Prosecution Insights
Last updated: April 18, 2026
Application No. 18/024,712

ALL-SOLID-STATE BATTERY

Non-Final OA §102§103
Filed
Mar 03, 2023
Examiner
SRIPATHI, ANKITH REDDY
Art Unit
1728
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Samsung Electro-Mechanics Co., Ltd.
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
3y 5m
To Grant
93%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allow Rate
74 granted / 111 resolved
+1.7% vs TC avg
Strong +26% interview lift
Without
With
+26.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
67 currently pending
Career history
178
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
68.6%
+28.6% vs TC avg
§102
14.1%
-25.9% vs TC avg
§112
12.6%
-27.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 111 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-7, 10, 14-18 & 20 is/are rejected under 35 U.S.C. 102(a)(1)/(a)(2) as being anticipated by Horibe (US20180083304). Regarding Claim 1, Horibe discloses an all-solid-state battery ([0017]) comprising: A support that includes on surface (substrate-120A acts as support, [0036]); A plurality of unit battery cells that are arranged in a first direction that is parallel with the surface of the support on the surface of the support (plurality of battery layers act as battery cells ([007])), Each unit battery cell including a first electrode portion and a second electrode portion stacked with a solid electrolyte portion therebetween in a second direction that is perpendicular to the surface of the support (each solid thin film battery element-122 includes a cathode-126 and an anode-130 stacked with an electrolyte-128 stacked between them, Fig. 1, [0039]), An electrode connection portion that extends in the second direction (vias-144 act as electrode connection portion, [0034], Fig. 1), and connects first electrode portions and second electrode portions of different unit cells in series (thin film battery elements are connected in series, [0051]). Regarding Claim 2, Horibe discloses the limitations as set forth above. Horibe further discloses wherein in one of the pluralities of unit battery cells, edges of the first electrode portion and the second electrode portion are disposed to be displaced from each other by a predetermined distance in the first direction (Fig. 1 shows electrode portions are displaced from each other). Regarding Claim 3, Horibe discloses the limitations as set forth above. Horibe further discloses wherein in one of the pluralitiy of unit battery cells and another of the plurality of unit battery cells connected to the one of the plurality of unit battery cells, the electrode connection portion between the one of the plurality of unit battery cells and the another of the plurality of unit battery cells is in contact with a bottom surface of one end of the second electrode portion of the one of the plurality of unit battery cells and a top surface of one end of the first electrode portion of the another of the plurality of battery cells (Fig. 1, vias-144/146 acting as electrode connection portion). Regarding Claim 4, Horibe discloses the limitations as set forth above. Horibe further discloses wherein the electrode connection portion between the one of the pluralities of unit battery cells and the another of the plurality of unit battery cells extends to the support while covering a side surface of one end of the first electrode portion of the another of the plurality of unit battery cells (Fig. 1, vias-144/146 acting as electrode connection portion). Regarding Claim 5, Horibe discloses the limitations as set forth above. Horibe further discloses the solid electrolyte portion covers a top surface and aside surface of the first electrode portion of one of the plurality of unit battery cells (electrolyte-128 covers top surface a side surface of the cathode-126, Fig. 1, [0039]). Regarding Claim 6, Horibe discloses the limitations as set forth above. Horibe further discloses wherein the solid electrolyte portions included in the different unit battery cells are divided by the electrode connection portion in the first direction (electrolyte portions-128 are divided by the vias-144/146 for each plurality of unit cells, Fig. 1, [0039]). Regarding Claim 7, Horibe discloses the limitations as set forth above. Horibe further discloses the second electrode portions that neighbor each other in the first direction are divided by a margin electrolyte portion (under the broadest reasonable interpretation of the claim language, a margin electrolyte portion can be any portion of an electrolyte that divides the neighboring second electrode portions, and therefore the electrolyte portion-128 that contacts the anode-130 and the anode current collector-132 acts as margin electrolyte, Fig. 1). Regarding Claim 10, Horibe discloses the limitations as set forth above. Horibe further discloses a first current collecting portion that is connected to a first connection portion located at one outer side of the plurality of unit battery cells (current collector-124 acts as first current collecting portion, and via-144 acts as first connection portion, Fig. 1, [0039]); and a second current collecting portion