Prosecution Insights
Last updated: May 29, 2026
Application No. 18/018,028

METHOD FOR TRANSMITTING, BY NTN, DOWNLINK SIGNAL ON BASIS OF POLARIZATION INFORMATION IN WIRELESS COMMUNICATION SYSTEM, AND APPARATUS FOR SAME

Final Rejection §103
Filed
Jan 25, 2023
Priority
Aug 04, 2020 — RE 10-2020-0097143 +1 more
Examiner
ZUNIGA ABAD, JACKIE
Art Unit
2469
Tech Center
2400 — Computer Networks
Assignee
LG Electronics Inc.
OA Round
4 (Final)
76%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
561 granted / 735 resolved
+18.3% vs TC avg
Strong +24% interview lift
Without
With
+23.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
22 currently pending
Career history
765
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
80.4%
+40.4% vs TC avg
§102
13.1%
-26.9% vs TC avg
§112
1.4%
-38.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 735 resolved cases

Office Action

§103
DETAILED ACTION Claims 1-4 and 8-12 are presented for examination. Claims 1, 3, 4, 8-10, and 12 are amended. Claims 5-7 and 13-15 are canceled. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments with respect to claim(s) 1 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-4 and 8-12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Cheng et al., (hereinafter Cheng), U.S. Publication No. 2022/0239417, in view of Zhou et al., (hereinafter Zhou), U.S. Publication No. 2019/0215123, and in further view of Cao et al., (hereinafter Cao), U.S. Publication No. 2022/0393754. As per claim 1, Cheng discloses a method by a network [fig. 6, paragraphs 0006, 0007, 0379, a method by a network (a method for downlink transmission in cellular wireless communication networks)], the method comprising: transmitting a downlink control channel including downlink control information [fig. 2, Abstract, paragraphs 0056, 0077, 0236, 0253, 0275, transmitting a downlink control channel including downlink control information (receiving first downlink control information (DCI) from the BS; UE detects a PDCCH with a configured DCI format)], wherein the downlink control information includes resource assignment information for a downlink data channel [fig. 2, paragraphs 0056, 0236, 0253, 0275, wherein the downlink control information includes resource assignment information for a downlink data channel (UE may monitor the PDCCH(s) to find possible assignments; the scheduling DCI of the dynamic downlink assignment)]; transmitting the downlink data channel based on the resource assignment information [fig. 2, 6, paragraphs 0077, 0379-0384, transmitting the downlink data channel based on the resource assignment information (a Transport Block (TB) transmitted in the first PDSCH; the first PDSCH in action 604 is scheduled by a first DCI format)]; and receiving hybrid automatic repeat request-acknowledgement (HARQ-ACK) information for the downlink data channel [fig. 2, 6, paragraphs 0051, 0150, 0154, 0157, 0249, 0259, receiving hybrid automatic repeat request-acknowledgement (HARQ-ACK) information for the downlink data channel (the payload of HARQ-ACK feedback for a HARQ process may be fixed and configured; the HARQ/ACK corresponding to the PDSCH)], a sequence is determined based on a circular polarization applied to the downlink data channel [table 5, paragraphs 0078, 0128, 0132, 0143, 0145, 0217, 0335, 0343, a sequence is determined based on a circular polarization applied to the downlink data channel (UE may transmit the message; message may include at least one of: a parameter for indicating whether the UE supports mismatch compensation between different polarization modes (e.g., circular-polarization-compensation); MCS information is used for decoding and demodulating data from the scheduled PDSCH)]. Cheng does not explicitly disclose wherein the downlink data channel includes a demodulation reference signal (DMRS), wherein a sequence of the DMRS is generated based on a sequence generator initialized with a first sequence initialization value. However, Zhou teaches wherein the downlink data channel includes a demodulation reference signal (DMRS) [fig. 4, paragraphs 0011, 0012, 0018, 0019, 0105, 0106, 0123, wherein the downlink data channel includes a demodulation reference signal (demodulating a physical downlink shared channel (PDSCH))], wherein a sequence of the DMRS is generated based on a sequence generator initialized with a first sequence initialization value [fig. 4, paragraphs 0012, 0018, 0019, 0105, 0123, wherein a sequence of the DMRS is generated based on a sequence generator initialized with a first sequence initialization value (the sequence initialization of the DMRS; uses the cell ID for sequence initialization; used in demodulating a physical downlink shared channel (PDSCH))]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the method described in the modified Cheng by including wherein the sequence is