Prosecution Insights
Last updated: October 25, 2026
Application No. 18/019,955

ALUMINUM ALLOY FILLER METAL, ALUMINUM ALLOY WELDED STRUCTURE, AND METHOD FOR WELDING ALUMINUM MATERIAL

Non-Final OA §103
Filed
Feb 06, 2023
Priority
Aug 21, 2020 — JP 2020-139833 +1 more
Examiner
ROE, JESSEE RANDALL
Art Unit
1759
Tech Center
1700 — Chemical & Materials Engineering
Assignee
NIPPON LIGHT METAL Company, Ltd.
OA Round
4 (Non-Final)
76%
Grant Probability
Favorable
4-5
OA Rounds
0m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
1010 granted / 1320 resolved
+11.5% vs TC avg
Moderate +8% lift
Without
With
+7.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
43 currently pending
Career history
1367
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
51.6%
+11.6% vs TC avg
§102
8.7%
-31.3% vs TC avg
§112
29.1%
-10.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1320 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claims 1-2, 5-10 and 12-15 are pending wherein claims 7-9 are withdrawn from consideration and claims 3-4 and 11 are canceled. The previously indicated allowability of any claims is withdrawn. Status of Previous Rejection The previous rejection of claims 1-2, 5-6, 10, 13 and 15 under 35 U.S.C. 103 as being unpatentable over Wang (CN 102312135A) is withdrawn. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-2, 5-6, 10, 13 and 15 are rejected under 35 U.S.C. 103 as being unpatentable over Wang et al. (Effect of combinative addition of Ti and Sr on modification of AA4043 welding wire and mechanical properties of AA6082 welded by TIG welding). In regard to claims 1-2, 5, 10, 13 and 15, Wang et al. teaches addition of strontium to AA4043 welding wire with the presence of strontium ranging from 0 to 1 mass percent (Table 1 and Figure 8). Strontium is taught as being more effective than titanium in the formation of α(Al) dendrites thereby increasing the nucleation rate and leads to transition of α(Al) from columnar to fine equiaxed phase (page 278, right column). It would have been obvious to one having ordinary skill in the art prior to the filing of the instant invention to optimize the strontium content as a result-effective variable in order to achieve the desired content of α(Al) dendrites and formation of the desired fine equiaxed phase. MPEP 2144.05 II. With respect to the recitation “a welding speed of the aluminum alloy filler metal is 1 m/min or more” in claim 1, since Wang et al. discloses substantially similar compositions, this property would be expected. MPEP 2112.01 I. With respect to the recitation “a surface-active element that lowers the surface tension of molten aluminum” in claims 1 and 5, since Wang et al. discloses substantially similar compositions, this property would be expected. MPEP 2112.01 I. Still regarding claim 5, Wang et al. teaches welding the AA4043 alloy to AA6082 aluminum alloys (abstract and page 279). In regard to claim 6, Wang et al. discloses treating a substantially similar composition in the same manner (welding) (page 280). Therefore, equiaxed grains with an average grain size of 150 µm or less would be expected. Claims 1-2, 5-6, 10, 12 and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Pinto et al. (Laser Welding of Dissimilar Aluminum Alloys with Filler Materials) in view of Knuutinen et al. (Modification of Al-Si alloys with Ba, Ca, Y and Yb). In regard to claims 1 and 12, Pinto et al. discloses using 4043 (aluminum-silicon) filler alloy for welding (page R337). Based on Table 1 of Pinto et al., 4043 (aluminum-silicon) filler alloy contains 4.5 to 6 weight percent silicon and since it has below 12.5 weight percent silicon, it would be considered a hypoeutectic alloy (page R336). Knuutinen et al. disclose adding 460 to 890 ppm barium (0.046 to 0.089 weight percent) to hypoeutectic aluminum alloys in order to form very refined fibrous silicon thereby improving the mechanical properties (pages 229 and 232). Therefore, it would have been obvious to one having ordinary skill in the art prior to the filing of the instant invention to add 460 to 890 ppm barium (0.046 to 0.089 weight percent), as disclosed by Knuutinen et al., to the hypoeutectic 4043 aluminum based filler metals, as disclosed by Pinto et