Prosecution Insights
Last updated: July 17, 2026
Application No. 18/016,432

RECOMBINANT MICROORGANISMS

Non-Final OA §112
Filed
Jan 16, 2023
Priority
Jul 14, 2020 — provisional 63/051,672 +1 more
Examiner
DICKENS, AMELIA NICOLE
Art Unit
1645
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Regents of the University of California
OA Round
2 (Non-Final)
47%
Grant Probability
Moderate
2-3
OA Rounds
0m
Est. Remaining
74%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allowance Rate
56 granted / 119 resolved
-12.9% vs TC avg
Strong +27% interview lift
Without
With
+27.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
38 currently pending
Career history
163
Total Applications
across all art units

Statute-Specific Performance

§101
2.8%
-37.2% vs TC avg
§103
29.1%
-10.9% vs TC avg
§102
15.0%
-25.0% vs TC avg
§112
27.7%
-12.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 119 resolved cases

Office Action

§112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Status The amended claim set filed 2 Dec 2025 is acknowledged. Claims 1, 5-7, 9-13 and 15-16 are currently pending. Of those, claims 1, 5, 9, and 15 are currently amended, and no claims are new. Claims 11-13 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 21 July 2025. Claims 2-4, 8, 14, and 17-19 are cancelled. Claims 1, 5-7, 9-10, and 15-16 will be examined on the merits herein. Response to Arguments The Applicants’ arguments filed 2 Dec 2025 are acknowledged. For clarity, in this action, said arguments will be referred to as “Remarks” and the Non-Final Office Action mailed 3 Sep 2025 will be referred to as “NFOA.” Objection(s) and Rejection(s) Withdrawn The objections to the specification (NFOA par. 6-9) are all withdrawn in view of the amendments to the specification and abstract, and arguments. The objections to the claims (NFOA par. 10-13) are all withdrawn in view of the amendments to the claims and arguments. The rejections under 35 U.S.C. 112(b) (NFOA par. 15-23) are all withdrawn in view of the amendments to the claims and arguments, but see the new rejection of claim 9 below that is similar to the previous rejection of claim 9 (NFOA par. 21). The rejections under 35 U.S.C. 112(a) (enablement and written description, NFOA par. 24-52) are both withdrawn in view of the amendments to the claims and arguments. The rejection of claims 14-18 under 35 U.S.C. 102(a)(1) and (a)(2) as being anticipated by Papoutsaki et al. (NFOA par. 53-57) is withdrawn in view of the amendments to the claims and arguments. Claim Objections Claims 1 and 15 are objected to because of the following informalities: typographical error, claim 1 part (v) and claim 15 each read “ribose-5-phoshate” but should read “ribose-5-phosphate”. Appropriate correction is required. Claim 6 is objected to because of the following informalities: the microbial genus names in claim 6 should be italicized to be consistent with the conventions in the field. Appropriate correction is required. New Rejection(s) Claim Rejections - 35 USC § 112(b) The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1, 5-7, 9 and 15-16 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 1, the claim has been amended to contain a list of proteins the SM should express, listed as (i)-(vii), but there is not an “and” or “or” before the final protein in the list. Therefore, one of ordinary skill would not be able to determine whether the claim requires that all genes be expressed (and), or only that at least one gene be expressed (or). Correction is required. This grounds of rejection also applies to dependent claims 5-7 and 9 because they depend from claim 1 and do not obviate the grounds of rejection. Regarding claim 9, the claim has been amended to recite “The SM of claim 1, having the … fermentation profile of ATCC deposit accession number PTA- 126783, when grown on methanol.” The specification does not define the term “fermentation profile”, and this term does not have a generally accepted definition in the field at the time of filing. Accordingly, one of ordinary skill in the art would not be able to determine whether only the chemical identities must match or also the amounts produced, how much variation (if any) is permitted within the same “fermentation profile”, whether all possible chemical products are considered or only some (for example, only methanol utilization products), etc. The “fermentation profile” of ATCC deposit accession number PTA-126783 is also not defined in the specification and is not generally known in the field at the time of filing. The arguments point to Figure 7G and related text (Remarks pg. 9), but Figure 7G only provides the amounts of formate and acetate produced and the specification does not define anywhere that the fermentation profile is limited to those chemicals rather than other, undisclosed chemicals produced by fermentation. Figure 7G also does not indicate how to determine whether another strain has the same fermentation profile as the graph, must the strain’s fermentation match the graph exactly? The related text at [0019] and [0177] do not clarify this issue. Therefore, one of ordinary skill would not be able to clearly determine whether a potential SM has the same “product profile” as the deposited strain, and the claim boundaries are unclear. Regarding claim 15, the claim has been amended to read “A recombinant microorganism that ... comprises a plurality of enzymes selected from the group consisting of methanol dehydrogenase (Medh), hexulose-6-phosphate synthaseps,6-phospho-3-hexulose isomerase (Phi), glucose phosphate isomerase (Pgi), ribose-5-phoshate isomerase (RpiA), transketolase (Tkt), transaldolase (Tal) and a reduction or knockout of 6-phosphofructokinase 1 (pfkA), glyceraldehyde-3- phosphate dehydrogenase A (qapA), S-(hydroxymethyl) glutathione dehydrogenase (frmA), phosphocarrier protein (hPr or ptsH), and regulator Q (proQ).” As in claim 1, it appears that the claim does not have a “and” or “or” before Tal, the final protein that must be comprised in the recombinant microorganism. Therefore, one of ordinary skill would not be able to determine whether the claim requires that all genes be expressed (and), or only that at least one gene be expressed (or). Additionally, the ambiguity is increased due to the formatting not clearly separating the list of “plurality of enzymes” from the list of “reduction or knockout” genes like in claim 1, for example, by placing the two lists onto separate lines or using different labels for the two lists. Correction is required. This grounds of rejection also applies to dependent claim 16 because it depends from claim 15 and does not obviate the grounds of rejection. Allowable Subject Matter Claim 10 is allowed. The following is a statement of reasons for the indication of allowable subject matter: The specific deposited strain is novel and the collection of mutations in this strain would not have been obvious in view of the art. Also, this claim would have been rejected as not enabled under 35 U.S.C. 112(a) but for the information about the deposit and the statement in the specification that “This deposit will be maintained at an authorized depository and replaced in the event of mutation, nonviability or destruction for a period of at least five years after the most recent request for release of a sample was received by the depository, for a period of at least thirty years after the date of the deposit, or during the enforceable life of the related patent, whichever period is longest. All restrictions on the availability to the public of these cell lines will be irrevocably removed upon the issuance of a patent from the application.” [0122]. Conclusion Other than claim 10, no claims are allowed. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to AMELIA NICOLE DICKENS whose telephone number is (571)272-0381. The examiner can normally be reached M-R 8:30-4:30, and every other F 8:30-4:30 (EDT/EST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dan Kolker can be reached at (571) 272-3181. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AMELIA NICOLE DICKENS/Examiner, Art Unit 1645 /DANIEL E KOLKER/Supervisory Patent Examiner, Art Unit 1645
Read full office action