sequence-initialized as taught by Zhou because it would provide the modified Cheng's method with the enhanced capability of increasing the system capacity [Zhou, paragraph 0004]. The modified Cheng does not explicitly disclose wherein, based on a circular polarization applied to the downlink data channel, the first sequence initialization value is determined based on the circular polarization and a cell identifier. However, Cao teaches wherein, based on a circular polarization applied to the downlink data channel, the first sequence initialization value is determined based on the circular polarization and a cell identifier [fig. 1, 2, 9A, paragraphs 0095, 0097, 0132, 0140, wherein, based on a circular polarization applied to the downlink data channel, the first sequence initialization value is determined based on the circular polarization and a cell identifier (mapping rules between cell identifier/SSB index/beam index/BWP index and polarization; a specific group of cells may use Left-Hand Circular Polarization (LHCP), and another group of cells may use Right-Hand Circular Polarization (RHCP))]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the method described in the modified Cheng by including initialization value is determined based on the circular polarization and a cell identifier as taught by Cao because it would provide the modified Cheng's method with the enhanced capability of improving resource switching efficiency [Cao, paragraphs 0002, 0098]. As per claim 2, Cheng discloses the method of claim 1, wherein the circular polarization is right-handed circular polarization (RHCP), or left-handed circular polarization (LHCP) [paragraphs 0125, 0126, 0133, 0134, wherein the circular polarization is right-handed circular polarization (RHCP), or left-handed circular polarization (circular-polarized, e.g., left-hand circular polarization (LHCP) or right-hand circular polarization (RHCP))]. As per claim 3, Cheng discloses the method of claim 1, a parameter related to the circular polarization 2Mʎ, where ʎ is determined as 0 or 1 depending on the circular polarization information, and M is a positive integer [table 6, paragraphs 0066, 0125, 0133, 0144, 0145, 0244, 0321, 0322, 0335-0340, a parameter related to the circular polarization 2Mʎ, where ʎ is determined as 0 or 1 depending on the circular polarization information, and M is a positive integer (the UE when the parameter circular-polarization is ‘true’ may be different from the value of the CQI when the parameter circular-polarization is ‘false’)]. Cheng does not explicitly disclose wherein the first sequence initialization value is determined based on a parameter. However, Zhou teaches wherein the first sequence initialization value is determined based on a parameter [fig. 4, paragraphs 0012, 0018, 0019, 0105, 0123, wherein the first sequence initialization value is determined based on a parameter (the sequence initialization of the DMRS; uses the cell ID for sequence initialization; used in demodulating a physical downlink shared channel (PDSCH))]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the method described in the modified Cheng by including wherein the sequence is sequence-initialized as taught by Zhou because it would provide the modified Cheng's method with the enhanced capability of increasing the system capacity [Zhou, paragraph 0004]. As per claim 4, Cheng discloses the method of claim 1, Cheng discloses circular polarization [paragraphs 0125, 0126, 0133, 0134]. Cheng does not explicitly disclose wherein the first sequence initialization value is determined based on the following equation PNG media_image1.png 49 470 media_image1.png Greyscale where ʎ is determined as 0 or 1 depending on the polarization information, PNG media_image2.png 42 66 media_image2.png Greyscale is a slot index, PNG media_image3.png 31 38 media_image3.png Greyscale is an identification value for sequence identification, and l is an index of an orthogonal frequency division multiplexing (OFDM) symbol. However, Zhou teaches wherein the first sequence initialization value is determined based on the sequence initialized according to the following equation PNG media_image1.png 49 470 media_image1.png Greyscale where ʎ is determined as 0 or 1 depending on the polarization information, PNG media_image2.png 42 66 media_image2.png Greyscale is a slot index, PNG media_image3.png 31 38 media_image3.png Greyscale is an identification value for sequence identification, and l is an index of an orthogonal frequency division multiplexing (OFDM) symbol [paragraphs 0014-0017, wherein the CSI RS included in the downlink signal is generated based on the sequence sequence-initialized according to the following equation where ʎ is determined as 0 or 1 depending on the polarization information, is a slot index, is an identification value for sequence