Prosecution Insights
Last updated: April 19, 2026
Application No. 18/025,069

METHOD AND DEVICE FOR THE OBJECTIVE CHARACTERIZATION OF SYMPTOMS OF PARKINSON'S DISEASE

Final Rejection §102
Filed
Mar 07, 2023
Examiner
TOMBERS, JOSEPH A
Art Unit
3791
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Brain Innovations S R L
OA Round
2 (Final)
46%
Grant Probability
Moderate
3-4
OA Rounds
3y 10m
To Grant
78%
With Interview

Examiner Intelligence

Grants 46% of resolved cases
46%
Career Allow Rate
84 granted / 181 resolved
-23.6% vs TC avg
Strong +31% interview lift
Without
With
+31.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
65 currently pending
Career history
246
Total Applications
across all art units

Statute-Specific Performance

§101
9.1%
-30.9% vs TC avg
§103
46.0%
+6.0% vs TC avg
§102
24.2%
-15.8% vs TC avg
§112
20.2%
-19.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 181 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The Amendment filed February 02, 2026 has been entered. Claims 1 and 3 remain pending in the application. Response to Arguments Applicant’s arguments, see Remarks page 4, filed February 02, 2026, with respect to the section 101 rejections have been fully considered and are persuasive. The recited structure is more than generic sensors for data gathering/output. The section 101 rejections of claims 1 and 3 has been withdrawn. Applicant's arguments filed February 02, 2026, have been fully considered but they are not persuasive. With respect to the arguments regarding the section 102 rejections, the arguments are not persuasive. Tables 1 and 2 of Sharma, which is including in the teachings of the Parkinson’s disease testing and framework, show dyskinesia as a measured phase. Table 2 shows explicitly the “off” state, the “on” state and the “dys” state. Thus, the arguments are not persuasive. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1 and 3 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Sharma et al., SPARK: Personalized Parkinson Disease Interventions through Synergy between a Smartphone and a Smartwatch, Design, User Experience, and Usability. User Experience Design for Everyday Life Applications and Services 103-114 (2014) (“Sharma”). Regarding claim 1, Sharma discloses A system for an objective characterization of symptoms of Parkinson's disease (Abstract and entire document), comprising determining a motor status of a patient affected by Parkinson's disease (Section 3.1 Smartwatch/Smartphone System on p. 108, teaching on an integrated smartphone and smartwatch mobile health system for monitoring Parkinson disease to place a patient on a rating scale (treated as synonymous to a phase), wherein said motor motion status can be in one of the following phases: - OFF phase, wherein symptoms of Parkinson's disease, comprising one or more of rigidity, tremor and bradykinesia, emerge; - ON phase, wherein said symptoms of Parkinson's disease markedly improve; - DYS phase, wherein involuntary movements emerge, called dyskinesias (Section 4.3 Personalized Interventions on p. 110 (teaching on predicting an "OFF phase" when medication is not effective/movement symptoms, including bradykinesia or tremors, are not controlled and an "ON phase" when medication is effective/movement symptoms are controlled. Table 1-2 showing ON, OFF, DYS. dyskinesias); wherein said system comprises: - an electronic bracelet, equipped with an accelerometer, a magnetometer and a gyroscope, for continuously collecting data about tremor and movement (Section § 5.3 Active Monitoring of Movements on p. 1111, 4.2 Multidimensional Diagnostic Monitoring (Layer 2) on p. 109-110, and § 2.2 Survey on the Use of Wearable Technology in PD Interventions (teaching on a patient smartwatch for passively monitoring motor movements equipped with an accelerometer, gyroscopes, magnetic motion trackers (treated as synonymous to a magnetometer)); - a photo-camera to collect data about face expressions, configured to be actuated upon request of the patient (Section 5.1 Facial Tremors on p. 111 and 4.2 Multidimensional Diagnostic Monitoring (Layer 2) on p. 109-110 (teaching on a front facing camera to record facial videos for patient tremor analysis utilizing the patient's smartphone via active monitoring (treated as synonymous to actuated upon request of a patient)); - a recorder to collect data about the patient voice, configured to be actuated upon request of the patient (Section 5.2 Speech Analysis on p. 111 and 4.2 Multidimensional Diagnostic Monitoring (Layer 2) on p. 109-110 (teaching on a smartphone microphone monitoring patient speech signals for voice impairments via active monitoring (treated as synonymous to actuated upon request of a patient)); - a processing device, equipped with a suitable software which, using a suitable algorithm, integrates data about movement, tremor, face and voice to identify a motor status of the patient affected by the Parkinson's disease, comprising ON, OFF, and DYS (Section 4.1 and 4.2 discussing analyzing the data to determine motor status of a patient/analyze the features of the symptoms. See also rejection for claim 1 above, discussing the phases. See further 4.3 Personalized Interventions on p. 110 (teaching on the patient smartphone with corresponding hardware providing a recommendation of a medication change utilizing a software algorithm implementing a hidden Markov model to analyses the input to minimize the OFF phase for a patient. Table 1-2 showing ON, OFF, DYS.); - a display on which the motor status of the patient is displayed (Figure 2 on p. 109 (teaching on a patient smartphone with a display). Regarding claim 3, Sharma discloses The system for the objective characterization of symptoms of Parkinson's disease according to claim 1, wherein said photo-camera, said recorder, said processing device, said display and related software are integrated in a handheld computer/smartphone comprising the display, so that the electronic bracelet sends combined data about analysis of movement and tremor directly to said handheld computer/smartphone, to display the motor status of the patient: ON, OFF, DYS (Section 5.3 Active Monitoring of Movements on p. 1111, 4.2 Multidimensional Diagnostic Monitoring (Layer 2) on p. 109-110, and § 2.2 Survey on the Use of Wearable Technology in PD Interventions (teaching on a patient smartwatch for passively monitoring motor movements equipped with an accelerometer, gyroscopes, magnetic motion trackers (treated as synonymous to a magnetometer) see further section 3.1 Smartwatch/Smartphone System and section 4.3 Personalized Interventions on p. 110 (teaching on the patient smartphone with corresponding hardware receiving patient input data from the patient smartwatch over a network and providing a recommendation of a medication change utilizing a software algorithm implementing a hidden Markov model to analyses the input to minimize the OFF phase for a patient via the smartphone display) Table 1-2). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Broderick et al. (US 2019/0110736 A1) (“Broderick”). Broderick additionally teaches using similar data sets such as voice/video/facial/motion to determine symptoms of Parkinson’s such as on/off/dys. Broderick further discloses classifying the symptoms by using machine learning to output the severity such as the phase of on/off/dys. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOSEPH A TOMBERS whose telephone number is (571)272-6851. The examiner can normally be reached on M-TH 7:00-16:00, F 7:00-11:00(Eastern). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert Chen can be reached on 571-272-3672. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /J.A.T./Examiner, Art Unit 3791 /TSE W CHEN/Supervisory Patent Examiner, Art Unit 3791
Read full office action

Prosecution Timeline

Mar 07, 2023
Application Filed
Sep 04, 2025
Non-Final Rejection — §102
Feb 02, 2026
Response Filed
Feb 18, 2026
Final Rejection — §102 (current)

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Prosecution Projections

3-4
Expected OA Rounds
46%
Grant Probability
78%
With Interview (+31.4%)
3y 10m
Median Time to Grant
Moderate
PTA Risk
Based on 181 resolved cases by this examiner. Grant probability derived from career allow rate.

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