Prosecution Insights
Last updated: May 29, 2026
Application No. 18/019,806

TERMINAL DEVICE, BASE STATION AND METHOD FOR COMMUNICATING DCI THAT INDICATES SRI

Non-Final OA §103
Filed
Feb 05, 2023
Priority
Aug 06, 2020 — provisional 63/062,302 +1 more
Examiner
ULYSSE, JAEL M
Art Unit
2477
Tech Center
2400 — Computer Networks
Assignee
Sharp Kabushiki Kaisha
OA Round
2 (Non-Final)
83%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
548 granted / 657 resolved
+25.4% vs TC avg
Minimal +5% lift
Without
With
+4.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
25 currently pending
Career history
681
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
74.7%
+34.7% vs TC avg
§102
17.8%
-22.2% vs TC avg
§112
0.4%
-39.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 657 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Application 2 This instant Office Action is in response to Amendment filed on 7/22/2025. 3. This Office Action is made Final. 4. Claims 5-7 are pending. 5. Claims 1-4 were previously cancelled. Response to Arguments 6. Applicant’s arguments regarding the amendment presented on 7/22/2025 have been fully considered but are moot because of new grounds of rejection set forth herein with at least one new reference as necessitated by amendment. 7. In light of submission of updated specification, the objection to the title of the specification is withdrawn herein. 8. In light of submission of abstract, the objection to abstract is withdrawn herein. 9. In light of amendment, the claim objection is withdrawn herein. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. 1. Claims 5-7 are rejected under 35 U.S.C. 103 as being unpatentable over Xiong et al. US 20210337534 hereafter Xiong in view of KHOSHNEVISAN et al. US 20210226680 hereafter KHOSHNEVISAN. As to Claim 5. (Currently Amended) Xiong discloses a terminal [i.e. UE/Communication Device] device comprising: reception circuitry [Transceiver-710] configured to [Fig. 7, Sections 0125-0126: The communication device-700 may be suitable for use as a UE. The communication device include transceiver-710 for transmitting and receiving signals to and from other stations using one or more antennas-701]: receive a downlink control information (DCI) format [Section 0013: A user equipment (UE) configured for physical uplink control channel (PUSCH) repetition in 5G NR configured to decode a downlink control information (DCI) format received from nodeB/gNB (i.e. base station)], and to determine that the DCI format indicates a first sounding reference signal resource index (SRI) and a second SRI [Table 7.3.1.1.2-28 (Depicts each SRIs mapped to bits/indexes), Sections 0015, 0018: The DCI format indicates a first and a second sounding reference signal (SRS) resource indicator (SRI) for PUSCH repetition. The DCI format include two SRI fields corresponding to two SRS resource sets for PUSCH transmission with repetition]; and transmission circuitry [Antenna-701] configured to [Fig. 7, Sections 0126: The communication device include antennas-701] transmit a physical uplink shared channel (PUSCH) scheduled by the DCI format [Sections 0013, 0023, 0071: The DCI format including a scheduling grant for a PUSCH transmission. The UE encode each PUSCH transmission in accordance with using antenna ports. UE is equipped with multiple transmit antennas for port transmission employed for PUSCH], wherein the transmission circuitry [Antenna-701] is further configured to [Sections 0071, 0126]: apply first sounding reference signal (SRS) resource, indicated by the first SRI [Section 0015: The DCI format indicates a first sounding reference signal (SRS) resource indicator (SRI) for PUSCH repetition], to a first repetition of the PUSCH [Fig. 6, Sections 0015, 0021: Each SRI correspond to an SRS resource set; the UE apply the first SRI to first PUSCH transmission occasion of the PUSCH repetition. The UE determine a first transmit beam direction from the first SRI to apply to the first PUSCH occasion of the PUSCH repetition], and apply a second SRS resource indicated by the second SRI [Section 0015: The DCI format indicates a second sounding reference signal (SRS) resource indicator (SRI) for PUSCH repetition], to a second repetition of the PUSCH [Fig. 6, Sections 0015, 0021, 0063: Each SRI correspond to an SRS resource set; the UE apply the second SRI to the second PUSCH transmission occasion of the PUSCH repetition. The UE determine a second transmit beam direction from the second SRI to apply to the second PUSCH occasion of the PUSCH repetition allowing a different beam direction to be use for each transmission occasion. In NR Rel-15, a number of repetitions can be configured for the transmission of PUSCH] Although Xiong discloses the