that is connected to a second electrode portion located at the outermost side of the plurality of the unit battery cells (current collector-132acts as second current collecting portion, and via-146 acts as second connection portion, Fig. 1, [0039]). Regarding Claim 14, Horibe discloses an all-solid-state battery comprising ([0017]): A support that includes first and second surfaces that face toward opposite directions on surface (substrates-120(A-C) acts as support, [0036]); A plurality of upper unit battery cells that are arranged in a first direction that is parallel with the surface of the support on the surface of the support (plurality of battery layers act as battery cells ([007])), Each upper unit battery cell including a first electrode portion and a second electrode portion stacked with a solid electrolyte portion therebetween in a second direction that is perpendicular to the surface of the support (each solid thin film battery element-122 includes a cathode-126 and an anode-130 stacked with an electrolyte-128 stacked between them, Fig. 1, [0039]), An upper electrode connection portion that extends in the second direction (vias-144 act as electrode connection portion, [0034], Fig. 1), and connects first electrode portions and second electrode portions of different unit cells in series (thin film battery elements are connected in series, [0051]), and A plurality of lower unit battery cells that are arranged in a first direction that is parallel with the second surface of the support on the surface of the support (plurality of battery layers act as battery cells ([007])), Each lower unit battery cell including a third electrode portion and a fourth electrode portion stacked with a solid electrolyte portion therebetween in a second direction that is perpendicular to the surface of the support (each solid thin film battery element-122 includes a cathode-126 and an anode-130 stacked with an electrolyte-128 stacked between them, Fig. 1, [0039]), An lower electrode connection portion that extends in the second direction (vias-144 act as electrode connection portion, [0034], Fig. 1), and connects third electrode portions and fourth electrode portions of different unit cells in series (thin film battery elements are connected in series, [0051]). Regarding Claim 15, Horibe discloses the limitations as set forth above. Horibe further discloses wherein in one of the pluralities of the upper unit battery cells, edges of the first electrode portion and the second electrode portion are disposed to be displaced from each other by a predetermined distance in the first direction (Fig. 1 shows electrode portions are displaced from each other). Horibe further discloses wherein in one of the pluralities of the lower unit battery cells, edges of the third electrode portion and the fourth electrode portion are disposed to be displaced from each other by a second predetermined distance in the first direction (Fig. 1 shows electrode portions are displaced from each other). Regarding Claim 16, Horibe discloses the limitations as set forth above. Horibe further discloses wherein in one of the plurality of upper unit battery cells and another of the plurality of unit battery cells connected to the one of the plurality of upper unit battery cells, the electrode connection portion between the one of the plurality of upper unit battery cells and the another of the plurality of upper unit battery cells is in contact with a bottom surface of one end of the second electrode portion of the one of the plurality of upper unit battery cells and a top surface of one end of the first electrode portion of the another of the plurality of upper battery cells (Fig. 1, vias-144/146 acting as electrode connection portion). Horibe further discloses wherein in one of the plurality of lower unit battery cells and another of the plurality of lower unit battery cells connected to the one of the plurality of lower unit battery cells, the electrode connection portion between the one of the plurality of lower unit battery cells and the another of the plurality of lower unit battery cells is in contact with a bottom surface of one end of the fourth electrode portion of the one of the plurality of lower unit battery cells and a top surface of one end of the thrid electrode portion of the another of the plurality of lower battery cells (Fig. 1, vias-144/146 acting as electrode connection portion). Regarding Claim 17, Horibe discloses the limitations as set forth above. Horibe further discloses wherein the upper electrode connection portion extends to the support while covering a side surface of one end of the first electrode portion of one of the plurality of upper unit battery cells (Fig. 1, vias-144/146 acting as electrode connection portion, substrates-120A-C act as support, [0039]), and the lower electrode connection portion extends to the support, while covering a side surface of one end of the third electrode portions on one of the plurality of upper unit battery cells (Fig. 1, vias-144/146 acting as electrode connection portion, substrates-120A-C act as support, [0039]). Claim 18, Horibe discloses the limitations as set forth above. Horibe