identification, and l is an index of an orthogonal frequency division multiplexing (OFDM) symbol ( PNG media_image4.png 32 380 media_image4.png Greyscale , where, n.sub.s is a slot index in a radio frame, and l is an orthogonal frequency division multiplexing (OFDM) symbol index in a slot)]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the method described in the modified Cheng by including wherein the sequence is sequence-initialized as taught by Zhou because it would provide the modified Cheng's method with the enhanced capability of increasing the system capacity [Zhou, paragraph 0004]. As per claim 8, Cheng discloses the method of claim 1, wherein the network is configured to determine the circular polarization on the downlink data channel based on the cell identifier related to the network [paragraphs 0122, 0128, 0133-0136, 0143-0145, wherein the network is configured to determine the circular polarization on the downlink data channel based on the cell identifier related to the network (parameters based on the assumption that circular-polarized antennas are used by the BS (e.g., a gNB))]. As per claim 9, Cheng discloses the method of claim 8, Cheng discloses circular polarization [paragraphs 0125, 0126, 0133, 0134]. Cheng does not explicitly disclose further comprising transmitting a primary synchronization signal (PSS) and a secondary synchronization signal (SSS), wherein the PSS and the SSS include a sequence initialized using a sequence initialized value determined based on the polarization related to the cell identifier. However, Zhou teaches transmitting a primary synchronization signal (PSS) and a secondary synchronization signal (SSS), wherein the PSS and the SSS include a sequence initialized using a sequence initialized value determined based on the polarization related to the cell identifier [fig. 5, paragraphs 0012, 0019, 0063, 0067, 0079, transmitting a primary synchronization signal (PSS) and a secondary synchronization signal (SSS), wherein the PSS and the SSS include a sequence initialized using a sequence initialized value determined based on the polarization related to the cell identifier (uses the cell ID for sequence initialization; downlink synchronization of a user equipment in different beam directions, it is needed that a synchronization channel (similar to a primary synchronization signal (PSS)/a secondary synchronization signal (SSS))]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the method described in the modified Cheng by transmitting a primary synchronization signal (PSS) and a secondary synchronization signal (SSS) as taught by Zhou because it would provide the Cheng's modified method with the enhanced capability of increasing the system capacity [Zhou, paragraph 0004]. As per claim 10, Cheng discloses a method by a user equipment (UE) [fig. 6, paragraphs 0006, 0007, 0379, a method by a user equipment (a method for downlink transmission in cellular wireless communication networks)], the method comprising: receiving, from a network, a downlink control channel including downlink control information [fig. 2, Abstract, paragraphs 0056, 0077, 0236, 0253, 0275, receiving, from a network, a downlink control channel including downlink control information (receiving first downlink control information (DCI) from the BS; UE detects a PDCCH with a configured DCI format)], wherein the downlink control information includes resource assignment information for a downlink data channel [fig. 2, paragraphs 0056, 0236, 0253, 0275, wherein the downlink control information includes resource assignment information for a downlink data channel (UE may monitor the PDCCH(s) to find possible assignments; the scheduling DCI of the dynamic downlink assignment)] receiving, from the network, the downlink data channel based on the resource assignment information [fig. 2, 6, paragraphs 0077, 0379-0384, receiving, from the network, the downlink data channel based on the resource assignment information (a Transport Block (TB) transmitted in the first PDSCH; the first PDSCH in action 604 is scheduled by a first DCI format)]; and transmitting hybrid automatic repeat request-acknowledgement (HARQ-ACK) information for the downlink data channel [fig. 2, 6, paragraphs 0051, 0150, 0154, 0157, 0249, 0259, transmitting hybrid automatic repeat request-acknowledgement (HARQ-ACK) information for the downlink data channel (the payload of HARQ-ACK feedback for a HARQ process may be fixed and configured; the HARQ/ACK corresponding to the PDSCH)], a sequence is determined based on a circular polarization applied to the downlink data channel [table 5, paragraphs 0078, 0128, 0132, 0143, 0145, 0217, 0335, 0343, a sequence is determined based on a circular polarization applied to the downlink data channel (UE may transmit the message; message may include at least one of: a parameter