Prosecution Insights
Last updated: July 17, 2026
Application No. 18/019,175

CELL

Non-Final OA §103
Filed
Feb 01, 2023
Priority
Aug 06, 2020 — JP 2020-133715 +2 more
Examiner
CARVALHO JR., ARMINDO
Art Unit
1729
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Maxell Ltd.
OA Round
3 (Non-Final)
48%
Grant Probability
Moderate
3-4
OA Rounds
3m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 48% of resolved cases
48%
Career Allowance Rate
89 granted / 184 resolved
-16.6% vs TC avg
Strong +33% interview lift
Without
With
+33.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
47 currently pending
Career history
243
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
89.1%
+49.1% vs TC avg
§102
2.7%
-37.3% vs TC avg
§112
0.9%
-39.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 184 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on June, 18, 2026 has been entered. Response to Amendment In response to the amendment received June 18, 2026: Claims 1-13 are pending. Claim 14 has been cancelled as per applicant’s request. The previous 112 rejections have been withdrawn in light of the amendment. The core of the previous rejection is withdrawn in light of the amendment. However, a new grounds of rejection using the same references has been made below. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1, 4, 10 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Manthiram et al. (US 2017/0092954) in view of Zhamu et al. (US 2018/0219214). Regarding Claim 1, Manthiram et al. teaches an Li-S battery (Fig. 3, #100) (i.e. a cell) comprising an anode (Fig. 3, #110) (i.e. a negative electrode), a separator (Fig. 3, #120) and a cathode (Fig. 3, #10) (i.e. and a positive electrode arranged in this order), wherein the cathode comprises a cathode active material layer (Fig. 1, #30), and a porous carbon material layer (Fig. 1, #40) (i.e. a porous carbon sheet) (Para. [0090]) (i.e. wherein the positive electrode comprises in order from side of the positive electrode facing the separator, a positive electrode active material layer containing a positive electrode active material; and a porous carbon sheet, see Annotated Manthiram et al. -- Fig. 1 and Fig. 3 below) is formed on the porous carbon material layer (i.e. wherein the positive electrode active material layer is formed on the porous carbon sheet), and the Manthiram et al. does not explicitly teach a first portion formed in only some of the pores of the porous carbon sheet. Annotated Manthiram et al. -- Fig. 1 and Fig. 3 PNG media_image1.png 793 525 media_image1.png Greyscale However, Zhamu et al. teaches a cathode layer containing a sheet of graphite worms composed of multiple pores (i.e. a porous carbon sheet) with a cathode active material with the particles of the cathode active material residing in some of these pores, with some pores remaining unoccupied (Para. [0075]) (i.e. only some of the pores of the porous carbon sheet are filled with the positive electrode active material). It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the porous carbon layer of Manthiram et al. to incorporate the teaching of only some of the pores of the porous carbon sheet are filled with the positive electrode active material as taught by Zhamu et al. (i.e. forming a first portion formed in only some pores of the porous carbon sheet), as such a structure would act as a cushion to volume expansion of the cathode active material particles (Para. [0075]), hence not inducing a volume change of the entire cathode layer and not exerting internal pressure to the battery (Para. [0023]). Regarding Claim 4, Manthiram et al. as modified by Zhamu et al. teaches all of the elements of the current invention in claim 1 as explained above. Manthiram et al. further teaches the average largest dimension of the particles of the S-based active material is no larger than 10 micrometers (Para. [0093]) (i.e. wherein the positive electrode active material has an average particle size of 30 micrometers or less). Regarding Claim 10, Manthiram et al. as modified by Zhamu et al. teaches all of the elements of the current invention in claim 1 as explained above. Manthiram et al. further teaches the carbon layer (i.e. porous carbon sheet) may be formed from nanocarbon paper referred to as buckypaper including carbon nanofibers (Para. [0086]) and wherein the buckypaper has fibrous architecture (Para. [0133]) (i.e. a porous sheet is made of fibrous carbon). Regarding Claim 10, Manthiram et al. as modified by Zhamu et al. teaches all of the elements of the current invention in claim 1 as explained above. Manthiram et al. further teaches the carbon layer (i.e. porous carbon sheet) may be formed from nanocarbon paper referred to as