further discloses wherein the second electrode portions that neighbor each other in the first direction are divided by an upper margin electrolyte portion, the fourth electrolyte portions that neighbor each other in the first direction are divided by a lower margin electrolyte potion (under the broadest reasonable interpretation of the claim language, a margin electrolyte portion can be any portion of an electrolyte that divides the neighboring second electrode portions, and therefore the electrolyte portion-128 that contacts the anode-130 and the anode current collector-132 acts as margin electrolyte, Fig. 1). Regarding Claim 20, Horibe discloses the limitations as set forth above. Horibe further discloses a first current collecting portion and a second current collecting portion that are respectively located at opposing outermost sides of the plurality of upper unit battery cells and respectively connected to the first electrode portion and the second electrode portion; and a third current collecting portion and a fourth current collecting portion that are respectively located at opposing outermost sides of the plurality of lower unit battery cells (current collector-124 acts as first current collecting portion, and via-144 acts as first connection portion, Fig. 1, [0039], current collector-132acts as second current collecting portion, and via-146 acts as second connection portion, Fig. 1, [0039]) and Respectively connected to the third electrode portion and the fourth electrode portion, wherein the first current collecting portion is connected with the third current collecting portion, and the second current collecting portion is connected with the fourth current collecting portion (current collector-124 acts as first current collecting portion, and via-144 acts as first connection portion, Fig. 1, [0039], current collector-132acts as second current collecting portion, and via-146 acts as second connection portion, Fig. 1, [0039]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 11-13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Horibe (US20180083304). Regarding Claim 11, Horibe discloses the limitations as set forth above. Horibe does not directly disclose wherein the maximum thickness in the second direction of the first current collecting portion and the second current collecting portion is the same as the sum of the maximum thicknesses in which the first electrode portion, the solid electrolyte portion and the second electrode portion are stacked in the second direction. The examiner notes that under the broadest reasonable interpretation of the claim “wherein the maximum thickness in the second direction of the first current collecting portion and the second current collecting portion is the same as the sum of the maximum thicknesses in which the first electrode portion, the solid electrolyte portion and the second electrode portion are stacked in the second direction” can be interpreted to mean that the first current collecting portion and the second current collecting portion thicknesses at their most thickness points is less that the thickness of the overall first electrode portion, solid electrolyte portion and second electrode portion. Horibe discloses wherein the thickness of the overall solid thin film batteries can be 10 um or less ([0045]). Horibe further discloses wherein the overall thickness of the battery layer can be adjusted ([0061]). Horibe further discloses wherein the current collectors are thinner than the overall solid battery structure including the first and second electrode portion and solid electrolyte portion (Fig. 1, Fig. 4). Therefore it would be obvious to one of ordinary skill in the art using the disclosure of Horibe to have wherein the maximum thickness in the second direction of the first current collecting portion and the second current collecting portion is the same as the sum of the maximum thicknesses in which the first electrode portion, the solid electrolyte portion and the second electrode portion are stacked in the second direction. Regarding Claim 12, Horibe discloses the limitations as set forth above. Horibe does not directly disclose wherein the support comprises an electrolyte support. However, Horibe discloses wherein the substrate can be formed of an alumina ceramic ([0037]), which is an electrolytic material. Therefore it would be obvious to one of ordinary skill in the art using the disclosure of Horibe to have wherein the support comprises an electrolyte support. Regarding Claim 13, Horibe discloses the limitations as set forth above. Horibe discloses wherein the first all-solid-state battery layer and the second all-solid-state battery layer respectively include the support, the plurality of unit battery cells, and the electrode connection portion ([0039]). Horibe does not directly disclose wherein the all-solid-state battery comprises a first all-solid-state battery layer and a second all-solid-state battery layer that are stacked in the second direction and connected in parallel with each other. Horibe further discloses the first and second layers and the third and fourth layers of the stacked battery layers can be connection