Prosecution Insights
Last updated: August 17, 2026
Application No. 18/022,702

BATTERY MODULE AND BATTERY PACK INCLUDING THE SAME

Non-Final OA §103
Filed
Feb 22, 2023
Priority
Jan 15, 2021 — RE 10-2021-0005833 +2 more
Examiner
SRIPATHI, ANKITH REDDY
Art Unit
1728
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
3 (Non-Final)
67%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
84 granted / 125 resolved
+2.2% vs TC avg
Strong +18% interview lift
Without
With
+18.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
32 currently pending
Career history
186
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
70.6%
+30.6% vs TC avg
§102
14.5%
-25.5% vs TC avg
§112
11.3%
-28.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 125 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on June 25th, 2026 has been entered. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-3, 6, 7, 11, 13-15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Qin (US20190245175) in view of Qin’ (US20190288256). Regarding Claim 1, Qin discloses a battery module ([002]) comprising: A battery cell stack comprising a plurality of battery cells (battery stack-20 formed of battery cells, [005]); and A housing for the battery cell stack (housing-10, Fig. 2, [0054]) Front and rear end plates for covering front and rear surfaces, respectively, of the battery cell stack (first end plate-30 and second end plate-40 act as front and rear plates, Fig. 2, [005]), Wherein at least one of the housings, the front-end plate or the rear end plate comprises a venting part for discharging gas and flame (module vent plate-70, [0073], Fig. 2). Qin discloses wherein the venting part comprises a through hole formed in at least on of the housing, front end plate or the rear end plate (module vent plate defines a through hole on the front-end plate, Fig. 2). Qin does not directly disclose a first cover part for the covering the through hole; and a first opening positioned on a side of the first cover part and in communication with the through hole such that the venting part has a shape that bends a discharge path of the gas and flame. The examiner notes that that under the broadest reasonable interpretation of the claim language, that “bend a discharge path” can be any structure that adjusts the gas or flame to be directed in a nonlinear line. Qin discloses a module vent plate-70 acts as venting part that bends a discharge path. Qin’ discloses a vent structure that includes a through hole, a first cover part for covering the through hole and a first opening formed on a side of the first cover part and communicating with the through hole (vent hole-312, second vent plate-36 covers hole acting as first cover part, Fig. 2, [0086]). Qin’ teaches that this structure provides improved safety of the battery module ([0086]). The examiner notes that the teachings of Qin’ are brought in to teach the modification of a cover part that covers a through and a first opening that is formed on a side of the first cover part. Therefore, since Qin already discloses a venting part that “bends a discharge path”, it would be obvious to one of ordinary skill in the art to modify Qin with the teachings of Qin’ to have wherein a first cover part for the covering the through hole; and a first opening positioned on a side of the first cover part and in communication with the through hole such that the venting part has a shape that bends a discharge path of the gas and flame. This modification would yield the expected results of improved safety of the battery module. Regarding Claim 3, Qin in view of Qin’ discloses the limitations as set forth above. Qin does not directly disclose wherein an area of the first cover part is larger than an opening area of the through hole. Qin’ discloses wherein an area of the first cover part is larger than an opening area of the through hole (Fig. 5 shows second vent plate-36 having larger area than through hole). Therefore it would be obvious to one of ordinary skill in the art to modify the structure of Qin with the teachings of Qin’ to have wherein an area of the first cover part is larger than an opening area of the through hole. Regarding Claim 6, Qin discloses the limitations as set forth above. Qin does not directly disclose wherein the venting part further comprises a second cover part for covering the through hole, wherein the second part is located opposite to the first cover part with respect to the through hole; and a second opening formed on a side of the second cover part and communicating with the through hole. Qin’ discloses a second cover part covers the through hole on the opposite side of the first cover part (shielding member-60 acts as second cover part that covers a second opening of the through hole formed by a sinking portion-313 in communication with the through hole-312, Fig. 11, [0093]). Therefore it would be obvious to one of ordinary skill in the art to modify the structure of Qin with the teachings of Qin’ to have wherein the venting part further comprises a second cover part for covering the through hole, wherein the second part is located opposite to the first cover part with respect to the through hole; and a second opening formed on a side of the second cover part and communicating with the through hole. This modification would yield the expected results of improved safety of the battery module. Regarding Claim 7, Qin discloses the limitations as set forth above. Qin does not directly disclose wherein an area of the second cover part is larger than an opening area of the through hole. Qin’ discloses wherein the second cover part is larger than an opening area of the through hole (sinking portion-313 and protection member-60 are larger in area than through hole, Fig. 11, Fig. 3, [0093]). Regarding Claim 11, Qin discloses the limitations as set forth above. Qin further discloses wherein the venting part guides the discharge of gas and flam in a direction parallel to a surface of at least one of the housing (module vent frame is positioned so that the gas is discharged parallel to the housing, Fig. 2). Regarding Claim 13, Qin discloses the limitations as set forth above. Qin further disclose