Prosecution Insights
Last updated: October 25, 2026
Application No. 18/014,356

METHOD FOR PRODUCING CALCIUM CARBONATE AND CALCIUM CARBONATE

Non-Final OA §112
Filed
Jan 04, 2023
Priority
Dec 28, 2020 — JP 2020-218308 +3 more
Examiner
BERNS, DANIEL J
Art Unit
1736
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Shiraishi Kogyo Kaisha Ltd.
OA Round
3 (Non-Final)
73%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
606 granted / 830 resolved
+8.0% vs TC avg
Strong +34% interview lift
Without
With
+33.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
32 currently pending
Career history
856
Total Applications
across all art units

Statute-Specific Performance

§101
4.2%
-35.8% vs TC avg
§103
38.2%
-1.8% vs TC avg
§102
19.8%
-20.2% vs TC avg
§112
31.4%
-8.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 830 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination (“RCE”) under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's 8/26/26 submission has been entered via the 9/9/26 RCE. Response to Arguments Applicant's 9/9/26 arguments vis-a-vis 35 U.S.C. 112(b)/2nd par. rejections, simply stating that the rejections were addressed by the 9/9/26 amendments, have been fully considered but are not persuasive. Notwithstanding said amendments, the rationale for said rejections remains applicable and proper, adjusted as necessitated by the amendments. Applicant's 9/9/26 arguments vis-a-vis prior art rejections over JP2002-293537A (2002) (incl. English machine transl’n, herein “EMT”) (“’537”), simply stating that the rejections were addressed by the 9/9/26 amendments (i.e. ‘537’s maximum aq. NaOH concentration of 12% is sufficiently distant from the claimed minimum of 15% to preclude an obviousness finding - Remarks at p. 5), have been fully considered and are persuasive in view of said amendments. As these rejections are thus withdrawn, claims 1 and 24-26 would appear to be allowable for the above-detailed reason if re-written to overcome the 35 U.S.C. 112 rejections detailed below. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. The following is a quotation of 35 U.S.C. 112(d): (d) REFERENCE IN DEPENDENT FORMS.—Subject to subsection (e), a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. The following is a quotation of pre-AIA 35 U.S.C. 112, fourth paragraph: Subject to the following paragraph [i.e., the fifth paragraph of pre-AIA 35 U.S.C. 112], a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. Claims 1 and 24-26 are rejected under 35 U.S.C. 112(b)/2nd par. as indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites “an aqueous solution with 0% sodium hydroxide”, but this is merely water, not aq. NaOH nor an aq. solution with any NaOH therein. The foregoing internal contradiction/inconsistency causes confusion as to claim 1’s scope and how to avoid infringing it (MPEP 2173.02), rendering claim 1 rejected as indefinite under 35 U.S.C. 112(b)/2nd par. See Trs. of Columbia Univ. v. Symantec Corp., 811 F.3d 1359, 1366-67 (Fed. Cir. 2016) (stating that an internally contradictive/inconsistent claim is indefinite and thus properly rejected as such under 35 U.S.C. 112(b)/2nd par.), and Multilayer Stretch Cling Film Holdings, Inc. v. Berry Plastics Corp., 831 F.3d 1350, 1362 (Fed. Cir. 2016) (citing Columbia v. Symantec). Applicant is hereby advised that, as independent claim 1 is rejected for deficiencies under 35 USC 112(b)/2nd par., all claims depending therefrom also contain such deficiencies and are likewise rejected (unless the deficiencies are resolved by the dependent claim’s own limitations) - cure thereof is required for any and all claims affected even if any such claim were otherwise found allowable. See, e.g., In re Jolly, 172 F.2d 566, 567 (CCPA 1949) (holding that dependent claims of indefinite claims are thusly indefinite), and Ex parte Kristensen, 10 USPQ2d 1701, 1702-04 (BPAI 1989) (same); 35 USC 112(d)/4th par. Claim 26 is rejected under 35 U.S.C. 112(d)/4th par. as being of improper dependent form for failing to include all the limitations of the claim upon which it depends. Claim 26 recites “…to give an aqueous solution containing sodium hydroxide at a concentration of 13 to 21%, and the aqueous solution is used in the carbon dioxide gas absorption step”, and depends from claim 1, which recites “a carbon dioxide gas absorption step of allowing an aqueous sodium hydroxide solution at a concentration of 15 to 20% to absorb carbon dioxide gas…” MPEP 608.01(n)III states that “The test as to whether a claim is a proper dependent claim is that it shall include every limitation of the claim from which it depends[, according to 35 U.S.C. 112(d)/4th par.,] or in other words that it shall not conceivably be infringed by anything which would not also infringe the basic claim..." See also Multilayer Stretch Cling Film Holdings, Inc. v. Berry Plastics Corp., 831 F.3d 1350, 1362 (Fed. Cir. 2016) (stating that “A dependent claim that contradicts, rather than narrows, the claim from which it depends is invalid” under 35 U.S.C. 112(d)/4th par.). Since claim 26 may be infringed without necessarily also infringing claim 1, e.g. by forming a 13% aq. NaOH solution that is used in claim 1’s CO2 gas absorption step, claim 26 is rejected under 35 U.S.C. 112(d)/4th par. for being an improper dependent claim. Conclusion Any inquiry concerning this communication or earlier communications from Examiner should be directed to DANIEL BERNS whose telephone number is (469)295-9161. Examiner can normally be reached M-F 8:30-5:00 (Central). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach Examiner by telephone are unsuccessful, Examiner’s supervisor, Anthony Zimmer can be reached at (571) 270-3591. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DANIEL BERNS/ September 17, 2026 Primary Examiner Art Unit 1736
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Prosecution Timeline

Jan 04, 2023
Application Filed
Aug 25, 2025
Non-Final Rejection mailed — §112
Jan 26, 2026
Response Filed
Jun 17, 2026
Final Rejection mailed — §112
Aug 26, 2026
Response after Non-Final Action
Sep 09, 2026
Request for Continued Examination
Sep 10, 2026
Response after Non-Final Action
Sep 21, 2026
Non-Final Rejection mailed — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Processes Producing Alkali Hydroxides, Alkali Carbonates, Alkali Bicarbonates, and/or Alkaline Earth Sulfates
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Patent 12759960
Sodium Hydroxide Production with Carboxylic Acid and Sulfur Dioxide Intermediates
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Patent 12746506
System and Method of Treatment of Gas Contaminated with Hydrogen Sulfide and the Reduction of Hydrogen Sulfide Associated Odor
3y 0m to grant Granted Sep 29, 2026
Patent 12741880
METHOD AND APPARATUS FOR PRODUCING CARBONATE SALTS
3y 8m to grant Granted Sep 22, 2026
Patent 12741247
METHOD FOR EXTRACTING CARBON DIOXIDE FROM FLUE GAS
2y 10m to grant Granted Sep 22, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
73%
Grant Probability
99%
With Interview (+33.7%)
2y 8m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 830 resolved cases by this examiner. Grant probability derived from career allowance rate.

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