UE apply different transmit beams which can be interpreted as spatial transmit filter to first SRI of first PUSCH repetition and second SRI to second PUSCH repetition, it does not explicitly state the phrase “spatial transmission filter” However, KHOSHNEVISAN teaches apply a first spatial transmission filter of first SRS resource [Sections 0044, 0089: The spatial relation for SRS (sounding reference signal) resource indicate a spatial transmission filter which may effectively be an uplink beam for PUSCH. The first SRS resource associated with a value indicated by SRI codepoint (i.e. index); the second SRS resource indicated by another (i.e. second) SRI codepoint value]; a second spatial transmission filter of a second SRS resource [Sections 0051, 0091: The BS configure a plurality of repetition PUSCH transmission to have different SRS resources. Identifying spatial relation information, associated with the first SRS resource, as a spatial transmission filter to be used for the first repetition of PUSCH transmission; and identifying spatial relation associated with second SRS resource, as a spatial transmission filter to be used for the second repetition of PUSCH transmission]. Therefore, it would have been obvious to one skilled in the art before the effective filing date to have combined the method of Xiong relating to UE applying different transmit beams to first SRI of first PUSCH repetition and second SRI to second PUSCH repetition, and each SRI correspond to an SRS resource set with the teaching of KHOSHNEVISAN relating to UE identifying and applying spatial relation information, associated with the first SRS resource spatial transmission filter for first repetition of PUSCH transmission; and spatial relation associated with second SRS resource spatial transmission filter for the second repetition of PUSCH transmission, different SRS applied to different PUSCH repetitions and a spatial relation transmission filter(s) may be uplink transmit beam(s). By combining the method/systems, it would be obvious without undue experimentation that the UE applying its uplink transmit beams is similar to applying spatial transmission filter for the different (i.e. first and second) SRS resource(s) SRIs applied to first and second PUSCH repetition transmission; thereby permitting the repetitions to be beamformed or optimized for different channel conditions which increases the performance and reliability of the PUSCH transmissions as suggested by KHOSHNEVISAN. As to Claim 6. (Currently Amended) Xiong discloses a base station [i.e. BS/nodeb, gNB] comprising: transmission circuitry [Antenna-701] configured to [Fig. 7, Sections 0125-0126: The communication device-700 may be suitable for use as a node B, such as a gNB. The communication device include transceiver-710 for transmitting and receiving signals to and from other stations using one or more antennas-701] transmit a downlink control information (DCI) format [Section 0013: A user equipment (UE) configured for physical uplink control channel (PUSCH) repetition in 5G NR configured to decode a downlink control information (DCI) format received from nodeB/gNB (i.e. base station)], indicating a first sounding reference signal resource index (SRI) and a second SRI [Table 7.3.1.1.2-28 (Depicts each SRIs mapped to bits/indexes) Sections 0015, 0018: The DCI format indicates a first and a second sounding reference signal (SRS) resource indicator (SRI) for PUSCH repetition. The DCI format include two SRI fields corresponding to two SRS resource sets for PUSCH transmission with repetition]; and reception circuitry [Transceiver-710] configured to [Fig. 7, Sections 0126: The communication device include transceiver-710 for receiving signals from other stations] receive a physical uplink shared channel (PUSCH) scheduled by the DCI format [Sections 0013, 0023, 0071: The DCI format including a scheduling grant for a PUSCH transmission. The UE encode each PUSCH transmission in accordance with using antenna ports. UE is equipped with multiple transmit antennas for port transmission employed for PUSCH], wherein first sounding reference signal (SRS) resource, indicated by the first SRI, is applied to a first repetition of the PUSCH [Section 0015: The DCI format indicates a first sounding reference signal (SRS) resource indicator (SRI) for PUSCH repetition], to a first repetition of the PUSCH [Fig. 6, Sections 0015, 0021: Each SRI correspond to an SRS resource set; the UE apply the first SRI to first PUSCH transmission occasion of the PUSCH repetition. The UE determine a first transmit beam direction from the first SRI to apply to the first PUSCH occasion of the PUSCH repetition], and second SRS resource, indicated by the second SRI [Section 0015: The DCI format indicates a second sounding reference signal (SRS) resource indicator (SRI) for PUSCH repetition], is applied to a second repetition of the PUSCH [Fig. 6, Sections 0015, 0021, 0063: Each SRI correspond to an SRS resource set; the UE apply the second SRI to the second PUSCH transmission occasion of the PUSCH repetition. The UE determine a second transmit beam direction from the second SRI to apply to the second PUSCH occasion of the PUSCH repetition allowing a different beam direction to be use for each transmission occasion. In NR Rel-15, a number of repetitions can be configured for the transmission of PUSCH] Although Xiong discloses the UE apply different transmit beams which can be interpreted as spatial transmit filter to first SRI of first PUSCH repetition and second SRI to second PUSCH repetition, it does not explicitly state the phrase “spatial transmission filter” However, KHOSHNEVISAN teaches apply a first spatial transmission filter of first SRS resource [Sections 0044, 0089: The spatial relation for SRS (sounding reference signal) resource indicate a spatial transmission filter which may effectively be an uplink beam for PUSCH. The first SRS resource associated with a value indicated by SRI codepoint (i.e. index); the second SRS resource indicated by another (i.e. second) SRI codepoint value]; a second spatial transmission filter of a second SRS resource [Sections 0051, 0091: The BS configure a plurality of repetition PUSCH transmission to have different SRS resources. Identifying spatial relation information, associated with the first SRS resource, as a spatial transmission filter to be used for the first repetition of PUSCH transmission; and identifying spatial relation associated with second SRS resource, as a spatial transmission filter to be used for the second repetition of PUSCH transmission]. Therefore, it would have been obvious to one skilled in the art before the effective filing date to have combined the method of Xiong relating to UE applying different transmit beams to first SRI of first PUSCH repetition and second SRI to second PUSCH repetition, and each SRI correspond to an SRS resource set with the teaching of KHOSHNEVISAN relating to UE identifying and applying spatial relation information, associated with the first SRS resource spatial transmission filter for first repetition of PUSCH transmission; and spatial relation associated with second SRS resource spatial transmission filter for the second repetition of PUSCH transmission, different SRS applied to different PUSCH repetitions and a spatial relation transmission filter(s) may be uplink transmit beam(s). By combining the method/systems, it would be obvious without undue experimentation that the UE applying its uplink transmit beams is similar to applying spatial transmission filter for the different (i.e. first and second) SRS resource(s) SRIs applied to first and second PUSCH repetition transmission; thereby permitting the repetitions to be beamformed or optimized for different channel conditions which increases the performance and reliability of the PUSCH transmissions as suggested by KHOSHNEVISAN. As to Claim 7. (Currently Amended) Xiong discloses a method performed by a terminal device [i.e. UE/Communication Device], the method comprising: receiving a downlink control information (DCI) format [Section 0013: A user equipment (UE) configured for physical uplink control channel (PUSCH) repetition in 5G NR configured to decode a downlink control information (DCI) format received from nodeB/gNB (i.e. base station)], and determining that the DCI format indicates a first sounding reference signal resource index (SRI) and a second SRI [Table 7.3.1.1.2-28 (Depicts each SRIs mapped to bits/indexes) Sections 0015, 0018: The DCI format indicates a first and a second sounding reference signal (SRS) resource indicator (SRI) for PUSCH repetition. The DCI format include two SRI fields corresponding to two SRS resource sets for PUSCH transmission with repetition]; transmitting a physical uplink shared channel (PUSCH) scheduled by the DCI format, wherein transmitting the PUSCH comprises [Sections 0013, 0023, 0071: The DCI format including a scheduling grant for a PUSCH transmission. The UE encode each PUSCH transmission in accordance with using antenna ports. UE is equipped with multiple transmit antennas for port transmission employed for PUSCH]: applying a first sounding reference signal (SRS) resource, indicated by the first SRI [Section 0015: The DCI format indicates a first sounding reference signal (SRS) resource indicator (SRI) for PUSCH repetition], to a first repetition of the PUSCH [Fig. 6, Sections 0015, 0021: Each SRI correspond to an SRS resource set; the UE apply