a battery pack comprising the battery module according to claim 1 (it is the examiner’s position that absent a specific definition of a battery pack, that a battery module according to claim 1 meets the limitations of a being a battery pack that includes said battery module). Regarding Claim 14, Qin discloses the limitations as set forth above. Qin discloses wherein the first end plate comprises the venting part, and (first end plate-30 and second end plate-40 act as first and second end plates, Fig. 2, [005)) Qin modified by Qin’ discloses a first cover part that is connected to the venting part. It is the examiner’s position that modified Qin would have the first cover part attached to the module vent portion of Qin, and thus would have the first cover part connected to the first end plate where the first opening is formed. Therefore it would be obvious to one of ordinary skill in the art to modify the structure of Qin with the teachings of Qin’ to have wherein the first cover part is connected to the first end plate at a portion where the first opening is not formed. Claim(s) 4,5 & 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Qin (US20190245175) in view of Qin’ (US20190288256) further in view of Egashira (US20210265700). Regarding Claim 4 & 5, Qin in view of Qin’ discloses the limitations as set forth above. Modified Qin does not directly disclose wherein an opening direction of the through hole is different from an opening direction of the first opening, and wherein an opening direction of the through hole and an opening direction of the first opening are perpendicular to each other. Egashira discloses a through hole that is offset from a first opening in a perpendicular direction (discharge valve-15 define through hole), Fig. 7, [0049], gas guide path-60, exhaust port-63 acts as first cover portion with first opening, [0098-0099]). Egashira teaches that this structure provides improved high-pressure gas discharge ([0100]). Therefore, it would be obvious to one of ordinary skill in the art to modify Qin with the teachings of Qin’ and Egashira to have wherein an opening direction of the through hole is different from an opening direction of the first opening, and wherein an opening direction of the through hole and an opening direction of the first opening are perpendicular to each other. This modification would yield the expected result of improved high-pressure gas discharge. Regarding Claim 10, Qin in view of Qin’ discloses the limitations as set forth above. Qin does not directly disclose wherein the discharge path of the gas and flame is bent at least twice by the first cover part and the second cover part. Egashira discloses a gas guide path that bends the gas discharge twice (gas guide path-60, includes one or more horizontal gas flow bending portions, [007]). Egashira teaches that this structure provides improved high-pressure gas discharge ([0100]). Therefore, it would be obvious to one of ordinary skill in the art to modify Qin with the teachings of Qin’ and Egashira to have wherein the discharge path of the gas and flame is bent at least twice by the first cover part and the second cover part. This modification would yield the expected result of improved high-pressure gas discharge. Regarding Claim 15, Qin in view of Qin’ discloses the limitations as set forth above. Modified Qin does not directly disclose wherein the first cover part is spaced part from the through hole in a predetermined interval and wherein the first opening is formed by a space in which the first cover part is spaced apart from the through hole Egashira discloses a through hole that is offset from a first opening in a perpendicular direction and a first opening that is formed by a space in which the first cover part is sapced apart from the through hole (discharge valve-15 define through hole), Fig. 7, [0049], gas guide path-60, exhaust port-63 acts as first cover portion with first opening, [0098-0099]). Egashira teaches that this structure provides improved high-pressure gas discharge ([0100]). Therefore it would be obvious to one of ordinary skill in the art to modify the structure of Qin with the teachings of Egashira to have wherein the first cover part is spaced part from the through hole in a predetermined interval and wherein the first opening is formed by a space in which the first cover part is spaced apart from the through hole. This modification would yield the expected result of improved high-pressure gas discharge. Claim(s) 8 & 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Qin (US20190245175) in view of Qin’ (US20190288256) in view of Hyung (KR20180113855, see Machine Translation for citations) (Provided on Applicant’s IDS filed on April 1st, 2024). Regarding Claim 8 & 9, Qin in view of Qin’ discloses the limitations as set forth above. Modified Qin does not disclose wherein an opening direction of the through hole is different from an opening direction of the second opening and wherein an opening direction of the through hole and an opening direction of the second opening are perpendicular to each other. Hyung discloses a valve structure that includes a through hole, a second cover part with a second opening, and wherein the second cover part second opening is perpendicular to the through hole (flame filter part-154c provides through hole, lower vent 154b acts as second cover part, with 154b-1 denoting opening, Fig. 3/4a, [0055], [0057]). Hyung teaches that this structure provides improved stability and reliability of the battery ([0015]). Therefore, it would be obvious to one of ordinary skill in the art to modify Qin with the teachings of Qin’ and Hyung to have wherein an opening direction of the through hole is different from an opening direction of the second opening and wherein an opening direction of the through hole and an opening direction of the second opening are perpendicular to each other. This modification would yield the expected result of improved stability and reliability of the battery. Claim(s) 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Qin (US20190245175) in view of in view of Qin’ (US20190288256) further in view of Pinon (US20150037662). Regarding