Prosecution Insights
Last updated: April 18, 2026
Application No. 18/025,164

BATTERY MODULE AND BATTERY PACK INCLUDING THE SAME

Final Rejection §102§103§DP
Filed
Mar 07, 2023
Examiner
CLARY, KAYLA ELAINE
Art Unit
1721
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution, Ltd.
OA Round
2 (Final)
69%
Grant Probability
Favorable
3-4
OA Rounds
3y 3m
To Grant
98%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allow Rate
57 granted / 83 resolved
+3.7% vs TC avg
Strong +30% interview lift
Without
With
+29.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
37 currently pending
Career history
120
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
45.9%
+5.9% vs TC avg
§102
20.8%
-19.2% vs TC avg
§112
21.7%
-18.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 83 resolved cases

Office Action

§102 §103 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-7, 9-10, and 12 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kim et al. (US-20200303701-A1). Regarding Claim 1, Kim discloses: A battery module comprising (groupings of two or more battery cells within the battery pack, see [0054] and Fig. 1) : a battery cell stack in which a plurality of battery cells are stacked in one direction (“ the battery cells B in a direction (hereinafter, also referred to as a direction Z1),” see [0055] and Fig. 1), a module frame that houses the battery cell stack and has an inner surface and an outer surface (frames F and top cover TC, see [0055] and Fig. 1), and an end plate that is coupled to the module frame and covers a front surface or a rear surface of the battery cell stack (“end blocks E and the end plates 210 may be placed on the outer sides of the outermost battery cells B to provide fastening force for physically restraining the battery cells B of the battery pack,” see [0074] and Fig. 1), wherein the module frame includes at least one venting part having a hole shape (discharge holes FV defined by the guide ribs GR, frames F, cell vent V, and module vent MV, see [0088], [0121] and Fig. 9), and that defines an inlet port formed on an inner surface of the module frame and an outlet port formed on an outer surface of the module frame (see annotated Fig. 9 below), and wherein a terminal region of the at least one venting part including the inlet port or the outlet port has a reverse tapered shape (inclined portions GR1 have a cross-sectional shape gradually decreasing in an upward direction of a discharge path, see [0123] and annotated Fig. 9 below). and wherein, based on an axial cross section of the at least one venting part, a side surface of the at least one venting part extending between the inlet port and the outlet port has a concave shape (see [0123] and annotated Fig. 9 below). PNG media_image1.png 661 1396 media_image1.png Greyscale Regarding Claim 2, Kim discloses: wherein: the concave shape enables an effluent flowing in through the inlet port to be moved to the outlet port along the concave shape (High-temperature gas discharged from the cell vent V of a battery cell B is guided toward a module vent MV of the top cover TC via guide ribs GR and a protruding barrier wall PW provided above the cell vent V without leakage between the top cover TC and the frames F to adjacent battery cells B,” see [0096], [121], and Fig. 9). Regarding Claim 3, Kim discloses wherein: the at least one venting part includes a cover configured to open and close a hole of the at least one venting part (cell vent V and module vent MV, wherein at least the module vent MV is configured to broken open by pressurized gas, see [0112] and Figs. 1 and 5). Regarding Claim 4, Kim discloses: wherein: the cover is located at a part of the at least one venting part corresponding to the inlet port (cell vent V is shown to be located at the inlet of the venting hole FV, see annotate Fig. 5 above). Regarding Claim 5, Kim discloses: wherein: the cover is provided in pairs (“module vents MV formed at positions corresponding to the cell vents V,” i.e., are paired sets, see [0055] and Fig. 1). Regarding Claim 6, Kim discloses: wherein: the cover has a plate shape, and one edge of the cover is fixed to the module frame (at least one side of the module frame MV is fixed to the top cover TC, see Fig. 5). Regarding Claim 7, Kim discloses: depending on an internal pressure of the battery module, the cover is curved along the side surface of the at least one venting part having the round shape (Figs. 1 and 5 shows the outer circumference is curved along the projection of the guide rib GR). Regarding Claim 9, Kim discloses: wherein: when the one direction in which the plurality of battery cells are stacked is defined as a stacking direction, the at least one venting part is formed on one surface of the module frame extending along the stacking direction (see Fig. 1). Regarding Claim 