buckypaper including carbon nanofibers (Para. [0086]) and wherein the buckypaper has fibrous architecture (Para. [0133]) (i.e. a porous sheet is made of fibrous carbon). Regarding Claim 12, Manthiram et al. as modified by Zhamu et al. teaches all of the elements of the current invention in claim 1 as explained above. Manthiram et al. further teaches the cathode active material layer (Fig. 1, #30) (i.e. a positive electrode active material layer) formed on the porous carbon material layer (Fig. 1, #40) (i.e. covers a surface of the porous carbon sheet facing the separator) (see Fig. 1 and Fig. 3) and contains S-based cathode active materials in its pores (i.e. a part of the pores of the positive electrode active material layer is held in the pores of the porous carbon sheet) (Para. [0090]). Claims 2-3 and 5-7 are rejected under 35 U.S.C. 103 as being unpatentable Manthiram et al. (US 2017/0092954) in view of Zhamu et al. (US 2018/0219214) as applied to claim 1 above, and further in view of Ahn et al. (US 2022/0367873A). Regarding Claim 2, Manthiram et al. as modified by Zhamu et al. teaches all of the elements of the current invention in claim 1 as explained above. Manthiram et al. further teaches the cathode active material layer (Fig. 1, #30) (i.e. a positive electrode active material layer) formed on the porous carbon material layer (Fig. 1, #40)(i.e. covers a surface of the porous carbon sheet facing the separator) (see Fig. 1 and Fig. 3) and contains S-based cathode active materials in its pores (i.e. a part of the pores of the positive electrode active material layer is held in the pores of the porous carbon sheet) (Para. [0090]). Manthiram et al. not teach a surface of the positive electrode active material layer facing the separator has an arithmetic average roughness (Ra) of 10 micrometers or less or a maximum height roughness (Rz) of 50 micrometers or less. However, Ahn et al. teaches a lithium battery comprising a positive electrode (Para. [0037]) comprising a positive electrode active material wherein the positive electrode active material layer has an arithmetic mean surface roughness of the positive electrode of 1 micrometer to 5 micrometers (i.e. a surface of the positive electrode active material layer facing the separator has an arithmetic average roughness of 10 micrometers or less) (Para. [0044]) and a maximum height roughness of 10 micrometers or more and 55 micrometers or less (Para. [0045]) (i.e. overlapping with the claimed range of a maximum height roughness of 50 micrometers or less). It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the positive electrode active material layer Manthiram et al. to incorporate the teaching of the surface properties as taught by Ahn et al., as such excellent surface properties would result in small irregularities preventing the formation of dendrites (Para. [0025]) and prevent internal short circuit and ignition of the battery (Para. [0044], [0045]). In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990).” See MPEP §2144.05(I). Regarding Claim 3, Manthiram et al. as modified by Zhamu et al. and Ahn et al. teaches all of the elements of the current invention in claim 2 as explained above. Manthiram et al. does not teach a surface of the positive electrode active material layer facing the separator has an arithmetic average roughness (Ra) of 5 micrometers or less. However, Ahn et al. teaches a lithium battery comprising a positive electrode (Para. [0037]) comprising a positive electrode active material comprising a positive electrode active material which comprises a sulfur-carbon composite(Para. [0052]) which is a porous carbon material providing a skeleton to which the sulfur can be uniformly and stably fixed (Para. [0055]) (i.e. a positive electrode active material layer wherein at least a part of the positive electrode active material is held in the pores of the porous carbon sheet and facing the separator) wherein the positive electrode active material layer has an arithmetic mean surface roughness of the positive electrode of 1 micrometer to 5 micrometers (i.e. a surface of the positive electrode active material layer facing the separator has an arithmetic average roughness of 5 micrometers or less) (Para. [0044]). It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the positive electrode active material layer Manthiram et al. to incorporate the teaching of the surface properties as taught by Ahn et al., as such excellent surface properties would result in small irregularities preventing the formation of dendrites (Para. [0025]) and prevent internal short circuit and ignition of the battery (Para. [0044]). Regarding Claim 5, Manthiram et al. as modified by Zhamu et al. teaches all