Claim 12, Shaffer discloses the limitations as set forth above. Qin does not directly disclose wherein the battery module further comprises an insulating cover located between the battery cell stack and at least one of the front end plate or rear end plate, wherein the venting part is formed in the at least one of the front end plate or rear end plate, and an insulating cover opening is formed at a position corresponding to the venting part of the insulating cover. Pinon discloses a the battery module further comprises an insulating cover located between the battery cell stack and at least one of the front end plate or rear end plate (insulating polymer layer-90 on end plate, [0135]), wherein the venting part is formed in the at least one of the front end plate or rear end plate (end plates-92 acts a front and rear plate, [0135], vent disc-92 included on end plate, [0135]), and an insulating cover opening is formed at a position corresponding to the venting part of the insulating cover ([0135]). Pinon teaches that this structure provides improved longevity for the battery module ([0184]). Therefore it would be obvious to one of ordinary skill in the art to modify Shaffer with the teachings of Pinon to have wherein the battery module further comprises an insulating cover located between the battery cell stack and at least one of the front end plate or rear end plate, wherein the venting part is formed in the at least one of the front end plate or rear end plate, and an insulating cover opening is formed at a position corresponding to the venting part of the insulating cover. This modified structure would yield the expected result of improved longevity for the battery module. Response to Arguments Applicant's arguments filed June 25th, 2026 have been fully considered but they are not persuasive. Applicant argues that Qin in view of Qin’ does not disclose the amended limitation “a first cover part for the covering the through hole; and a first opening positioned on a side of the first cover part and in communication with the through hole such that the venting part has a shape that bends a discharge path of the gas and flame.” Qin discloses wherein the venting part comprises a through hole formed in at least on of the housing, front end plate or the rear end plate (module vent plate defines a through hole on the front-end plate, Fig. 2). Qin does not directly disclose a first cover part for the covering the through hole; and a first opening positioned on a side of the first cover part and in communication with the through hole such that the venting part has a shape that bends a discharge path of the gas and flame. The examiner notes that that under the broadest reasonable interpretation of the claim language, that “bend a discharge path” can be any structure that adjusts the gas or flame to be directed in a nonlinear line. Qin discloses a module vent plate-70 acts as venting part that bends a discharge path. Qin’ discloses a vent structure that includes a through hole, a first cover part for covering the through hole and a first opening formed on a side of the first cover part and communicating with the through hole (vent hole-312, second vent plate-36 covers hole acting as first cover part, Fig. 2, [0086]). Qin’ teaches that this structure provides improved safety of the battery module ([0086]). The examiner notes that the teachings of Qin’ are brought in only to teach the modification of a cover part that covers a through and a first opening that is formed on a side of the first cover part, as Qin already discloses a “bent discharge path”. The teachings of Qin’ when applied to Qin would not disrupt the “bent discharge path” already present in Qin. Therefore applicant’s arguments regarding the Qin in view of Qin’ combination are not commensurate in scope with the claim language. Therefore, since Qin already discloses a venting part that “bends a discharge path”, it would be obvious to one of ordinary skill in the art to modify Qin with the teachings of Qin’ to have wherein a first cover part for the covering the through hole; and a first opening positioned on a side of the first cover part and in communication with the through hole such that the venting part has a shape that bends a discharge path of the gas and flame. This modification would yield the expected results of improved safety of the battery module. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANKITH R SRIPATHI whose telephone number is (571)272-2370. The examiner can normally be reached Monday - Friday: 7:30 am - 5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Martin can be reached at 571-270-7871. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANKITH R SRIPATHI/Examiner, Art Unit 1728 /MATTHEW T MARTIN/Supervisory Patent Examiner, Art Unit 1728
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Prosecution Timeline

Feb 22, 2023
Application Filed
Sep 12, 2025
Non-Final Rejection mailed — §103
Nov 19, 2025
Response Filed
Mar 26, 2026
Final Rejection mailed — §103
Jun 25, 2026
Request for Continued Examination
Jun 26, 2026
Response after Non-Final Action
Jul 27, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12706344
Battery Module, and Battery Pack and Vehicle Comprising Battery Module
4y 4m to grant Granted Aug 11, 2026
Patent 12676303
NEGATIVE ELECTRODE ACTIVE MATERIAL, NEGATIVE ELECTRODE INCLUDING THE NEGATIVE ELECTRODE ACTIVE MATERIAL, AND SECONDARY BATTERY INCLUDING THE NEGATIVE ELECTRODE
3y 2m to grant Granted Jul 07, 2026
Patent 12671094
CARBON FIBER AND GRAPHENE COMPOUNDED HIGH-STRENGTH POROUS MATERIAL, AND GAS DIFFUSION LAYER AND PREPARATION METHOD THEREFOR
2y 9m to grant Granted Jun 30, 2026
Patent 12614790
Battery Cell and Battery Module Comprising Same
2y 5m to grant Granted Apr 28, 2026
Patent 12555780
NEGATIVE ELECTRODE AND SECONDARY BATTERY INCLUDING THE SAME
1y 10m to grant Granted Feb 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
67%
Grant Probability
86%
With Interview (+18.4%)
3y 4m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 125 resolved cases by this examiner. Grant probability derived from career allowance rate.

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