Prosecution Insights
Last updated: May 29, 2026
Application No. 18/016,349

OPEN LOOP CONNECTOR

Non-Final OA §112
Filed
Jan 15, 2023
Priority
Jul 15, 2020 — AU 2020902445 +1 more
Examiner
UPCHURCH, DAVID M
Art Unit
3677
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
UNDERWOOD COMPANIES HOLDINGS PTY LTD
OA Round
5 (Non-Final)
73%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
755 granted / 1028 resolved
+21.4% vs TC avg
Strong +18% interview lift
Without
With
+18.4%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
21 currently pending
Career history
1050
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
35.7%
-4.3% vs TC avg
§102
54.5%
+14.5% vs TC avg
§112
9.0%
-31.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1028 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 12/22/2025 has been entered. Claim Objections Claims 4, 6, 8-10, 12, 14, 16-17, 19-21, and 23 are objected to because of the following informalities: Claims 4, 6, 8-10, 12, 14, 16-17, 19-21, and 23 recites “An open loop connector” and it should recite “The open loop connector.” Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 10, 17, and 23 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 10 recites the limitation "the loop body" in line 4. There is insufficient antecedent basis for this limitation in the claim. Claim 17 recites the term “it’s” which renders the claim unclear and indefinite because the term can refer to multiple recited structure. Claim 17 recites the limitation "the connector" in line 5. There is insufficient antecedent basis for this limitation in the claim. Claim 23 recites the limitation "the loop body" in line 4. There is insufficient antecedent basis for this limitation in the claim. Claim 23 recites the limitation "having a pointed end portion… a point…an inwardly arc,” which appears to be recited in claim 1 and therefore it is unclear whether Applicant is referring to the structure of claim 1 or newly recited structure. The following is a quotation of 35 U.S.C. 112(d): (d) REFERENCE IN DEPENDENT FORMS.—Subject to subsection (e), a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. The following is a quotation of pre-AIA 35 U.S.C. 112, fourth paragraph: Subject to the following paragraph [i.e., the fifth paragraph of pre-AIA 35 U.S.C. 112], a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. Claim 4 is rejected under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph, as being of improper dependent form for failing to further limit the subject matter of the claim upon which it depends, or for failing to include all the limitations of the claim upon which it depends. Claim 4 recites limitations that is already recited in claim 1. Applicant may cancel the claim(s), amend the claim(s) to place the claim(s) in proper dependent form, rewrite the claim(s) in independent form, or present a sufficient showing that the dependent claim(s) complies with the statutory requirements. Allowable Subject Matter Claims 1, 6, 8-9, 12, 14, 16, and 19-21 are allowed. The following is a statement of reasons for the indication of allowable subject matter: It appears the prior art fails to disclose the open loop body as recited in claim 1, in combination with the other limitations of claim 1. Response to Arguments Applicant’s arguments, see Remarks, filed 12/22/2025, with respect to 102 rejection to claims have been fully considered and are persuasive. The 102 rejection of claims has been withdrawn. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID M UPCHURCH whose telephone number is (571)270-7957. The examiner can normally be reached 6AM-3PM EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jason San can be reached at (571)272-6531. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAVID M UPCHURCH/ Primary Examiner, Art Unit 3677
Read full office action

Prosecution Timeline

Show 4 earlier events
Jan 21, 2025
Request for Continued Examination
Jan 23, 2025
Response after Non-Final Action
Feb 19, 2025
Non-Final Rejection mailed — §112
May 19, 2025
Response Filed
Aug 21, 2025
Final Rejection mailed — §112
Dec 22, 2025
Request for Continued Examination
Feb 12, 2026
Response after Non-Final Action
Feb 20, 2026
Non-Final Rejection mailed — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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SEPARATOR FOR WING TRAP
1y 11m to grant Granted May 26, 2026
Patent 12638064
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Patent 12628919
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2y 5m to grant Granted May 19, 2026
Patent 12631206
Twist-Lock Fixings
2y 0m to grant Granted May 19, 2026
Patent 12628918
BUCKLE
1y 10m to grant Granted May 19, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
73%
Grant Probability
92%
With Interview (+18.4%)
2y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1028 resolved cases by this examiner. Grant probability derived from career allowance rate.

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