10, annotated Fig. 1 of Kim below discloses: wherein: when a direction from the front surface to the rear surface of the battery cell stack is defined as a longitudinal direction, a position in the longitudinal direction of the at least one venting part is closer to the front surface or the rear surface of the battery cell stack than to a central part of the battery cell stack having a same distance in the longitudinal direction as the front surface and the rear surface of the battery cell stack. PNG media_image2.png 1125 1309 media_image2.png Greyscale Regarding Claim 12, Kim discloses: A battery pack comprising at least one battery module as set forth in claim 1 (a battery pack, see [0055] and Fig. 1). Regarding Claim 13, Kim discloses: wherein the concave shape includes a flat section between the inlet port and the outlet port (the extension portions GR2 have a uniform cross-sectional shape and may extend in parallel with each other in the upward direction of the discharge path (i.e., a flat section), see annotated Fig. 9 above and [0123]). Regarding Claim 14, Kim discloses: wherein a portion of the reverse tapered shape of the terminal region includes a curved part (at least the guide ribs GR are described as being elliptical in shape and, therefore, has a curved part, see [0078] and Fig. 1). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kim et al. (US-20200303701-A1) as applied to claim 1 and 3 above, and further in view of Chen et al. (US-20150079426-A1). Regarding Claim 8, Kim is silent toward the materials used of the cell vents V and modular vent MV and, therefore, does not teach: wherein: the cover comprises aluminum. To solve the same problem of providing a battery with a pressure relief valve (see Abstract), Chen teaches a pressure release plate 50 which can suitably be made of aluminum, see [0051]. Additionally, Chen teaches aluminum a is suitable material that has “desirable ductility and will not dash off after rupture,” see [0051]. Absent a showing of persuasive secondary considerations, it would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to have used aluminum for the material of Kim’s cell vent V and/or modular vent MV because Chen teaches aluminum has “desirable ductility and will not dash off after rupture.” Claim(s) 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kim et al. (US-20200303701-A1) as applied to claim 1 above, and further in view of Jeon et al. (US-20220052392-A1). Regarding Claim 11, Kim does not teach: wherein: each battery cell of the plurality of battery cells comprises an electrode lead protruding from one end part of each battery cell, and the electrode lead is located on the front surface or the rear surface of the battery cell stack. To solve the same problem designing a battery module with a gas outlet (see [0009]-[0010]), Jeon teaches disposing electrode leads 15 of the battery cells 10 at the front and back of the cell groups 2, see [0045] and Fig. 2. This discloser of Jeon teaches that having the electrode leads disposed in the front and rear of the cell stack is a conventional and successful structure. Consequently, one of ordinary skill in the art before the effective filling date of the claimed invention would have had a reasonable expectation of success in disposing electrode leads disposed in the front and rear of the cell stack as taught by Jeon for the structure of Kim. Response to Arguments Double Patenting In light of the amendments to Claim 1, the double patenting rejection in view of the 18025003 has been withdrawn. However, 18025003 remains pending and ongoing consideration is will be applied as the reference and instant applications continue prosecution. Claim rejections under 35 USC §§ 102 and 103 Applicant’s arguments with respect to claim(s) 1-14 have been considered but are moot because the new ground of rejection does not rely on any embodiment of the reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Kayla E Clary whose telephone number is (571)272-2854. The examiner can normally be reached Monday - Friday 8:00-5:00 (PT). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Allison Bourke can be reached at 303-297-4684. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /K.E.C./ Kayla E. ClaryExaminer, Art Unit 1721 /ALLISON BOURKE/Supervisory Patent Examiner, Art Unit 1721
Read full office action

Prosecution Timeline

Mar 07, 2023
Application Filed
Dec 10, 2025
Non-Final Rejection — §102, §103, §DP
Mar 12, 2026
Response Filed
Apr 02, 2026
Final Rejection — §102, §103, §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
69%
Grant Probability
98%
With Interview (+29.7%)
3y 3m
Median Time to Grant
Moderate
PTA Risk
Based on 83 resolved cases by this examiner. Grant probability derived from career allow rate.

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