Prosecution Timeline

Jan 16, 2023
Application Filed
Sep 03, 2025
Non-Final Rejection mailed — §112
Dec 02, 2025
Response Filed
Feb 25, 2026
Final Rejection mailed — §112
May 22, 2026
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12648990
BACTERIAL MEMBRANE VESICLES, AND SEPARATION AND PREPARATION SYSTEM AND METHOD THEREFOR
3y 10m to grant Granted Jun 09, 2026
Patent 12636374
IMMUNOGENIC COMPOSITIONS COMPRISING CONJUGATED CAPSULAR SACCHARIDE ANTIGENS AND USES THEREOF
4y 0m to grant Granted May 26, 2026
Patent 12637655
MASSIVE CO2 BIOFIXATION PROCESS AND SEAWEED BIOMASS PRODUCTION WITH THE USE OF GRAVELS FROM OIL WELL DRILLING
3y 2m to grant Granted May 26, 2026
Patent 12612596
INDUSTRIAL FERMENTATION PROCESS FOR BACILLUS USING PARTIAL HARVEST
3y 3m to grant Granted Apr 28, 2026
Patent 12599655
VACCINE COMPOSITIONS AND METHODS OF SELECTING ANTIGENS
4y 2m to grant Granted Apr 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

2-3
Expected OA Rounds
47%
Grant Probability
74%
With Interview (+27.0%)
3y 5m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 119 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month