of the elements of the current invention in claim 1 as explained above. Manthiram et al. does not teach the separator is made a nonwoven fabric. However, Ahn et al. teaches a separator made of a non-woven fabric (Para. [0104]). The substitution of the non-woven fabric porous separator as taught by Ahn et al. (Para. [0104]) for the porous separator of Manthiram et al. would achieve the predictable result of providing a porous separator disposed between a positive electrode and a negative electrode for a lithium battery enabling the transport of lithium ions therebetween (Manthiram et al. – Para. [0107] and Ahn et al. [0103]). Therefore it would have been obvious to one having ordinary skill in the art at the time the claimed invention was filed to substitute of the non-woven fabric porous separator as taught by Ahn et al. (Para. [0104]) for the porous separator of Manthiram et al. as the substitution would achieve the predictable result of providing a porous separator disposed between a positive electrode and a negative electrode for a lithium battery enabling the transport of lithium ions therebetween (Manthiram et al. – Para. [0107] and Ahn et al. [0103]). The simple substitution of one known element for another is likely to be obvious when predictable results are achieved. See KSR International Co. v. Teleflex Inc., 550 U.S. 398, 415-421, USPQ2d 1385, 1395 – 97 (2007) (see MPEP § 2143, B.). Regarding Claim 6, Manthiram et al. as modified by Zhamu et al. and Ahn et al. teaches all of the elements of the current invention in claim 5 as explained above. Manthiram et al. does not teach the separator is made a nonwoven fabric wherein the nonwoven fabric has a thickness of 500 micrometers or less. However, Ahn et al. teaches a separator made of a non-woven fabric (Para. [0104]) and the thickness is 1 to 100 micrometers (Para. [0106]) (i.e. the nonwoven fabric has a thickness of 500 micrometers or less). The substitution of the non-woven fabric porous separator as taught by Ahn et al. (Para. [0104]) for the porous separator of Manthiram et al. would achieve the predictable result of providing a porous separator disposed between a positive electrode and a negative electrode for a lithium battery enabling the transport of lithium ions therebetween (Manthiram et al. – Para. [0107] and Ahn et al. [0103]). Therefore it would have been obvious to one having ordinary skill in the art at the time the claimed invention was filed to substitute of the non-woven fabric porous separator as taught by Ahn et al. (Para. [0104]) for the porous separator of Manthiram et al. as the substitution would achieve the predictable result of providing a porous separator disposed between a positive electrode and a negative electrode for a lithium battery enabling the transport of lithium ions therebetween (Manthiram et al. – Para. [0107] and Ahn et al. [0103]). The simple substitution of one known element for another is likely to be obvious when predictable results are achieved. See KSR International Co. v. Teleflex Inc., 550 U.S. 398, 415-421, USPQ2d 1385, 1395 – 97 (2007) (see MPEP § 2143, B.). Furthermore, it would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the separator of Zhamu et al. to incorporate the teaching of the thickness as taught by Ahn et al., as it would provide desirable mechanical properties preventing damage during use of the battery (Para. [0106]). Regarding Claim 7, Manthiram et al. as modified by Zhamu et al. and Ahn et al. teaches all of the elements of the current invention in claim 5 as explained above. Manthiram et al. does not teach the separator is made a nonwoven fabric wherein the nonwoven fabric has a porosity of 90% by volume or less. However, Ahn et al. teaches a separator made of a non-woven fabric (Para. [0104]) and the porosity is 10 to 95% (Para. [0107]) (i.e. wherein the nonwoven fabric has a porosity of 90% by volume or less). The substitution of the non-woven fabric porous separator comprising a porosity of 10 to 95% as taught by Ahn et al. (Para. [0104]) for the porous separator of Manthiram et al. would achieve the predictable result of providing a porous separator disposed between a positive electrode and a negative electrode for a lithium battery enabling the transport of lithium ions therebetween (Manthiram et al. – Para. [0107] and Ahn et al. [0103]). Therefore it would have been obvious to one having ordinary skill in the art at the time the claimed invention was filed to substitute of the non-woven fabric porous separator as taught by Ahn et al. (Para. [0104]) for the porous separator of Manthiram et al. as the substitution would achieve the predictable result of providing a porous separator disposed between a positive