parallel ([0052]). Therefore, it would be obvious to one of ordinary skill in the art using the disclosure of Horibe to have wherein the all-solid-state battery comprises a first all-solid-state battery layer and a second all-solid-state battery layer that are stacked in the second direction and connected in parallel with each other. Claim(s) 8, 9 & 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Horibe (US20180083304) in view of Hiroshi (JP2015220105A, see Machine Translation for citations). Regarding Claim 8, Horibe discloses the limitations as set forth above. Horibe does not directly disclose wherein the conductivity of the margin electrolyte portion is lower than conductivity of the solid electrolyte portions. Hiroshi discloses a solid electrolyte battery stack that has a first electrolyte layer that acts as marginal electrolyte layer and a second electrolyte layer that acts as the solid electrolyte portions (first ion-conductive solid electrolyte layer, and second ion-conductive solid electrolyte layer, [0011], [0022]). Hiroshi further discloses wherein the ion-conductive solid electrolytes can be formed of various materials ([0028]). Hiroshi discloses wherein this structure has improved battery reliability ([0012]). Therefore it would be obvious to one of ordinary skill in the art to modify Horibe with the teachings of Hiroshi to have wherein the conductivity of the margin electrolyte portion is lower than conductivity of the solid electrolyte portions. This modification would yield the expected result of improved battery reliability. Regarding Claim 9, Horibe discloses the limitations as set forth above. Hirobe does not directly disclose wherein a top end of the electrode connection portion is in contact with a boundary between the second electrode portion and the margin electrolyte portion. Hiroshi discloses a solid electrolyte battery stack that has a first electrolyte layer that acts as marginal electrolyte layer and a second electrolyte layer that acts as the solid electrolyte portions (first ion-conductive solid electrolyte layer, and second ion-conductive solid electrolyte layer, [0011], [0022]). Hiroshi further discloses an electrode connection portion (first terminal-31 acts as electrode connection portion, Fig. 1). Hiroshi further discloses wherein the electrode connection portion has a top surface that is in contact with both the first ion conductive layer acting as marginal electrolyte and the second electrolyte layer (Fig. 1, [0022]). Therefore it would be obvious to one of ordinary skill in the art to modify Horibe with the teachings of Hiroshi to have wherein a top end of the electrode connection portion is in contact with a boundary between the second electrode portion and the margin electrolyte portion. Regarding Claim 19, Horibe discloses the limitations as set forth above. Hirobe does not directly disclose wherein a top end of the upper electrode connection portion is disposed to be in contact with the boundary between the second electrode portion and the upper margin electrolyte portion, and a lower end of the lower electrode connection portion is disposed to be in contact with the boundary between the fourth electrode portion and the lower margin electrolyte portion. Hiroshi discloses a solid electrolyte battery stack that has a first electrolyte layer that acts as marginal electrolyte layer and a second electrolyte layer that acts as the solid electrolyte portions (first ion-conductive solid electrolyte layer, and second ion-conductive solid electrolyte layer, [0011], [0022]). Hiroshi further discloses an electrode connection portion (first terminal-31 acts as electrode connection portion, Fig. 1). Hiroshi further discloses wherein the electrode connection portion has a top surface that is in contact with both the first ion conductive layer acting as marginal electrolyte and the second electrolyte layer (Fig. 1, [0022]). Therefore it would be obvious to one of ordinary skill in the art to modify Horibe with the teachings of Hiroshi to have wherein a top end of the upper electrode connection portion is disposed to be in contact with the boundary between the second electrode portion and the upper margin electrolyte portion, and a lower end of the lower electrode connection portion is disposed to be in contact with the boundary between the fourth electrode portion and the lower margin electrolyte portion. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANKITH R SRIPATHI whose telephone number is (571)272-2370. The examiner can normally be reached Monday - Friday: 7:30 am - 5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Martin can be reached at 571-270-7871. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANKITH R SRIPATHI/ Examiner, Art Unit 1728 /MATTHEW T MARTIN/ Supervisory Patent Examiner, Art Unit 1728
Read full office action

Prosecution Timeline

Mar 03, 2023
Application Filed
Apr 03, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
93%
With Interview (+26.2%)
3y 5m
Median Time to Grant
Low
PTA Risk
Based on 111 resolved cases by this examiner. Grant probability derived from career allow rate.

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