Prosecution Insights
Last updated: July 17, 2026
Application No. 18/023,176

Secondary Battery and Manufacturing Method of the Same

Non-Final OA §102§112
Filed
Feb 24, 2023
Priority
Dec 24, 2020 — RE 10-2020-0183516 +1 more
Examiner
ALBAN, FELICITY BERNARD
Art Unit
1728
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
1 (Non-Final)
61%
Grant Probability
Moderate
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allowance Rate
17 granted / 28 resolved
-4.3% vs TC avg
Strong +46% interview lift
Without
With
+45.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
20 currently pending
Career history
77
Total Applications
across all art units

Statute-Specific Performance

§103
92.8%
+52.8% vs TC avg
§102
3.3%
-36.7% vs TC avg
§112
2.0%
-38.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 28 resolved cases

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Status Claims 2-12 are amended. Claims 8-12 are withdrawn. Claims 1-7 are considered on the merits. Election/Restrictions Claims 8-12 withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 2/27/2026. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 2/24/2023, 06/10/2024, 11/01/2024, 06/06/2025, 12/22/2025 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 2 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 2 recites the limitation "an opened upper part of the battery case". It is unclear if this is the same opened upper part of the battery case referred to in claim 1 as “an opened upper part” and subsequently as “the opened upper part of the battery case” or if it is referring to a different opened upper part. Appropriate correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-7 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Kim et al. (US 20210184308 A1) hereinafter "Kim". Cited on the IDS filed 2/24/2023. Regarding claim 1, Kim discloses a secondary battery comprising: an electrode assembly; a battery case that houses the electrode assembly and has an opened upper part; and a cap assembly that is coupled to the opened upper part of the battery case ([0007]; Fig. 1B; element 140 corresponds to “cap assembly”; [0035]-[0037]), wherein the cap assembly comprises a safety vent formed with a notch portion, and wherein a gap formed by the notch portion is closed ([0044]-[0046]; Fig. 1B-C & 2A-B; element 140 corresponds to a cap assembly, element 141 corresponds to a safety vent formed with a notch portion, and element 141c corresponds to notch portion; notch portion, element 141c, is closed at the top as well as closed at the bottom by element 142; [0064]). PNG media_image1.png 271 643 media_image1.png Greyscale Regarding claim 2, Kim further discloses wherein: the safety vent is exposed to the outside from an opened upper part of the battery case (Fig. 1B-C; element 141, corresponding to “safety vent”, has one surface, element 141a, exposed to the outside of the battery case; [0017]; [0045]; [0069]). PNG media_image2.png 612 580 media_image2.png Greyscale Regarding claim 3, Kim further discloses wherein: the safety vent is a disk-shaped plate (Fig. 1A; top plate 141 is circular; [0035] “cylindrical can”; [0045]), and the notch portion is shaped to define a recessed groove extends in the safety vent extending along a circular path ([0045] “substantially circular”, “inverted V (“∧”) shaped cross section”). Regarding claim 4, Kim further discloses wherein: one end of the opened upper part of the battery case is bent to wrap around a portion of the cap assembly and form a crimping portion ([0036]; Fig. 1B). Regarding claim 5, Kim further discloses wherein: the crimping portion of the battery case wraps around an outer peripheral part of the safety vent (Fig. 1B-C; element 141 corresponds to “safety vent” and element 114, corresponding to crimping portion, wraps around element 141; [0062]; [0064]; Fig. 2A-B). PNG media_image3.png 612 582 media_image3.png Greyscale Regarding claim 6, Kim further discloses wherein: the safety vent comprises a curling portion bent at the outer peripheral part of the safety vent, and the crimping portion wraps around the curling portion to form a crimping joint ([0046]; Fig. 1B-C elements 141e and 141f are considered curling portions of the safety vent; [0062]). Regarding claim 7, Kim further discloses wherein: the safety vent is formed with a bent portion bent in a direction away from the electrode assembly ([0051]; the upper region of the safety vent is bent upwards and away from the electrode assembly, see Fig. 2A). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to FELICITY B. ALBAN whose telephone number is (703)756-5398. The examiner can normally be reached Monday-Friday 7:30-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Martin can be reached at 571-270-7871. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /F.B.A./Examiner, Art Unit 1728 /MATTHEW T MARTIN/Supervisory Patent Examiner, Art Unit 1728
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Prosecution Timeline

Feb 24, 2023
Application Filed
Jun 29, 2026
Non-Final Rejection mailed — §102, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12626911
CATHODE MIXTURE
3y 11m to grant Granted May 12, 2026
Patent 12603353
Battery Pack Case, and Battery Pack Including the Same
4y 3m to grant Granted Apr 14, 2026
Patent 12573632
Anode Mixture for Secondary Battery, Anode and Secondary Battery Including the Same
3y 10m to grant Granted Mar 10, 2026
Patent 12562385
POSITIVE ELECTRODE ACTIVE MATERIAL AND MAGNESIUM SECONDARY BATTERY
3y 10m to grant Granted Feb 24, 2026
Patent 12558975
Structural Battery Comprising Cooling Channels
3y 7m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
61%
Grant Probability
99%
With Interview (+45.6%)
3y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 28 resolved cases by this examiner. Grant probability derived from career allowance rate.

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