Prosecution Insights
Last updated: May 29, 2026
Application No. 18/015,549

DITHIOLENE METAL COMPLEXES

Non-Final OA §103
Filed
Jan 11, 2023
Priority
Jul 16, 2020 — EU 20186317.2 +1 more
Examiner
JOHNSTON, BRIEANN R
Art Unit
1766
Tech Center
1700 — Chemical & Materials Engineering
Assignee
BASF Corporation
OA Round
3 (Non-Final)
49%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 49% of resolved cases
49%
Career Allowance Rate
493 granted / 1008 resolved
-16.1% vs TC avg
Strong +33% interview lift
Without
With
+32.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
50 currently pending
Career history
1067
Total Applications
across all art units

Statute-Specific Performance

§103
88.2%
+48.2% vs TC avg
§102
9.6%
-30.4% vs TC avg
§112
1.2%
-38.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1008 resolved cases

Office Action

§103
DETAILED ACTION This office action follows a reply filed on February 12, 2026. Claims 18, 20-21, and 40 have been amended. Claims 18-21, 37-40 and 42 are currently pending and under examination. The texts of those sections of Title 35 U.S. Code are not included in this section and can be found in a prior Office action. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim 42 is objected to because of the following informalities: The formulae for (41) through (47) are illegible. Appropriate correction is required. Claim Rejections - 35 USC § 103 Claims 18-24, 37-40 and 42 are rejected under 35 U.S.C. 103 as being unpatentable over WO 2020/079154 in view of JP 2018-048217. For convenience, the machine translation of JP ‘217 will be cited below. WO ‘154 teaches providing an aqueous suspension of solid organic IR absorbing pigment (p. 3, ll. 20-21), where the IR absorbing pigment is exemplified as a metal dithiolene complex shown below (p. 35, Pigment A: [nickel(II), bis(diphenylimidazolidinetrithione-кS4, кS5)-, (SP-4-1)-], which meets applicants’ formula (1): PNG media_image1.png 516 518 media_image1.png Greyscale . WO ‘154 teaches that in step i) the pigment is in the suspension in particulate form, where the particle size distribution of the particles of the IR absorbing pigment is smaller than the particle size of the microparticles containing the solid particles of the IR-absorbing organic pigment (which contains an aminoplast resin) (p. 26, ll. 11-16). WO ‘154 teaches that the particle size distribution of the particles of the IR absorbing organic pigment is characterized by having a D50 of preferably in the range of 20-300 nm (p. 26, ll. 16-25). WO ‘154 teaches that if the particle size of the IR-absorbing organic pigment is outside of the above described range, the particle size can be reduced by using established particle comminution methods, including those which involve water or an organic solvent and grinding media like inorganic salts (col. 26, ll. 26-38). WO ‘154 does not teach the claimed d10. JP ‘217 teaches polishing and kneading an infrared absorber so that the average particle size is preferably within 30-80 nm, teaching that when the size is less than 100 nm, the visible transparency is excellent, but if the particle size is too small, the dispersion stability in the solvent will be deteriorated. Salt milling by way of a kneader is taught as a suitable method for adjusting the particle size of the infrared absorber. JP ‘217 teaches the coefficient of variation (CV) of the primary particle diameter of the infrared absorbing organic pigment as preferably 22-28%, which is calculated by the formula: CV=(standard deviation of primary particle diameter /arithmetic average value of primary particle diameter). Based on an average primary particle diameter of 60 nm, the standard deviation must be 13.2-16.8 nm to meet the desired CV, suggesting that there are little to no particles having a particle size of less than about 43 nm, suggesting that applicants’ claimed d10 is met. See pp. 8-9 of JP ‘217. Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to have carried out salt milling on the infrared absorber of WO ‘154 using the method of JP ‘217, as WO ‘154 suggests carrying out salt milling on the infrared absorber to obtain a desirable d50, and JP ‘217 teaches that when the salt milling is carried out on an organic infrared absorber, the d50 can be controlled within a range of 30-60 nm, suitable for WO ‘154, and by controlling the coefficient of variation, aggregation is suppressed, providing increased dispersibility of the organic infrared absorber, which results in improved transparency and heat resistance. WO ‘154 in view of JP ‘217 is prima facie obvious over instant claims 18-24, 35-40 and 42. Response to Arguments Applicant's arguments filed October 30, 2025 have been fully considered but they are not persuasive. Applicants argue that WO ‘154 is directed to microparticle compositions, arguing that WO ‘154 does not teach or suggest a narrow particle size range as critical for the IR absorbance or stability of the pigment itself, further arguing unexpected superior IR absorbance, further arguing that the showing supports the existence of a critical particle size. While the examiner agrees that WO ‘154 does not relate particle size to IR absorbance or stability of the pigment, these properties are inherent in the particle size, and something which is old does not become patentable upon discovery of a new property. A proper finding of inherency does not require that all limitations are taught in a single reference, and that inherency may meet a missing claim limitation when the limitation is “the natural result of the combination of prior art elements”. See MPEP 2112(I). WO ‘154 teaches an overlapping range of the claimed D50 and JP ‘217 teaches a CV which meets the claimed D10. As to the unexpected results, in addition to showing unexpected results and comparing the closest prior art, the showing must be commensurate in scope with the claimed invention. The claimed invention allows for a D50 in the range of 50-70 nm and a D10 of greater than 30 nm, where the examples only show a D50 of 60.4 and aD10 being 38 nm. The comparative example has a particle size outside of the range suggested by JP ‘154. Applicants believe that “[t]he comparative data shows that only within the claimed size range do the particles exhibit unexpectedly high IR absorbance, demonstrating the existence of a critical particle size range.” A showing of unexpected results over a claimed range should include a comparison of a sufficient number of tests both inside and outside the claimed range to show criticality of the claimed range. See MPEP 216.02(d)(II). Applicants have only one example inside the range and one example outside of the claimed range. This is not sufficient to show unexpected results over the claimed range. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRIEANN R JOHNSTON whose telephone number is (571)270-7344. The examiner can normally be reached Monday-Friday, 8:00 AM - 4:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Randy Gulakowski can be reached at (571)272-1302. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Brieann R Johnston/Primary Examiner, Art Unit 1766
Read full office action

Prosecution Timeline

Jan 11, 2023
Application Filed
Oct 14, 2025
Non-Final Rejection mailed — §103
Oct 30, 2025
Response Filed
Nov 17, 2025
Final Rejection mailed — §103
Dec 19, 2025
Response after Non-Final Action
Feb 12, 2026
Request for Continued Examination
Feb 14, 2026
Response after Non-Final Action
Apr 17, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
49%
Grant Probability
82%
With Interview (+32.9%)
2y 10m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1008 resolved cases by this examiner. Grant probability derived from career allowance rate.

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