Prosecution Insights
Last updated: April 19, 2026
Application No. 18/027,237

A LIQUID FILTER

Non-Final OA §DP
Filed
Mar 20, 2023
Examiner
NORRIS, CLAIRE A
Art Unit
1779
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Charles Austen Pumps Ltd.
OA Round
3 (Non-Final)
65%
Grant Probability
Favorable
3-4
OA Rounds
2y 11m
To Grant
94%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allow Rate
540 granted / 827 resolved
At TC average
Strong +28% interview lift
Without
With
+28.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
48 currently pending
Career history
875
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
42.6%
+2.6% vs TC avg
§102
15.9%
-24.1% vs TC avg
§112
31.9%
-8.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 827 resolved cases

Office Action

§DP
DETAILED ACTION Status of Claims: Claims 1-7 are pending. Claim 1 is amended. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 1/21/2026 has been entered. Response to Arguments Applicant’s arguments, see Remarks, filed 1/21/2026, with respect to claims 1-7 have been fully considered and are persuasive. The 102 and 103 rejections of claims 1-7 have been withdrawn. The prior art does not teach the capacitive elements as claimed, and it would not have been obvious to modify Drack to include the capacitive ground electrode and capacitive sensing electrode as Drack teaches away from the use of capacitive sensing. The double patenting rejection is maintained. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-7 provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1 and 6-12 of copending Application No. 18/027,271 in view of LaPointe et al (US 2018/0045550). Regarding Claims 1, 6, and 7: The claims of the copending application disclose the liquid filter formed of a printed circuit board comprising a plurality of holes forming a filter screen through the printed circuit board (see claim 7); wherein the filter comprises a set of capacitive elements which are formed in the printed circuit board forming a capacitive sensor capable of measuring the depth of the liquid adjacent to the filter (see claims 1, and 6-8). The claim of the copending application further teach a condensate tray or reservoir having the filter according to claim 1 upstream of an outlet duct (see claim 1) The claims of the copending application do not explicitly teach the capacitive elements comprising a capacitive ground electrode and a capacitive sensing electrode. LaPointe teaches capacitive elements comprising a capacitive ground electrode and a capacitive sensing electrode (see para. 0003). The copending application and LaPointe are analogous inventions in the art of liquid level measurement. It would have been obvious to one skilled in the art before the effective filing date of the invention to use a ground electrode and a capacitive sensing electrode (as disclosed by LaPointe) as the capacitive elements forming the sensor of the claims of the copending application because one skilled in the art would have found it obvious to use a known sensor configuration as the unspecified sensor in the copending application, obviously resulting in a capacitive level sensor, with an expectation of success. The simple substitution of one known element for another is likely to be obvious when predictable results are achieved. See KSR International Co. v. Teleflex Inc., 550 U.S. __,__, 82 USPQ2d 1385, 1395 – 97 (2007) (see MPEP § 2143, B.). Regarding Claims 2-5: Claims 2-5 of the instant invention directly correspond to claims 9-12 of the copending application. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CLAIRE A NORRIS whose telephone number is (571)272-5133. The examiner can normally be reached M-Th 7:30-5 F: 8-12. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ramdhanie Bobby can be reached at 571-270-3240. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CLAIRE A NORRIS/Primary Examiner, Art Unit 1779 3/10/2026
Read full office action

Prosecution Timeline

Mar 20, 2023
Application Filed
May 23, 2025
Non-Final Rejection — §DP
Aug 18, 2025
Response Filed
Oct 09, 2025
Final Rejection — §DP
Nov 05, 2025
Response after Non-Final Action
Jan 21, 2026
Request for Continued Examination
Jan 27, 2026
Response after Non-Final Action
Mar 10, 2026
Non-Final Rejection — §DP (current)

Precedent Cases

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2y 5m to grant Granted Mar 24, 2026
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
65%
Grant Probability
94%
With Interview (+28.2%)
2y 11m
Median Time to Grant
High
PTA Risk
Based on 827 resolved cases by this examiner. Grant probability derived from career allow rate.

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