the first SRI to first PUSCH transmission occasion of the PUSCH repetition. The UE determine a first transmit beam direction from the first SRI to apply to the first PUSCH occasion of the PUSCH repetition], and applying second SRS resource, indicated by the second SRI [Section 0015: The DCI format indicates a second sounding reference signal (SRS) resource indicator (SRI) for PUSCH repetition], to a second repetition of the PUSCH [Fig. 6, Sections 0015, 0021, 0063: Each SRI correspond to an SRS resource set; the UE apply the second SRI to the second PUSCH transmission occasion of the PUSCH repetition. The UE determine a second transmit beam direction from the second SRI to apply to the second PUSCH occasion of the PUSCH repetition allowing a different beam direction to be use for each transmission occasion. In NR Rel-15, a number of repetitions can be configured for the transmission of PUSCH] Although Xiong discloses the UE apply different transmit beams which can be interpreted as spatial transmit filter to first SRI of first PUSCH repetition and second SRI to second PUSCH repetition, it does not explicitly state the phrase “spatial transmission filter” However, KHOSHNEVISAN teaches apply a first spatial transmission filter of first SRS resource [Sections 0044, 0089: The spatial relation for SRS (sounding reference signal) resource indicate a spatial transmission filter which may effectively be an uplink beam for PUSCH. The first SRS resource associated with a value indicated by SRI codepoint (i.e. index); the second SRS resource indicated by another (i.e. second) SRI codepoint value]; a second spatial transmission filter of a second SRS resource [Sections 0051, 0091: The BS configure a plurality of repetition PUSCH transmission to have different SRS resources. Identifying spatial relation information, associated with the first SRS resource, as a spatial transmission filter to be used for the first repetition of PUSCH transmission; and identifying spatial relation associated with second SRS resource, as a spatial transmission filter to be used for the second repetition of PUSCH transmission]. Therefore, it would have been obvious to one skilled in the art before the effective filing date to have combined the method of Xiong relating to UE applying different transmit beams to first SRI of first PUSCH repetition and second SRI to second PUSCH repetition, and each SRI correspond to an SRS resource set with the teaching of KHOSHNEVISAN relating to UE identifying and applying spatial relation information, associated with the first SRS resource spatial transmission filter for first repetition of PUSCH transmission; and spatial relation associated with second SRS resource spatial transmission filter for the second repetition of PUSCH transmission, different SRS applied to different PUSCH repetitions and a spatial relation transmission filter(s) may be uplink transmit beam(s). By combining the method/systems, it would be obvious without undue experimentation that the UE applying its uplink transmit beams is similar to applying spatial transmission filter for the different (i.e. first and second) SRS resource(s) SRIs applied to first and second PUSCH repetition transmission; thereby permitting the repetitions to be beamformed or optimized for different channel conditions which increases the performance and reliability of the PUSCH transmissions as suggested by KHOSHNEVISAN. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: 1. Go et al. US 20230118905 Furthermore, each additional prior arts cited on PTO-892 but not applied in rejection contains a disclosed description related to the claimed subject matter found either in the Figures, description summary and/or disclosure. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAEL M ULYSSE whose telephone number is (571)272-1228. The examiner can normally be reached Monday-Friday 9am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chirag G. Shah can be reached on (571)272-3144. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. October 27, 2025 /JAEL M ULYSSE/Primary Examiner, Art Unit 2477
Read full office action

Prosecution Timeline

Feb 05, 2023
Application Filed
Apr 22, 2025
Non-Final Rejection mailed — §103
Jul 22, 2025
Response Filed
Oct 29, 2025
Final Rejection mailed — §103
Jan 29, 2026
Response after Non-Final Action
May 01, 2026
Response after Non-Final Action

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Prosecution Projections

2-3
Expected OA Rounds
83%
Grant Probability
88%
With Interview (+4.9%)
2y 7m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 657 resolved cases by this examiner. Grant probability derived from career allowance rate.

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