Prosecution Insights
Last updated: July 23, 2026
Application No. 18/014,156

COMPOUND SERVING AS BTK INHIBITOR, PREPARATION METHOD THEREFOR, AND USE THEREOF

Non-Final OA §103§112
Filed
Dec 31, 2022
Priority
Jul 15, 2020 — CN 202010679776.6 +2 more
Examiner
HERNANDEZ, JACKSON J
Art Unit
1627
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Shenzhen Hyperway Pharmaceuticals Co. Ltd.
OA Round
4 (Non-Final)
53%
Grant Probability
Moderate
4-5
OA Rounds
0m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 53% of resolved cases
53%
Career Allowance Rate
25 granted / 47 resolved
-6.8% vs TC avg
Strong +30% interview lift
Without
With
+30.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
61 currently pending
Career history
126
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
38.2%
-1.8% vs TC avg
§102
1.9%
-38.1% vs TC avg
§112
4.5%
-35.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 47 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on April 30th, 2026 has been entered. Examiner Notes The Examiner would like to apologize for indicating allowable claims in the final rejection mailed 04/01/2026 – Upon further consideration, new rejections are presented in this non-final office action. Information Disclosure Statement While the Wang et al. reference cited in the rejections presented herein is cited in the IDS filed 12/31/2022, an NPL of the English translation of the description of WO2020147798A1, obtained from Espacenet, is cited and included herein. Status of the Claims Claims 2, 4, 6, and 12-23 are pending in this application. Claims 1, 3, 5, and 7-11 have been cancelled by Applicant. Claim Objections Claim 2 is objected to because of the following informalities: the structure PNG media_image1.png 60 92 media_image1.png Greyscale is blurry and difficult to read. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 2, 4, 6, 12-19, and 22-23 are rejected under 35 U.S.C. 103 as being unpatentable over Wang et al. (WO 2020/147798 A1 – Int. Filing Date: Jan. 16th, 2020 – cited in IDS) (“Wang”). Regarding instant claims 2, 4, 12-19, and 22-23, Wang discloses their compounds of Formula A as BTK inhibitors (page 1 of translated doc.; and Abstract) – which is the same intended use as the instant application. Wang’s compounds read on the instant claims when A-B fused ring system is PNG media_image2.png 111 111 media_image2.png Greyscale (page 3, lines 8-9); and wherein L-1-Cyc1-L2-Cyc2 is PNG media_image3.png 163 196 media_image3.png Greyscale or PNG media_image4.png 211 185 media_image4.png Greyscale (page 2, lines 25 and 30), as in their preferred embodiments of Formula B and C below, which read on instant X being PNG media_image5.png 40 93 media_image5.png Greyscale . Also, embodiments where instant X is PNG media_image6.png 43 57 media_image6.png Greyscale and PNG media_image7.png 33 57 media_image7.png Greyscale are obvious, since compounds which are position isomers (compounds having the same radicals in physically different positions on the same nucleus) or homologs (compounds differing regularly by the successive addition of the same chemical group, e.g., by -CH2- groups) are generally of sufficiently close structural similarity that there is a presumed expectation that such compounds possess similar properties. In re Wilder, 563 F.2d 457, 195 USPQ 426 (CCPA 1977). See MPEP 2144.09. Furthermore, Wang specifically discloses their PNG media_image8.png 106 72 media_image8.png Greyscale in Formulae B and C can be PNG media_image9.png 75 133 media_image9.png Greyscale (page 4, lines 6-10). Wang also teaches their R12-15 can be H, halogen, substituted or unsubstituted C1-C6 alkyl, etc. (page 2, bottom, of translated doc.). PNG media_image10.png 293 273 media_image10.png Greyscale PNG media_image11.png 297 256 media_image11.png Greyscale (B) PNG media_image12.png 331 248 media_image12.png Greyscale (C) Wang specifically discloses their preferred embodiment below (page 60), which reads on the instant compounds when m = 0; n = 1; X is -O-; R6 is H; and R8 is F, -OMe, and H. While Wang’s preferred embodiment differs in the arrangement of the nitrogens of the bicyclic core, Wang specifically discloses their A-B fused core can be PNG media_image2.png 111 111 media_image2.png Greyscale (page 3, lines 8-9), which corresponds to the core of the instant compounds when R1 is amino and R2 is H. PNG media_image13.png 263 181 media_image13.png Greyscale Therefore, regarding claims 2, 4, 12-19, and 22-23, one having ordinary skill in the art would have found the claimed compounds prima facie obvious, since they are generically embraced by Wang’s disclosed formulae and preferred embodiments; In re Susi, 440 F.2d 442, 169 USPQ 423 (CCPA 1971). See MPEP 2144.08. The requisite motivation for arriving at the claimed compounds stems from the fact that they fall within the generic class of BTK inhibitor compounds disclosed by Wang. Accordingly, one having ordinary skill in the art would have been motivated to prepare any of the compounds embraced by the disclosed generic formula, including those encompassed by the