Prosecution Insights
Last updated: July 17, 2026
Application No. 18/020,662

Investment Casting Compositions and Methods

Non-Final OA §103
Filed
Feb 10, 2023
Priority
Sep 11, 2020 — provisional 63/077,020 +1 more
Examiner
FANG, SHANE
Art Unit
1766
Tech Center
1700 — Chemical & Materials Engineering
Assignee
3M Innovative Properties Company
OA Round
2 (Non-Final)
76%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
1148 granted / 1505 resolved
+11.3% vs TC avg
Strong +19% interview lift
Without
With
+18.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
61 currently pending
Career history
1558
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
73.0%
+33.0% vs TC avg
§102
14.4%
-25.6% vs TC avg
§112
5.3%
-34.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1505 resolved cases

Office Action

§103
The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Response to Amendment The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. The previous restriction and 103 rejections have been maintained and repeated. Claim Rejections - 35 USC § 103 Claim(s) 1-6 and 8-10 is (are) rejected under 35 U.S.C. 103(a) as being unpatentable over Allen et al. (US 20110230580, listed on ISR and IDS) in view of Blilodeau et al. (US 6545064). As to claims 1-4 and 8-9, Allen (abs., claims, examples) discloses a composition (353-359) for coatings (266) comprising a polyethylene carbonate diol (claims 95-107) having Mn of 400-20k, methacrylic monomers (multifunctional) at least 20 wt%, and a free-radical catalyst (implied). The composition may comprise vinyl monomers. The wt% of polyethylene carbonate diol would be ≤80%. The disclosed loadings of polyethylene carbonate diol and methacrylic monomers overlap with the claimed ranges of instant claims 8-9. It has been found that where claimed ranges overlap ranges disclosed by the prior art, a prima facie case of obviousness exists - see MPEP 2144.05. Allen is silent on the claimed small onium salt and catalyst loading of claims 1, 5-6, and 10. In the same area of endeavor of producing coating (1:6-10) comprising methacrylic monomers, Blilodeau (abs., claims, examples) discloses a composition comprising a 3-5 wt% thermal initiator (free radical catalyst, 6:35-40) of the total methacrylic/vinyl composition and a latent acid catalyst (8:5-30), such as onium salt (claims 7-9), that improves storage stability. The thermal curing at 65-200 °C of the methacrylic/vinyl composition via the free radical catalyst at such loading is well known in the art (12:10-17). Therefore, as to claims 1-6 and 8-10, it would have been obvious to one of ordinary skill in the art to have modified the composition disclosed by Allen and added the onium salt as a co-catalyst and added a free radical catalyst at the loading in view of Blilodeau, because the resultant process would yield improved storage stability and the loading is well known to one of ordinary skill in the art. Since Allen’s methacrylic monomers is at least 20 wt%, and Blilodeau’s loading of free radical catalyst is 3-5 wt% of the total methacrylic/vinyl composition, one of ordinary skill in the art would obviously recognize the free radical catalyst loading by modifying Allens’ composition with Blilodeau’s loading would be ≥0.6 wt% by calculation, overlap with the claimed ranges of instant claim 10. It has been found that where claimed ranges overlap ranges disclosed by the prior art, a prima facie case of obviousness exists - see MPEP 2144.05. Allen and Blilodeau are silent on the intended use of "investment casting” and “aids thermal decomposition…”of claim 1 and “photoacid generator” of claims 5-6. Case law holds that a recitation of the intended use of the claimed invention must result in a structural difference between the claimed invention and the prior art in order to patentably distinguish the claimed invention from the prior art. If the prior art structure is capable of performing the intended use, then it meets the claim. See MPEP 2111.02, In re Casey, 152 USPQ 235 (CCPA 1967) and In re Otto, 136 USPQ 458,459 (CCPA 1963). In this particular case, no compositional difference between the claimed and disclosed composition; no structural difference between the claimed and disclosed onium salt; and the disclosed composition and onium salt would be expected to be capable of performed the claimed intended uses. Response to Arguments The argument for allowance of amended claims has been fully considered but not persuasive. Applicant's argument (pg.2) of unexpected results is unpersuasive and insufficient to defeat the rejection based on intended use rationale. Evidence of unexpected results must be factually supported by an appropriate affidavit of declaration. See MPEP § 716.01(c). Unexpected results must, in actuality, be unexpected. Unexpected results must be compared with the closest art, in this particular case, Allen. Unexpected results must be commensurate in scope with the claims. The applicant must show unexpected results over the entire claimed range to support unexpected results for the entire range and generic structures. Therefore, Applicant should compare several compositions containing claimed components of A, B, and C in amounts at several data points over the claimed range to several compositions containing the same claimed components of A, B, and C in amounts at several data points outside of the claimed range, including data points close to and far from the claimed range. Applicant’s attack (pg.3-4) on Allen for not teaching the claimed intended use is unpersuasive. The examiner asserts a prima facie case of obviousness has been established, because Blilodeau and Allen teaches the claimed compositions. Applicant’s attack on Blilodeau and Allen (4:1) because of the alleged excessive thermal expansion appears merely argumentative. Since the PTO does not have proper means to conduct experiments, the burden of proof is now shifted to applicants to show otherwise. A case indicating that the burden of proof can be shifted to the applicant to show that the subject matter of the prior art does not possess the characteristic relied on whether the rejection is based on inherency under 35 U.S.C. 102 or obviousness under 35 U.S.C. 103. See MPEP § 2184. In re Fitzgerald, 619 F.2d 67, 205 USPQ 594 (CCPA 1980). The applicant provides no evidence showing combining Blilodeau and Allen would not yield a composition capable of performing the claimed intended uses. Therefore, as to claims 1-6 and 8-10, it would have been obvious to one of ordinary skill in the art to have modified the composition disclosed by Allen and added the onium salt as a co-catalyst and added a free radical catalyst at the loading in view of Blilodeau, because the resultant process would yield improved storage stability and the loading is well known to one of ordinary skill in the art. Since Allen’s methacrylic monomers is at least 20 wt%, and Blilodeau’s loading of free radical catalyst is 3-5 wt% of the total methacrylic/vinyl composition, one of ordinary skill in the art would obviously recognize the free radical catalyst loading by modifying Allens’ composition with Blilodeau’s loading would be ≥0.6 wt% by calculation, overlap with the claimed ranges of instant claim 10. Therefore, the previous restriction and 103 rejections have been maintained and repeated. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHANE FANG whose telephone number is (571)270-7378. The examiner can normally be reached on Mon-Thurs. 8am-6pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Randy Gulakowski can be reached on 571.572.1302. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHANE FANG/Primary Examiner, Art Unit 1766
Read full office action

Prosecution Timeline

Feb 10, 2023
Application Filed
Nov 19, 2025
Non-Final Rejection mailed — §103
Feb 16, 2026
Response Filed
Apr 07, 2026
Final Rejection mailed — §103
Apr 30, 2026
Response after Non-Final Action
Jun 22, 2026
Response after Non-Final Action

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
76%
Grant Probability
95%
With Interview (+18.8%)
2y 5m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1505 resolved cases by this examiner. Grant probability derived from career allowance rate.

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