Prosecution Insights
Last updated: April 19, 2026
Application No. 18/022,413

HETEROAROMATIC RING COMPOUND AS RET KINASE INHIBITOR, AND PREPARATION AND USE THEREOF

Final Rejection §103
Filed
Feb 21, 2023
Examiner
DAHLIN, HEATHER RAQUEL
Art Unit
1629
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Jiangsu Chia Tai Fenghai Pharmaceutical Co. Ltd.
OA Round
2 (Final)
46%
Grant Probability
Moderate
3-4
OA Rounds
3y 5m
To Grant
97%
With Interview

Examiner Intelligence

Grants 46% of resolved cases
46%
Career Allow Rate
61 granted / 133 resolved
-14.1% vs TC avg
Strong +51% interview lift
Without
With
+50.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
83 currently pending
Career history
216
Total Applications
across all art units

Statute-Specific Performance

§101
4.6%
-35.4% vs TC avg
§103
33.3%
-6.7% vs TC avg
§102
19.8%
-20.2% vs TC avg
§112
25.7%
-14.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 133 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority This Application is a 371 of PCT/CN2021/113514, filed Aug.19, 2020 and claims foreign priority to CN202010843823.6, CN202011236522.3 and CN202110431905.4, filed Aug. 20, 2020, Nov. 19, 2020 and Apr. 21, 2021, respectively, in the People’s Republic of China. Claim Status Claims 11-19 are pending. Claims 12-14 and 16-18 are withdrawn pursuant to the restriction requirement mailed Sept. 15, 2025. Claims 11, 15 and 19 are active and subject to examination. Claim Rejections – Withdrawn – Overcome by Amendment The rejection of claims 3, 6 and 9 under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention is withdrawn. The rejection of claims 1-3, 5-11 and 15 under 35 U.S.C. 102(a)(2) as being anticipated by Su et al. (US 2022/0259201 A1) is withdrawn. The rejection of claims 1-3, 5-11 and 15 under 35 U.S.C. 102(a)(2) as being anticipated by Wang et al. (US 12,297,197 B2, filed Apr. 3, 2020) is withdrawn. The above rejections were overcome by Applicant’s amendments to the claims. Claim Rejections – 35 USC § 103 – New Grounds of Rejection Necessitated by Amendment The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: “A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made.” The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 11, 15 and 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wang et al. (US 12,297,197 B2, filed Apr. 3, 2020) (of record). Claims 11 and 19 are directed towards the compound: PNG media_image1.png 174 340 media_image1.png Greyscale . Wang teaches the compound 87, which is almost identical to the compound 94 as in claims 11 and 19: PNG media_image2.png 140 290 media_image2.png Greyscale Wang, Specification, col. 159-160, table 1, Ex. 18. Wang teaches that this compound is particularly effective in inhibiting tumor growth in a mouse cancer model: PNG media_image3.png 268 395 media_image3.png Greyscale Wang, Specification, col. 245. While Wang does not specifically teach compound 94 which contains a deuterated methyl on the piperazine, one of ordinary skill in the art would have a reasonable expectation of success to deuterate the methyl on the piperazine of Ex. 18 of Wang because Wang specifically teaches that the compound can be deuterated to reduce toxicity and side effects, increase drug stability, enhance curative efficacy, and prolong biological half-life: Again, for example, hydrogen can be substituted by heavy hydrogen to form a deuterated drug. The bond consisting of deuterium and carbon is firmer than the bond formed by ordinary hydrogen and carbon. Compared with an undeuterated drug, the deuterated drug has the advantages of reduced toxic and side effects, increased drug stability, enhanced curative efficacy and prolonged biological half-life. Transformations in all the isotopes of the compound of the present disclosure, whether radioactive or not, are included in the scope of the present disclosure. Wang, Specification, col. 127, lines 34-44. The Federal Circuit has recently ruled that such modifications are obvious because one of ordinary skill in the art would reasonably expect that deuterated compounds would exhibit altered ADME properties as compared to the parent compound. Sun Pharm. Indus., Inc. v. Incyte Corp., No. 2019-2011, Document No. 117 (Fed. Cir. August 22, 2023) (“The Board had substantial evidence to conclude that a person of ordinary skill would have had a reasonable expectation that she could succeed in modifying ruxolitinib to arrive at its tetra- and octo-deuterated analogs, which she would expect to display ‘superior ADME properties.’”(at 12)). Therefore, claims 11 and 19 were prima facie obvious at the time of filing. Claim 15 is directed towards a pharmaceutical composition comprising the compound of claim 11 and a pharmaceutically acceptable carrier. One of ordinary skill in the art would have a reasonable expectation of success to formulate a pharmaceutical composition comprising the compound of claim 11 and a pharmaceutically acceptable carrier because similar pharmaceutical compositions are commonly known in the art. For example, carrier. Wang teaches a pharmaceutical composition comprising a similar compound and a pharmaceutically acceptable carrier (solvent in the below table): PNG media_image4.png 274 392 media_image4.png Greyscale Wang, Specification, col. 243, Table 9; PNG media_image5.png 149 277 media_image5.png Greyscale Wang, Specification, Compound 69, col. 161, Table 1. Wang teaches that this carrier was also used in Experimental Example 3, wherein compound 18 was administered, the results of which are shown above in Table 11: TGI was calculated by the difference between the median tumor volume of mice in the solvent group and the median tumor volume of mice in the drug group, and expressed as the percentage of median tumor volume in the solvent control group… The 5% DMSO+10% polyoxyl 15 hydroxystearate (Solutol)+85% 120 was used as the negative control. Wang, Specification, col. 244. Therefore, claim 15 was prima facie obvious at the time of filing. Given the above teachings, the invention as a whole was prima facie obvious at the time of filing. Conclusion No claim is found to be allowable. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HEATHER DAHLIN whose telephone number is (571)270-0436. The examiner can normally be reached 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeffrey Lundgren can be reached on (571) 272-5541. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 86-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HEATHER DAHLIN/Examiner, Art Unit 1629 /JEFFREY S LUNDGREN/Supervisory Patent Examiner, Art Unit 1629
Read full office action

Prosecution Timeline

Feb 21, 2023
Application Filed
Oct 15, 2025
Non-Final Rejection — §103
Jan 15, 2026
Response Filed
Feb 20, 2026
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
46%
Grant Probability
97%
With Interview (+50.7%)
3y 5m
Median Time to Grant
Moderate
PTA Risk
Based on 133 resolved cases by this examiner. Grant probability derived from career allow rate.

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