claims. Further regarding claim 4, the compounds below, for example, are particularly obvious in view of Wang’s disclosure. PNG media_image14.png 262 267 media_image14.png Greyscale PNG media_image15.png 221 228 media_image15.png Greyscale PNG media_image16.png 227 272 media_image16.png Greyscale PNG media_image17.png 232 272 media_image17.png Greyscale Applicant is advised that a novel useful compound that is isomeric with the prior art compound is unpatentable unless it possesses some unobvious or unexpected beneficial property not possessed by the prior art compound. In re Norris, 179 F.2d. 970, 84 USPQ 458 (CCPA 1970). Therefore, it would have been obvious to one of ordinary skill to expect similar properties of structurally similar compounds since they are suggestive of one another. It has been held that a compound, which is structurally isomeric with a compound of the prior art, is prima facie obvious absent unexpected results. In re Finely, 81 USPQ 383 (CCPA 1949); 84 USPQ 458 (CCPA 1950). Regarding claim 6, Wang discloses pharmaceutical compositions comprising their compounds and an acceptable carrier (page 7, line 9 of translated doc.). Claims 2, 4, 6, and 12-23 are rejected under 35 U.S.C. 103 as being unpatentable over Wang et al. (WO 2020/147798 A1 – Int. Filing Date: Jan. 16th, 2020) (“Wang”); as applied to claims 2, 4, 6, 12-19, and 22-23; in view of Meanwell et al. (J. Med. Chem. 2011, 54, 2529–2591) (“Meanwell”). The teachings of Wang are disclosed above and incorporated herein. While Wang does not teach their compounds wherein R9 and R13 are H; the teachings of Meanwell are relied upon for these disclosures. Meanwell teaches that the design of bioisosteres frequently introduces structural changes that can be beneficial depending on the context, with size, shape, electronic distribution, polarizability, dipole, polarity, lipophilicity, and pKa potentially playing key contributing roles in molecular recognition and mimicry. In the contemporary practice of medicinal chemistry, the development and application of bioisosteres have been adopted as a fundamental tactical approach useful to address a number of aspects associated with the design and development of drug candidates (abstract). Meanwell teaches -O- and -CH2- as classical divalent bioisosteres (Table 1). Therefore, regarding claims 2, 4, and 12-23, one having ordinary skill in the art would have found the claimed compounds prima facie obvious, since they are generically embraced by Wang’s disclosed formulae and preferred embodiments in view of Meanwell. The requisite motivation for arriving at the claimed compounds stems from the fact that they fall within the generic class of BTK inhibitor compounds disclosed by Wang; in view of Meanwell’s teachings that the design of bioisosteres leads to optimization of lipophilicity, potency, etc. in lead compounds and drugs. Accordingly, one having ordinary skill in the art would have been motivated to replace the -O- in Wang’s compounds for PNG media_image18.png 76 202 media_image18.png Greyscale , wherein R9 and R13 are H to arrive at the instant invention. Further regarding claim 4, the compound below, for example, is particularly obvious in view of Wang’s disclosure, since their R12-13 (corresponding to instant R8) can be H. PNG media_image19.png 222 245 media_image19.png Greyscale Regarding claim 6, Wang discloses pharmaceutical compositions comprising their compounds and an acceptable carrier (page 7, line 9 of translated doc.). Therefore, it would have been obvious to one of ordinary skill to prepare pharmaceutical compositions comprising the instant compounds in which X is PNG media_image18.png 76 202 media_image18.png Greyscale . Response to Arguments Claims Claim amendments are acknowledged and have been entered. No new matter has been introduced. Claim Rejections - 35 USC § 112(b) In view of claim amendments, the 35 USC § 112(b) rejections have been withdrawn. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JACKSON J HERNANDEZ whose telephone number is (571)272-5382. The examiner can normally be reached Mon - Thurs 7:30 to 5. Examiner interviews are available via telephone and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kortney L. Klinkel can be reached at (571) 270-5239. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JACKSON J HERNANDEZ/Examiner, Art Unit 1627 /SARAH PIHONAK/Primary Examiner, Art Unit 1627
Read full office action

Prosecution Timeline

Show 1 earlier event
Aug 13, 2025
Non-Final Rejection mailed — §103, §112
Oct 27, 2025
Response Filed
Dec 11, 2025
Non-Final Rejection mailed — §103, §112
Feb 03, 2026
Response Filed
Apr 01, 2026
Final Rejection mailed — §103, §112
Apr 30, 2026
Request for Continued Examination
May 06, 2026
Response after Non-Final Action
May 26, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
53%
Grant Probability
83%
With Interview (+30.2%)
3y 3m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 47 resolved cases by this examiner. Grant probability derived from career allowance rate.

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