 72, para 129). Claims 12-15 are rejected under 35 U.S.C. 102(a)(1) as under 35 U.S.C. 103 as obvious over KR 20190064272 to Park (Park, machine translation) in view of JP2006164759 to Takeuchi (Takeuchi, machine translation) and further in view of KR 20170018739 to Shatunov (Shatunov, machine translation). Regarding claims 12-15, modified Park discloses the invention as discussed above as applied to claim 1 and incorporated therein. Modified Park does not expressly disclose Compound of claimed Formula 2, wherein X1 is -O-L2-R3, and X2 is -O-L3-R4, wherein L2 and L3 are each independently a single bond or a substituted or unsubstituted C1 to C10 alkylene group, R3 and R4 are each independently a substituted or unsubstituted C1 to C10 alkyl group, or R3 and R4 are linked to each other to form a substituted or unsubstituted monocyclic aliphatic heterocycle or polycyclic aliphatic heterocycle. Shatunov teaches and electrolyte (claim 1) for a lithium secondary battery (para 59) comprising a compounds of Formula (1) (re claim 12), Formula (2-2a and 2-2b) (re claims 13 and 14): PNG media_image5.png 200 400 media_image5.png Greyscale Compound 1 PNG media_image6.png 200 400 media_image6.png Greyscale PNG media_image7.png 200 400 media_image7.png Greyscale 2-2a 2-2b In addition, Shatunov teaches that compounds of Formula 1 (including compounds 2-2a and 2-2b) has a lower oxidation potential than the solvent, so it forms an SEI film on the surface of the cathode before the electrolyte is decomposed, thereby preventing the electrolyte from being oxidized on the upper surface of the anode. (para 51) and formed phosphate moved to cathode and forms SEI film on the cathode (para 52). As such life characteristics of a lithium battery can be improved at high temperatures and high voltages (para 54). Therefore, it would have been obvious to one or ordinary skill in the art before the effective filing date of the claimed invention to modify the electrolyte solution of modified Park by replacing (or adding to) phosphorus contained compound A with compounds of Formula 1 (including compounds 2-2a and 2-2b) as taught by Shatunov , in order improve life characteristics of a lithium battery can at high temperatures and high voltages. Response to Arguments Applicant’s arguments with respect to claim 1-16 have been considered but are moot because due to new ground of rejection (Takeuchi). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEXANDER USYATINSKY whose telephone number is (571)270-7703. The examiner can normally be reached IFP. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan Leong can be reached at (571) 270-1292. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Alexander Usyatinsky/ Primary Examiner, Art Unit 1751
Read full office action

Prosecution Timeline

Jun 05, 2023
Application Filed
Dec 23, 2025
Non-Final Rejection mailed — §102, §103
Mar 19, 2026
Response Filed
Jun 18, 2026
Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
83%
Grant Probability
99%
With Interview (+19.3%)
2y 9m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 893 resolved cases by this examiner. Grant probability derived from career allowance rate.

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