for indicating whether the UE supports mismatch compensation between different polarization modes (e.g., circular-polarization-compensation); MCS information is used for decoding and demodulating data from the scheduled PDSCH)]. Cheng does not explicitly disclose wherein the downlink data channel includes a demodulation reference signal (DMRS), wherein a sequence of the DMRS is generated based on a sequence generator initialized with a first sequence initialization value. However, Zhou teaches wherein the downlink data channel includes a demodulation reference signal (DMRS) [fig. 4, paragraphs 0011, 0012, 0018, 0019, 0105, 0106, 0123, wherein the downlink data channel includes a demodulation reference signal (demodulating a physical downlink shared channel (PDSCH))], wherein a sequence of the DMRS is generated based on a sequence generator initialized with a first sequence initialization value [fig. 4, paragraphs 0012, 0018, 0019, 0105, 0123, wherein a sequence of the DMRS is generated based on a sequence generator initialized with a first sequence initialization value (the sequence initialization of the DMRS; uses the cell ID for sequence initialization; used in demodulating a physical downlink shared channel (PDSCH))]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the method described in the modified Cheng by including wherein the sequence is sequence-initialized as taught by Zhou because it would provide the modified Cheng's method with the enhanced capability of increasing the system capacity [Zhou, paragraph 0004]. The modified Cheng does not explicitly disclose wherein, based on a circular polarization applied to the downlink data channel, the first sequence initialization value is determined based on the circular polarization and a cell identifier. However, Cao teaches wherein, based on a circular polarization applied to the downlink data channel, the first sequence initialization value is determined based on the circular polarization and a cell identifier [fig. 1, 2, 9A, paragraphs 0095, 0097, 0132, 0140, wherein, based on a circular polarization applied to the downlink data channel, the first sequence initialization value is determined based on the circular polarization and a cell identifier (mapping rules between cell identifier/SSB index/beam index/BWP index and polarization; a specific group of cells may use Left-Hand Circular Polarization (LHCP), and another group of cells may use Right-Hand Circular Polarization (RHCP))]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the method described in the modified Cheng by including initialization value is determined based on the circular polarization and a cell identifier as taught by Cao because it would provide the modified Cheng's method with the enhanced capability of improving resource switching efficiency [Cao, paragraphs 0002, 0098]. As per claim 11, Cheng discloses the method of claim 10, wherein the circular polarization is right-handed circular polarization (RHCP), or left-handed circular polarization (LHCP) [paragraphs 0125, 0126, 0133, 0134, wherein the circular polarization is right-handed circular polarization (RHCP), or left-handed circular polarization (circular-polarized, e.g., left-hand circular polarization (LHCP) or right-hand circular polarization (RHCP))]. As per claim 12, Cheng discloses a non-terrestrial network (NTN) [fig. 1, paragraphs 0058, 0063, 0007, 0379, a non-terrestrial network (Downlink Transmission in NTN; NTN scenarios)], comprising: a radio frequency (RF) transceiver; and a processor connected to the RF transceiver [fig. 7, paragraphs 0385, 0387, 0395, a radio frequency (RF) transceiver; and a processor connected to the RF transceiver (processor 728 may process the data 730 and the instructions 732 received from the memory 734, and information transmitted and received via the transceiver 720)], wherein the processor is configured to: control the RF transceiver to transmit a downlink control channel including downlink control information [fig. 2, Abstract, paragraphs 0056, 0077, 0236, 0253, 0275, transmit a downlink control channel including downlink control information (receiving first downlink control information (DCI) from the BS; UE detects a PDCCH with a configured DCI format)], wherein the downlink control information includes resource assignment information for a downlink data channel [fig. 2, paragraphs 0056, 0236, 0253, 0275, wherein the downlink control information includes resource assignment information for a downlink data channel (UE may monitor the PDCCH(s) to find possible assignments; the scheduling DCI of the dynamic downlink assignment)]; control the RF transceiver to transmit the downlink data channel based on the resource assignment information [fig. 2, 6, paragraphs 0077, 0379-0384, transmit the downlink data channel based on the resource assignment