al., in order to form very refined fibrous silicon thereby improving the mechanical properties (pages 229 and 232). With respect to the recitation “a welding speed of the aluminum alloy filler metal is 1 m/min or more” in claim 1, since Pinto et al. in view of Knuutinen et al. discloses substantially similar compositions, this property would be expected. MPEP 2112.01 I. With respect to the recitation “a surface-active element that lowers the surface tension of molten aluminum” in claims 1 and 5, since Pinto et al. in view of Knuutinen et al. discloses substantially similar compositions, this property would be expected. MPEP 2112.01 I. In regard to claim 2, Knuutinen et al. discloses wherein the addition of barium and calcium produces fibrous silicon and improves the properties similar to that of strontium and sodium (page 238, left column). Therefore, it would have been obvious to substitute 0.046 to 0.089 weight percent strontium for the 0.046 to 0.089 weight percent barium with expected success of forming a very refined fibrous silicon thereby improving the mechanical properties. In regard to claim 5, Pinto et al. discloses using 4043 (aluminum-silicon) filler alloy for welding to join dissimilar metals of AA6063-T6 aluminum alloy with AA6082-T6 aluminum alloys (page R337). Based on Table 1 of Pinto et al., 4043 (aluminum-silicon) filler alloy contains 4.5 to 6 weight percent silicon and since it has below 12.5 weight percent silicon, it would be considered a hypoeutectic alloy (page R336). Knuutinen et al. disclose adding 460 to 890 ppm barium (0.046 to 0.089 weight percent) to hypoeutectic aluminum alloys in order to form very refined fibrous silicon thereby improving the mechanical properties (pages 229 and 232). Therefore, it would have been obvious to one having ordinary skill in the art prior to the filing of the instant invention to add 460 to 890 ppm barium (0.046 to 0.089 weight percent), as disclosed by Knuutinen et al., to the hypoeutectic 4043 aluminum based filler metals, as disclosed by Pinto et al., in order to form very refined fibrous silicon thereby improving the mechanical properties (pages 229 and 232). Still regarding claim 5 and in regard to claim 14, Knuutinen et al. discloses wherein the addition of barium and calcium produces fibrous silicon and improves the properties similar to that of strontium and sodium (page 238, left column). Therefore, it would have been obvious to substitute 0.046 to 0.089 weight percent strontium for a portion or all of 0.046 to 0.089 weight percent barium with expected success of forming a very refined fibrous silicon thereby improving the mechanical properties. In regard to claim 6, Pinto et al. in view Knuutinen et al.of discloses treating a substantially similar composition in the same manner (welding). Therefore, equiaxed grains with an average grain size of 150 µm or less would be expected. Response to Arguments Applicant’s arguments have been considered, but are moot in view of the new grounds of rejection. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Jessee Roe whose telephone number is (571)272-5938. The examiner can normally be reached Monday thru Friday 7:30 am to 4 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Curt Mayes can be reached at 571-272-1234. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JESSEE R ROE/Primary Examiner, Art Unit 1759
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Prosecution Timeline

Show 3 earlier events
Apr 21, 2026
Final Rejection mailed — §103
Jul 16, 2026
Request for Continued Examination
Jul 17, 2026
Response after Non-Final Action
Jul 30, 2026
Non-Final Rejection mailed — §103
Sep 28, 2026
Response after Non-Final Action
Sep 28, 2026
Notice of Allowance
Oct 08, 2026
Response after Non-Final Action
Oct 15, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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2y 11m to grant Granted Sep 22, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
76%
Grant Probability
84%
With Interview (+7.8%)
3y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1320 resolved cases by this examiner. Grant probability derived from career allowance rate.

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