electrode and a negative electrode for a lithium battery enabling the transport of lithium ions therebetween (Manthiram et al. – Para. [0107] and Ahn et al. [0103]). The simple substitution of one known element for another is likely to be obvious when predictable results are achieved. See KSR International Co. v. Teleflex Inc., 550 U.S. 398, 415-421, USPQ2d 1385, 1395 – 97 (2007) (see MPEP § 2143, B.). Claims 8 and 9 are rejected under 35 U.S.C. 103 as being unpatentable over Manthiram et al. (US 2017/0092954) in view of Zhamu et al. (US 2018/0219214) as applied to claim 1 above, and further in view of Huang et al. (US 2021/0399282A) and Armacanqui et al. (US 2020/0303727A). Regarding Claim 8, Manthiram et al. as modified by Zhamu et al. teaches all of the elements of the current invention in claim 1 as explained above. Manthiram et al. does not teach wherein the negative electrode is made of a zinc alloy foil containing 0.01 to 0.25% by mass of Bi. However, Huang et al. teaches a battery cell (Para. [0022]) (i.e. a cell) wherein the porous metallic zinc anode is a foil (Para. [0006]) (i.e. wherein the negative electrode is made of a zinc alloy foil). It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the anode which may be zinc as taught by Manthiram et al. to incorporate the teaching of a zinc foil, as such a structure would allow for reduced cost and weight for the resulting battery (Para. [0036]). Manthiram et al. as modified by Zhamu et al. and Huang et al. does not teach the negative electrode is made of a zinc alloy containing 0.01 to 0.25% by mass of Bi. However, Armacanqui et al. teaches an electrochemical cell (Para. [0005]) (i.e. ac ell) comprising a zinc anode (Para. [0041]) wherein the anode active material is in the form of a zinc alloy (Para. [0044]) comprising bismuth at a concentration of 200 ppm (i.e. a zinc alloy containing 0.02% by mass of Bi, reading on 0.01 to 0.25% by mass of Bi) (Para. [0046]). It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the negative electrode of Manthiram et al. as modified above to incorporate the teaching of a zinc alloy comprising bismuth at a concentration of 200 ppm (i.e. 0.02% by mass Bi), as it would provide electrochemical cells of improved performance characteristics (Para. [0073]) such as enhanced discharge performance (Para. [0054]) and reliability (Para. [0070], lines 8-11). Regarding Claim 9, Manthiram et al. as modified by Zhamu et al., Huang et al. and Armacanqui et al. teaches all of the elements of the current invention in claim 8 as explained above. Manthiram et al. does not teach wherein the negative electrode is an electrolytic zinc alloy foil with an In content of 0.04% by mass or less. However, Huang et al. teaches a battery cell (Para. [0022]) (i.e. a cell) wherein the porous metallic zinc anode is a foil (Para. [0006]) (i.e. wherein the negative electrode is made of a zinc alloy foil) wherein the zinc coating layer is applied via electrodeposition (Para. [0031]) (i.e. an electrolytic zinc foil). It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the anode which may be zinc as taught by Manthiram et al. to incorporate the teaching of an electrolytic zinc foil, as such a structure would allow for reduced cost and weight for the resulting battery (Para. [0036]). Manthiram et al. as modified by Huang et al. does not teach a zinc alloy with an In content of 0.04% or by mass or less. However, Armacanqui et al. teaches an electrochemical cell (Para. [0005]) (i.e. ac ell) comprising a zinc anode (Para. [0041]) wherein the anode active material is in the form of a zinc alloy (Para. [0044]) comprising indium at a concentration of 200 ppm (i.e. a zinc alloy containing 0.02% by mass of In, reading on an In content of 0.04% by mass or less) (Para. [0046]). It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the negative electrode of Manthiram et al. as modified above to incorporate the teaching of a zinc alloy comprising indium at a concentration of 200 ppm (i.e. In content of 0.02% by mass), as it would provide electrochemical cells of improved performance characteristics (Para. [0073]) such as enhanced discharge performance (Para. [0054]) and reliability (Para. [0070], lines 8-11). Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over Manthiram et al. (US 2017/0092954) in view of Zhamu et al. (US 2018/0219214) as applied to claim 1 above, and further in view of Huang et al. (US 2021/0399282). Regarding Claim 11, Manthiram et al. as modified by Zhamu et al. teaches all of the elements of the current invention in claim 1 as explained above. Manthiram et al. does not teach an aqueous solution with a pH of 3 or more and 12 or less as an electrolyte. However, Huang et al. teaches a battery cell (Para. [0022]) (i.e. a cell) comprising an aqueous electrolyte wherein the pH of the electrolyte can vary from 0-15 (i.e. overlapping with claimed range of the aqueous solution having a pH of 3 or more and 12 or less as an electrolyte). It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the aqueous electrolyte of Zhamu et al. to incorporate the teaching of the aqueous electrolyte wherein the pH of the electrolyte can vary from 0-15 (i.e. overlapping with claimed range of the aqueous solution having a pH of 3 or more and 12 or less as an electrolyte) as taught by Huang et al., as such an electrolyte The substitution of the aqueous electrolyte wherein the pH of the electrolyte can vary from 0-15 (i.e. overlapping with claimed range of the aqueous solution having a pH of 3 or more and 12 or less as an electrolyte) as taught by Huang et al., for the liquid electrolyte of Manthiram et al. would achieve the predictable result of providing a liquid electrolyte in fluid communication with the anode, cathode and separator (see Para. [0005] – Huang et al. & Para. [0107] – Manthiram et al.). Therefore it would have been obvious to one having ordinary skill in the art at the time the claimed invention was filed to substitute the aqueous electrolyte wherein the pH of the electrolyte can vary from 0-15 (i.e. overlapping with claimed range of the aqueous solution having a pH of 3 or more and 12 or less as an electrolyte) as taught by Huang et al., for the aqueous electrolyte of Manthiram et al. as the substitution would achieve the predictable result of providing a liquid electrolyte in fluid communication with the anode, cathode and separator (see Para. [0005] – Huang et al. & Para. [0107] – Manthiram et al.). The simple substitution of one known element for another is likely to be obvious when predictable results are achieved. See KSR International Co. v. Teleflex Inc., 550 U.S. 398, 415-421, USPQ2d 1385, 1395 – 97 (2007) (see MPEP § 2143, B.). Claim 13 is rejected under 35 U.S.C. 103 as being unpatentable over Manthiram et al. (US 2017/0092954) in view of Zhamu et al. (US 2018/0219214) as applied to claim 12 above, and further in view of Son et al. (US 2016/0190561). Regarding Claim 13, Manthiram et al. as modified by Zhamu et al. teaches all of the elements of the current invention in claim 12 as explained above. Manthiram et al. does not teach wherein the thickness of the portion of the positive electrode active material layer covering the surface of the porous carbon sheet is 50 micrometers or less. However, Son et al. teaches a cathode for a lithium battery (Para. [0018]) comprising a cathode active part including a sulfur-carbon composite and a cathode coating layer provided on at least a portion of a surface of the cathode active part (Para. [0018]) wherein the cathode coating layer is formed using the cathode active material slurry (Para. [0066]) (i.e. wherein a portion of the positive electrode active material layer covering the surface of a porous carbon sheet) and the cathode coating layer has a thickness of 0.01 micrometers to 20 micrometers (Para. [0036]) (i.e. the thickness is 50 micrometers or less). It would have been obvious for one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the positive electrode of Manthiram et al. to incorporate the teaching of the cathode coating layer as taught by Son et al., as such a cathode coating layer provides enhances cycle characteristics for the battery (Para. [0014]). Response to Arguments Applicant’s arguments filed June 18, 2026 have been fully considered but are moot because the arguments do not apply to the new grounds of rejection (porous carbon layer #40 of Manthiram) being used in the current rejection in light of the amendment. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ARMINDO CARVALHO JR. whose telephone number is (571)272-5292. The examiner can normally be reached Monday-Thursday 7:30a.m.-5p.m.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ula Ruddock can be reached at 571 272-1481. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ARMINDO CARVALHO JR./Primary Examiner, Art Unit 1729
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Prosecution Timeline

Feb 01, 2023
Application Filed
Oct 01, 2025
Non-Final Rejection mailed — §103
Dec 31, 2025
Response Filed
Feb 27, 2026
Final Rejection mailed — §103
May 24, 2026
Response after Non-Final Action
Jun 18, 2026
Request for Continued Examination
Jun 22, 2026
Response after Non-Final Action
Jun 26, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
48%
Grant Probability
82%
With Interview (+33.3%)
3y 9m (~3m remaining)
Median Time to Grant
High
PTA Risk
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