information (a Transport Block (TB) transmitted in the first PDSCH; the first PDSCH in action 604 is scheduled by a first DCI format)]; and control the RF transceiver to receive hybrid automatic repeat request-acknowledgement (HARQ-ACK) information for the downlink data channel [fig. 2, 6, paragraphs 0051, 0150, 0154, 0157, 0249, 0259, receive hybrid automatic repeat request-acknowledgement (HARQ-ACK) information for the downlink data channel (the payload of HARQ-ACK feedback for a HARQ process may be fixed and configured; the HARQ/ACK corresponding to the PDSCH)], a sequence is determined based on a circular polarization applied to the downlink data channel [table 5, paragraphs 0078, 0128, 0132, 0143, 0145, 0217, 0335, 0343, a sequence is determined based on a circular polarization applied to the downlink data channel (UE may transmit the message; message may include at least one of: a parameter for indicating whether the UE supports mismatch compensation between different polarization modes (e.g., circular-polarization-compensation); MCS information is used for decoding and demodulating data from the scheduled PDSCH)]. Cheng does not explicitly disclose wherein the downlink data channel includes a demodulation reference signal (DMRS), wherein a sequence of the DMRS is generated based on a sequence generator initialized with a first sequence initialization value. However, Zhou teaches wherein the downlink data channel includes a demodulation reference signal (DMRS) [fig. 4, paragraphs 0011, 0012, 0018, 0019, 0105, 0106, 0123, wherein the downlink data channel includes a demodulation reference signal (demodulating a physical downlink shared channel (PDSCH))], wherein a sequence of the DMRS is generated based on a sequence generator initialized with a first sequence initialization value [fig. 4, paragraphs 0012, 0018, 0019, 0105, 0123, wherein a sequence of the DMRS is generated based on a sequence generator initialized with a first sequence initialization value (the sequence initialization of the DMRS; uses the cell ID for sequence initialization; used in demodulating a physical downlink shared channel (PDSCH))]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the NTN described in the modified Cheng by including wherein the sequence is sequence-initialized as taught by Zhou because it would provide the modified Cheng's NTN with the enhanced capability of increasing the system capacity [Zhou, paragraph 0004]. The modified Cheng does not explicitly disclose wherein, based on a circular polarization applied to the downlink data channel, the first sequence initialization value is determined based on the circular polarization and a cell identifier. However, Cao teaches wherein, based on a circular polarization applied to the downlink data channel, the first sequence initialization value is determined based on the circular polarization and a cell identifier [fig. 1, 2, 9A, paragraphs 0095, 0097, 0132, 0140, wherein, based on a circular polarization applied to the downlink data channel, the first sequence initialization value is determined based on the circular polarization and a cell identifier (mapping rules between cell identifier/SSB index/beam index/BWP index and polarization; a specific group of cells may use Left-Hand Circular Polarization (LHCP), and another group of cells may use Right-Hand Circular Polarization (RHCP))]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to improve upon the NTN described in the modified Cheng by including initialization value is determined based on the circular polarization and a cell identifier as taught by Cao because it would provide the modified Cheng's NTN with the enhanced capability of improving resource switching efficiency [Cao, paragraphs 0002, 0098]. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Liberg et al., U.S. Publication No. 2022/0337308 discloses the network node can transmit a downlink signal or channel in the first cell according to a first polarization mode. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JACKIE ZUNIGA ABAD whose telephone number is (571)270-7194. The examiner can normally be reached Monday - Friday, 8:00am - 4:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, IAN MOORE can be reached at 571-272-3085. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JACKIE ZUNIGA ABAD/ Primary Examiner, Art Unit 2469
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Prosecution Timeline

Show 1 earlier event
Feb 13, 2025
Non-Final Rejection mailed — §103
May 13, 2025
Response Filed
Jul 23, 2025
Final Rejection mailed — §103
Oct 22, 2025
Request for Continued Examination
Nov 01, 2025
Response after Non-Final Action
Nov 28, 2025
Non-Final Rejection mailed — §103
Mar 02, 2026
Response Filed
Apr 02, 2026
Final Rejection mailed — §103 (current)

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