Prosecution Insights
Last updated: April 19, 2026
Application No. 18/015,142

THERMOFORMED TUBE HEAD, TUBE AND MANUFACTURING METHOD

Non-Final OA §102§103§112
Filed
Jan 09, 2023
Examiner
ELOSHWAY, NIKI MARINA
Art Unit
3736
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Aisapack Holding SA
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
2y 10m
To Grant
88%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allow Rate
1002 granted / 1576 resolved
-6.4% vs TC avg
Strong +24% interview lift
Without
With
+24.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
76 currently pending
Career history
1652
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
51.9%
+11.9% vs TC avg
§102
33.8%
-6.2% vs TC avg
§112
12.0%
-28.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1576 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Election/Restrictions Claims 13-26 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected method, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on August 27, 2025. Applicant's election with traverse of Group I (claims 1-12) in the reply filed on August 27, 2025 is acknowledged. The traversal is on the grounds that Applicants believe that the corresponding special technical feature does make a contribution over the prior art in view of Jupin. Applicants argue that Jupin does not teach a head being intended to be welded to a tubular skirt in order to form the packaging, wherein the head is thermoformed from a sheet. This is not found persuasive because a recitation of the intended use of the claimed invention must result in a structural difference between the claimed invention and the prior art in order to patentably distinguish the claimed invention from the prior art. If the prior art structure is capable of performing the intended use, then it meets the claim. The statement that the head is intended to be welded to a tubular skirt, does not positively claim the welded connection and only requires that the prior art is capable of being welded to a tubular skirt. It is the examiner’s position that Jupin teaches a head that is capable of being welded to a tubular skirt. Additionally, Jupin teaches that the head is thermoformed from a sheet, to the degree set forth in the claims, since Jupin teaches a portion of the head that is thermoformed from a sheet. The requirement is still deemed proper and is therefore made FINAL. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 12 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 12 recites the limitation "the cap" in line . There is insufficient antecedent basis for this limitation in the claim. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-10 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Jupin et al. (U.S. 5,556,678). Jupin et al. teaches a tube head 1 intended to form a packaging, said head being intended to be welded to a tubular skirt in order to form said packaging (col. 4 lines 27-35), wherein said head is thermoformed from a sheet (col. 1 lines 44-47). Note it had been held that "even though product-by-process claims are limited by and defined by the process, determination of patentability is based on the product itself. The patentability of a product does not depend on its method of production. If the product in the product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process." In re Thorpe, 227 USPQ 964, 966 (Fed. Cir. 1985) Regarding claim 2, said head comprises an external face and an internal face (figure 6), said internal face (inner surface of 7) being intended to be in contact with the product contained in the packaging, said head comprising on its periphery a welding zone located on its external face for welding of said skirt (see lead line 18 in figure 2). Regarding claim 3, wherein said welding zone is on a collar, shown at lead line 18. Regarding claim 4, said head comprises a step at the limit of the welding zone (step shown in figures 1 and 6). Regarding claim 5, said step has a height close to the thickness of the skirt, making it possible to obtain a smooth surface when the head and the skirt are assembled (figures 1 and 6). Regarding claim 6, said step is used as a bearing zone when stacking tube heads (capable of being used as a bearing zone to the degree set forth in the claim). Regarding claim 7, said head forms only a single piece with a cap (layer 9 of lining 7 is not distinguishable from 8; col. 4 lines 1-6; cap can be element 28). Regarding claim 8, said head comprises an orifice 3 for extracting the product contained in the tube. Regarding claim 9, said head comprises tamper-proofing means (see threads at lead line 2 and protrusion on shoulder, capable of being used with a tamper-proof closure, also element 28 is a tamper indicating means). Regarding claim 10, the sheet is a single-layer or multilayer sheet (multi-layer sheet forms 7). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 11 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Jupin et al. (U.S. 5,556,678) in view of Komota et al. (JP 2004025802A). Jupin et al. discloses the claimed invention except for the printing. Komota et al. teaches that it is known to print the sheet prior to thermoforming (see paragraph [0017]). It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the head of Jupin et al. with printing as taught by Komota et al., in order to provide instructions or advertise contents. Further regarding claim 12, the cap is also printed before its thermoforming (cap may be element 28). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. The prior art is cited for the head structure. THIS ACTION IS NON-FINAL. Any inquiry concerning this communication or earlier communications from the examiner should be directed to NIKI MARINA ELOSHWAY whose telephone number is (571)272-4538. The examiner can normally be reached Monday through Friday 7: 00 a.m. to 3:00 p.m.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Orlando E. Avilés can be reached at 571-270-5531. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NIKI M ELOSHWAY/Examiner, Art Unit 3736
Read full office action

Prosecution Timeline

Jan 09, 2023
Application Filed
Nov 29, 2025
Non-Final Rejection — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
88%
With Interview (+24.0%)
2y 10m
Median Time to Grant
Low
PTA Risk
Based on 1576 resolved cases by this examiner. Grant probability derived from career allow rate.

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